![Theodore Uhl](data:image/svg+xml,<svg xmlns="http://www.w3.org/2000/svg" width="16" height="16" fill="%231b1b1b" class="bi bi-person-fill" viewBox="0 0 16 16"><path d="M3 14s-1 0-1-1 1-4 6-4 6 3 6 4-1 1-1 1zm5-6a3 3 0 1 0 0-6 3 3 0 0 0 0 6"/></svg>)
Theodore Uhl
Compliance Officer bei
XAI FLOATING RATE & ALTERNATIVE INCOME TRUST
Profil
Theodore J.
Uhl is Chief Compliance Officer at Financial Investors Trust since 2010, Transparent Value Trust, ALPS Fund Services, Inc. as Deputy Chief Compliance Officer since 2006, Centre Funds since 2013, Reality Shares ETF Trust since 2014, Elevation ETF Trust since 2016, Axonic Alternative Income Fund since 2024, XAI Octagon Floating Rate & Alternative Income Term Trust since 2017, and Ss&C Registered Fund Services as Chief Compliance Officer & Vice President since 2010.
Former roles include Chief Compliance Officer at Reaves Global Utility & Energy Income Fund, Reaves Utility Income Fund, Clough Global Opportunities Fund, SRH Total Return Fund, and Clough Global Dividend & Income Fund.
Served as Chief Compliance Officer at Clough Global Equity Fund from 2010 to 2015.
Worked as Staff Auditor at RSM McGladrey, Inc. from 1998 to 2000.
Aktive Positionen von Theodore Uhl
| Unternehmen | Position | Beginn |
|---|---|---|
| XAI FLOATING RATE & ALTERNATIVE INCOME TRUST | Compliance Officer | 27.09.2017 |
ALPS Fund Services, Inc.
 ALPS Fund Services, Inc. Investment ManagersFinance Provides financial and asset servicing solutions | Corporate Officer/Principal | 01.10.2006 |
Transparent Value Trust
 Transparent Value Trust Investment Trusts/Mutual FundsMiscellaneous Acts as Open-End Investment Fund/Unit Trust | Compliance Officer | 23.08.2012 |
Financial Investors Trust
 Financial Investors Trust Investment Trusts/Mutual FundsMiscellaneous Acts as umbrella fund | Compliance Officer | 01.01.2010 |
Elevation ETF Trust | Compliance Officer | 01.01.2016 |
Centre Funds | Compliance Officer | 01.01.2013 |
Reality Shares ETF Trust
 Reality Shares ETF Trust Investment Trusts/Mutual FundsMiscellaneous Exchange Traded Fund | Compliance Officer | 01.01.2014 |
Axonic Alternative Income Fund
 Axonic Alternative Income Fund Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust | Compliance Officer | 01.05.2024 |
Ehemalige bekannte Positionen von Theodore Uhl
| Unternehmen | Position | Ende |
|---|---|---|
| CLOUGH GLOBAL EQUITY FUND | Compliance Officer | 14.10.2015 |
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| ░░░░░░ ░░░░░░ ░░░░░░░ ░░░░░ ░░░░░░ ░░░░░░ ░░░░ | ░░░░░░░░░░ ░░░░░░░ | - |
Erfahrungen
Besetzte Positionen
Aktive
Inaktive
Börsennotierte Unternehmen
Private Unternehmen
Beziehungen
53
Beziehungen ersten Grades
15
Unternehmen ersten Grades
Herr
Frau
Aufsichtsräte
Führungskräfte
Unternehmensverbindungen
| Private Unternehmen | 15 |
|---|---|
Financial Investors Trust
Financial Investors Trust Investment Trusts/Mutual FundsMiscellaneous Acts as umbrella fund | Miscellaneous |
Transparent Value Trust
Transparent Value Trust Investment Trusts/Mutual FundsMiscellaneous Acts as Open-End Investment Fund/Unit Trust | Miscellaneous |
Reaves Global Utility & Energy Income Fund
 Reaves Global Utility & Energy Income Fund Investment Trusts/Mutual FundsMiscellaneous Functions as a closed-end investment fund or Investment trust | Miscellaneous |
SRH Total Return Fund
 SRH Total Return Fund Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust | Miscellaneous |
Reaves Utility Income Fund
 Reaves Utility Income Fund Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust | Miscellaneous |
Clough Global Dividend & Income Fund
 Clough Global Dividend & Income Fund Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust | Miscellaneous |
Clough Global Equity Fund
 Clough Global Equity Fund Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust | Miscellaneous |
Clough Global Opportunities Fund
 Clough Global Opportunities Fund Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust | Miscellaneous |
XAI Octagon Floating Rate & Alternative Income Term Trust
 XAI Octagon Floating Rate & Alternative Income Term Trust Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust | Miscellaneous |
Axonic Alternative Income Fund
Axonic Alternative Income Fund Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust | Miscellaneous |
RSM McGladrey, Inc.
 RSM McGladrey, Inc. Miscellaneous Commercial ServicesCommercial Services Provides tax, consulting and business advice services | Commercial Services |
ALPS Fund Services, Inc.
ALPS Fund Services, Inc. Investment ManagersFinance Provides financial and asset servicing solutions | Finance |
Centre Funds | |
Reality Shares ETF Trust
Reality Shares ETF Trust Investment Trusts/Mutual FundsMiscellaneous Exchange Traded Fund | Miscellaneous |
Elevation ETF Trust |
