![James Shorris](data:image/svg+xml,<svg xmlns="http://www.w3.org/2000/svg" width="16" height="16" fill="%231b1b1b" class="bi bi-person-fill" viewBox="0 0 16 16"><path d="M3 14s-1 0-1-1 1-4 6-4 6 3 6 4-1 1-1 1zm5-6a3 3 0 1 0 0-6 3 3 0 0 0 0 6"/></svg>)
James Shorris
Direktor/Vorstandsmitglied bei
FIRE Solutions, Inc.
Profil
Derzeit hat James Shorris die Position des Chief Compliance Officer bei Curaleaf Holdings, Inc. inne. Er ist außerdem im Vorstand von FIRE Solutions, Inc. In seiner früheren Laufbahn war er Associate bei Choate, Hall & Stewart LLP, Associate bei Morgan, Lewis & Bockius LLP und Of Counsel bei BMC Partners LLP (einer Tochtergesellschaft von Morgan, Lewis & Bockius LLP), Executive Vice President & Associate Counsel bei LPL Financial LLC, Senior Vice President & Deputy General Counsel bei Tucker Anthony, Inc, Assistant District Attorney bei New York County District Attorney's Office, Chief Compliance Officer bei BMO Capital Markets Corp. (Kanada), Chief Compliance Officer der BMO Capital Markets Corp., Executive Vice President der Financial Industry Regulatory Authority, Inc. und Senior Vice President der National Association of Securities Dealers, Inc. Er erhielt einen Undergraduate-Abschluss vom Macalester College und einen Graduate-Abschluss von der Case Western Reserve University School of Law.
Aktive Positionen von James Shorris
| Unternehmen | Position | Beginn |
|---|---|---|
FIRE Solutions, Inc.
 FIRE Solutions, Inc. Miscellaneous Commercial ServicesCommercial Services Provides compliance and training solutions | Direktor/Vorstandsmitglied | 29.01.2015 |
Ehemalige bekannte Positionen von James Shorris
| Unternehmen | Position | Ende |
|---|---|---|
| CURALEAF HOLDINGS, INC. | Compliance Officer | 01.12.2024 |
Financial Industry Regulatory Authority, Inc.
 Financial Industry Regulatory Authority, Inc. Miscellaneous Commercial ServicesCommercial Services Operates as a non profit organization that focuses on governing activities of all broker-dealer firms and brokers | Corporate Officer/Principal | 30.04.2011 |
National Association of Securities Dealers, Inc.
 National Association of Securities Dealers, Inc. Investment Banks/BrokersFinance Provides financial regulatory services | Corporate Officer/Principal | 31.03.2006 |
BMC Partners LLP
 BMC Partners LLP Miscellaneous Commercial ServicesCommercial Services Provides legal services | General Counsel | 31.10.2003 |
Tucker Anthony, Inc.
 Tucker Anthony, Inc. Investment Banks/BrokersFinance Security Brokers | Corporate Officer/Principal | 30.11.2001 |
Ausbildung von James Shorris
Erfahrungen
Besetzte Positionen
Aktive
Inaktive
Börsennotierte Unternehmen
Private Unternehmen
Beziehungen
72
Beziehungen ersten Grades
14
Unternehmen ersten Grades
Herr
Frau
Aufsichtsräte
Führungskräfte
Unternehmensverbindungen
| Private Unternehmen | 14 |
|---|---|
Choate, Hall & Stewart LLP
 Choate, Hall & Stewart LLP Miscellaneous Commercial ServicesCommercial Services Provides legal services | Commercial Services |
BMO Capital Markets Corp. (Canada)
 BMO Capital Markets Corp. (Canada) Investment Banks/BrokersFinance Offers corporate and investment banking, treasury management, research & advisory services | Finance |
BMO Capital Markets Corp.
 BMO Capital Markets Corp. Investment ManagersFinance BMOCMC serves as a sub-advisor to their affiliate BMO Asset Management, Inc. (BMOAM) in connection with the portfolio of the BMO US Equity Plus Fund. The fund seeks to provide long-term capital growth by investing primarily in equity securities of US and Canadian large-cap companies. The firm makes investment decisions based upon fundamental opinions and investment strategy quantitative analysis. | Finance |
LPL Financial LLC
 LPL Financial LLC Investment ManagersFinance LPL Financials’ advisory services are made available to clients primarily through individuals associated with LPL as investment advisor representatives (IARs). The IARs has access to various research reports and model portfolios to which they may refer in determining investment advice IAR provides to clients. The IAR chooses their own research methods, investment style and management philosophy. | Finance |
Tucker Anthony, Inc.
Tucker Anthony, Inc. Investment Banks/BrokersFinance Security Brokers | Finance |
BMC Partners LLP
BMC Partners LLP Miscellaneous Commercial ServicesCommercial Services Provides legal services | Commercial Services |
Morgan, Lewis & Bockius LLP
 Morgan, Lewis & Bockius LLP Miscellaneous Commercial ServicesCommercial Services Provides legal services | Commercial Services |
FIRE Solutions, Inc.
FIRE Solutions, Inc. Miscellaneous Commercial ServicesCommercial Services Provides compliance and training solutions | Commercial Services |
Macalester College
 Macalester College Other Consumer ServicesConsumer Services Functions as a College/University | Consumer Services |
Financial Industry Regulatory Authority, Inc.
Financial Industry Regulatory Authority, Inc. Miscellaneous Commercial ServicesCommercial Services Operates as a non profit organization that focuses on governing activities of all broker-dealer firms and brokers | Commercial Services |
New York County District Attorney's Office
 New York County District Attorney's Office General GovernmentGovernment Provides law services to people | Government |
National Association of Securities Dealers, Inc.
National Association of Securities Dealers, Inc. Investment Banks/BrokersFinance Provides financial regulatory services | Finance |
Case Western Reserve University School of Law
 Case Western Reserve University School of Law Other Consumer ServicesConsumer Services Functions as a College/University | Consumer Services |
Curaleaf Holdings, Inc.
 Curaleaf Holdings, Inc. Agricultural Commodities/MillingProcess Industries Operates as a vertically integrated medical and wellness cannabis company | Process Industries |
