Profil
Ms. Kathy J.
Lewis is Chief Compliance Officer & Vice President at First Affirmative Financial Network.
She joined First Affirmative Financial Network in 1990 as an administrative assistant.
Combining administrative skills and knowledge of the business, she quickly assumed a much larger role and broader responsibilities, first as Operations Manager and then Assistant Branch Manager of the Walnut Street Securities, Inc. branch office.
These duties included the conversion of client accounts to the First Affirmative division of Walnut Street Advisers, Inc. following the sale of First Affirmative.
As Assistant Branch Manager, she assumed a majority of the compliance supervision responsibilities for the First Affirmative field force while the company operated as a wholly owned subsidiary of Walnut Street (1995-1999).
Ms. Lewis graduated from the University of Colorado at Colorado Springs in 1986 with a Bachelor of Arts degree in English, specializing in Medieval Literature.
Ehemalige bekannte Positionen von Kathy Joy Lewis
Unternehmen | Position | Ende |
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Walnut Street Securities, Inc.
Walnut Street Securities, Inc. Investment ManagersFinance A subsidiary of MetLife, Inc., Walnut Street Securities, Inc. is an investment advisor headquartered in New York City with additional offices nationwide. The firm was founded in1985. | Corporate Officer/Principal | - |
Ausbildung von Kathy Joy Lewis
The University of Colorado | Undergraduate Degree |
Erfahrungen
Besetzte Positionen
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Börsennotierte Unternehmen
Private Unternehmen
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Private Unternehmen | 1 |
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Walnut Street Securities, Inc.
Walnut Street Securities, Inc. Investment ManagersFinance A subsidiary of MetLife, Inc., Walnut Street Securities, Inc. is an investment advisor headquartered in New York City with additional offices nationwide. The firm was founded in1985. | Finance |