Marika Tonay
Compliance Officer bei Financial Industry Regulatory Authority, Inc.
Aktive Positionen von Marika Tonay
Unternehmen | Position | Beginn | Ende |
---|---|---|---|
Financial Industry Regulatory Authority, Inc.
Financial Industry Regulatory Authority, Inc. Miscellaneous Commercial ServicesCommercial Services Financial Industry Regulatory Authority, Inc. engages in the provision of securities regulation, complementary compliance, and technology-based services. Its services include writing and enforcing rules governing the activities of securities firms with brokers, examining firms for compliance with those rules, fostering market transparency, and educating investors. The company was founded in 2007 and is headquartered in Washington, DC. | Compliance Officer | 01.01.2012 | - |
Karriereverlauf von Marika Tonay
Ehemalige bekannte Positionen von Marika Tonay
Unternehmen | Position | Beginn | Ende |
---|---|---|---|
STRATEGIC ACQUISITIONS, INC. | Direktor/Vorstandsmitglied | 01.01.2004 | 31.08.2022 |
Unternehmenssekretär | 01.01.2004 | 31.08.2022 | |
Treasurer | 01.01.2004 | 31.08.2022 | |
Britehorn Securities
Britehorn Securities Investment Banks/BrokersFinance Britehorn Securities provides brokerage and capital raising advisory services. The company is headquartered in Denver, CO. | Compliance Officer | 01.11.2010 | 01.12.2011 |
Geschäftsführer | 11.07.2011 | 01.12.2011 | |
General Counsel | 11.07.2011 | 01.12.2011 | |
Westminster Securities Corp.
Westminster Securities Corp. Investment Banks/BrokersFinance Founded in 1971, Westminster Securities Corp. is a broker/dealer located in New York City with an additional office in Atlanta, Georgia. The firm is a subsidiary of Hudson Securities, Inc. and their ultimate parent is Hudson Holding Corp. (OTC BB: HDHL.OB). Westminster focuses on the energy, alternative energy, natural resources, pharmaceuticals and technology sectors. They also introduce US institutional and high net-worth individual investors to the firm's non-US deals and invite their non-US broker-dealer partners to participate in domestic deals. Westminster often acts as a US agent for private placement or syndication transactions in which a foreign broker-dealer seeks US investors. They can also serve as an intermediary, converting investment funds from US dollars to the local currency of the underlying transaction, enabling funds to be forwarded to the deal account. Westminster is a member of the NASD and the SIPC. | Corporate Officer/Principal | 01.03.2009 | 01.03.2009 |
Ausbildung von Marika Tonay
The Leonard N Stern School of Business | Undergraduate Degree |
Statistik
International
Vereinigte Staaten | 6 |
Operativ
Compliance Officer | 2 |
Director/Board Member | 1 |
Corporate Secretary | 1 |
Sektoral
Finance | 4 |
Commercial Services | 2 |
Consumer Services | 2 |
Besetzte Positionen
Aktive
Inaktive
Börsennotierte Unternehmen
Private Unternehmen
Unternehmensverbindungen
Börsennotierte Unternehmen | 1 |
---|---|
STRATEGIC ACQUISITIONS, INC. | Finance |
Private Unternehmen | 3 |
---|---|
Britehorn Securities
Britehorn Securities Investment Banks/BrokersFinance Britehorn Securities provides brokerage and capital raising advisory services. The company is headquartered in Denver, CO. | Finance |
Westminster Securities Corp.
Westminster Securities Corp. Investment Banks/BrokersFinance Founded in 1971, Westminster Securities Corp. is a broker/dealer located in New York City with an additional office in Atlanta, Georgia. The firm is a subsidiary of Hudson Securities, Inc. and their ultimate parent is Hudson Holding Corp. (OTC BB: HDHL.OB). Westminster focuses on the energy, alternative energy, natural resources, pharmaceuticals and technology sectors. They also introduce US institutional and high net-worth individual investors to the firm's non-US deals and invite their non-US broker-dealer partners to participate in domestic deals. Westminster often acts as a US agent for private placement or syndication transactions in which a foreign broker-dealer seeks US investors. They can also serve as an intermediary, converting investment funds from US dollars to the local currency of the underlying transaction, enabling funds to be forwarded to the deal account. Westminster is a member of the NASD and the SIPC. | Finance |
Financial Industry Regulatory Authority, Inc.
Financial Industry Regulatory Authority, Inc. Miscellaneous Commercial ServicesCommercial Services Financial Industry Regulatory Authority, Inc. engages in the provision of securities regulation, complementary compliance, and technology-based services. Its services include writing and enforcing rules governing the activities of securities firms with brokers, examining firms for compliance with those rules, fostering market transparency, and educating investors. The company was founded in 2007 and is headquartered in Washington, DC. | Commercial Services |
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