Justin Christopher Ferri

Merrill Lynch & Co., Inc. provided wealth management, securities trading and sales, corporate finance and investment banking services. Merrill Lynch was a global trader and underwriter of securities and derivatives across a range of asset classes and serve as a strategic advisor to governments, institutions and individuals worldwide. The company was founded in 1913 and was headquartered in Charlotte, NC.

Merrill Lynch, Pierce, Fenner & Smith, Inc. (MLPFS) is the SEC-registered broker/dealer subsidiary of Merrill Lynch & Co., Inc., ultimately held by Charlotte-based Bank of America Corp. (NYSE: BAC). The firm was founded in 1958 and is headquartered in New York City. In 2010, Banc of America Securities LLC merged with MLPFS and the firm uses the trade name Bank of America Merrill Lynch. MLPFS's global strategy and economics team serves institutional and individual investors using a wide range of macroeconomic disciplines. Their analysis of global issues provides clients with investment ideas, market forecasts, macro overviews and specific sector recommendations across asset classes, regions and disciplines. Their equity research team conducts fundamental analysis on companies globally and provides institutional and retail clients with industry-specific and in-depth research and analysis on numerous industries. The firm's global fixed-income and equity-linked research focuses on fixed-income and equity derivatives, fixed-income strategy, convertibles, commodities, high-yield, mortgages, municipals and global foreign exchange.

ML Select Futures I LP engages in the speculative trading of futures and forward contracts. Its markets include precious and industrial metals, energy products, agricultural and soft commodities, U.S. and non-U.S. interest rate futures, U.S. and non-U.S. stock indices, minor currencies, major currencies, and cross rates. The company was founded in August 1995 and is headquartered in New York, NY.

iCapital Alternative Investments LLC (iCapital) is an alternative investment management firm headquartered in New York City. The firm was founded in 1986 and formerly known as Merrill Lynch Alternative Investments LLC. They are a subsidiary of Institutional Capital Network, Inc. iCapital offers access to a variety of hedge funds, including single and multi-strategy funds for advisors, their high-net-worth client base, asset managers, and banks.

IQ Investment Advisors LLC is a registered investment advisor located in New York City. They are a subsidiary of Merrill Lynch & Co., Inc. (NYSE: MER) and their ultimate parent is Bank of America Corp. (NYSE: BAC).

Small Cap Premium & Dividend Income Fund, Inc. is a closed-End Investment Fund/Investment Trust. It enhance portfolio value relative to the municipal bond market by investing in tax-exempt municipal bonds. The company is headquartered in New York, NY.

Enhanced S&P 500 Covered Call Fund, Inc. is a closed-end investment fund/investment trust. The Funds investment objective is to seek leveraged returns on the CBOE S&P 500 BuyWrite IndexSM, less fees and expenses. The Fund will employ leverage to increase the volatility of the Fund's investment portfolio to approximate the volatility of the Standard and Poor's 500 Composite Stock Price Index. The company was founded on March 18, 2005 and is headquartered in New York, NY.

Systematic Momentum II LLC trades in the international futures and forward markets. It engages in trading futures, options on futures, and forward contracts on a range of commodities. The company was established in 2004 and is headquartered in New York, NY.

NASDAQ Premium Income & Growth Fund, Inc. is a non-diversified and closed-end management investment company. Its investment objective is to seek high current income and capital appreciation. The Fund pursues its investment objective principally through a two-part strategy. First, the Fund will invest, under normal circumstances; substantially all of its net assets in a portfolio of investments designed to closely track the performance, before fees and expenses, of the NASDAQ 100 Index. Second, in attempting to generate premium income and reduce the volatility of the fund's returns, with the intent of improving the fund's risk-adjusted returns, the fund will write (sell) call options on the Index, which are fully collateralized by the NASDAQ Investment Portfolio. The company was founded on August 24, 2004 and is headquartered in Chicago, IL.