Lucy S. Haskins

Merrill Lynch International (MLI-UK) is a brokerage firm headquartered in London, UK. The firm was founded in 1988 and is a subsidiary of ML UK Capital Holdings Ltd., ultimately owned by Bank of America Corp. (NYSE: BAC) in the US. MLI-UK provides brokerage services to individual and retail clients.

Citigroup Global Markets Ltd. (CGML) is an international broker-dealer firm headquartered in London, UK. The firm was founded in 1983 and is a subsidiary of Citigroup Global Markets Holdings Bahamas Ltd., ultimately held by Citigroup, Inc. (NYSE: C) in the US. CGML has a major presence in the international financial markets as a dealer, market-maker and underwriter in equity and fixed income securities and offers risk-based solutions to producers and investors in commodity markets. They also provide corporate finance services to a wide range of corporate, institutional and government clients. Their trading activities encompass cash, exchange traded and OTC derivative markets.

BNP Paribas (London Branch) is the Great Britain-based brokerage division of BNP Paribas SA (EPA: BNP) in France. The firm is headquartered in London and was founded in 1986. BNP Paribas (London Branch) offers a wide range of products and services to corporate, institutional, commodities, market making and broking clients.

Société Générale SA (UK) (Société Générale UK) is the Great Britain-based brokerage division of Societe Generale SA (XP: GLE, ADR: SCGLY) in France. Headquartered in London, Société Générale UK was founded in 1993 and provides broking services.

Jefferies LLC is a global investment bank and institutional securities firm headquartered in New York City. The firm was founded in 1962 and is a subsidiary of Jefferies Group LLC, ultimately held by Jefferies Financial Group, Inc. (NYSE: JEF). Jefferies provides corporate clients with research and execution services in equity, fixed income, and foreign exchange markets, as well as a full range of investment banking services such as underwriting, mergers and acquisitions, restructuring and recapitalization, and other advisory services, with all businesses operating in the Americas, Europe and Asia.

JPMorgan Securities Plc is a brokerage firm headquartered in London, UK. The firm was founded in 1992 and is a wholly-owned subsidiary of JP Morgan Capital Holdings Ltd., ultimately owned by JPMorgan Chase & Co. (NYSE: JPM) in the US. JPMorgan Securities provides market research, proprietary pricing data and analytics, and trade execution across multiple asset classes such as credit, equities and FX. They help institutional investors, traditional and alternative asset and fund managers, broker dealers and equity issuers meet the demands of changing markets.

PIMCO Europe Ltd. (PIMCO-Europe) is the Great Britain-based subsidiary of PIMCO Global Advisors LLC, ultimately held by Allianz SE (FR: ALV; ADR: AZSEY) in Germany. Established in 1997, PIMCO-Europe is headquartered in London with additional branches in Europe and global offices in Asia, Australia, and the Americas. The firm provides fixed-income investment management services to clients in Great Britain, Europe and the Middle East. In addition to corporate pension funds, their clientele includes foundations, endowments, public retirement plans, central banks and corporate treasury departments. They also serve retail and high-net worth individuals. PIMCO Europe manages discretionary accounts, institutional funds and mutual funds. The firm is involved in the institutional wholesale business, and sub-advises portfolios for third-party fund-of-fund managers.

Deutsche Bank AG (Deutsche Bank UK) is the UK-based securities brokerage division of Deutsche Bank AG (ETR: DBK) in Germany. The firm is headquartered in London and was founded in 1873. Deutsche Bank provides brokerage services to companies and institutions.

Brevan Howard Asset Management LLP (Brevan Howard) is an alternative investment firm headquartered in London, UK. The firm was founded in 2002 and is a subsidiary of BH Partnership Holdings Ltd., ultimately held by Brevan Howard (Jersey) LP. Brevan Howard manages assets for institutional investors around the world including sovereign wealth funds, corporate and public pension plans, foundations and endowments.

UBS AG (London Branch) is the Great Britain-based brokerage subsidiary of UBS AG, ultimately held by UBS Group AG (SWX: UBSG) in Switzerland. Headquartered in London, the firm was founded in 1998 and provides nimble, innovative and bespoke access to solutions, from market and insight tools, to trading strategies and execution for private, institutional and corporate clients worldwide, as well as private clients in Switzerland. They distribute, trade, finance and clear cash equity and equity-linked products. The firm also structures, originates and distributes new equity and equity-linked issues.

Morgan Stanley & Co. International Plc (MSCI) is a brokerage firm headquartered in London, UK. The firm was founded in 1986 and is a subsidiary of Morgan Stanley Investments (UK), ultimately held by Morgan Stanley (NYSE: MS) in the US. MSCI provides a range of brokerage services to corporations, governments and financial institutions.

Part of Ernst & Young Global Ltd., Ernst & Young AG is a Swiss company that provides accounting services. The company is based in Zurich, Switzerland.

Nomura Singapore Ltd. (Nomura SG) is the brokerage subsidiary of Nomura Asia Pacific Holdings Co. Ltd, itself a subsidiary of Nomura Holdings, Inc. (TK: 8604, ADR: NMR) in Japan. The firm was founded in 1972 as Singapore Nomura Merchant Banking Ltd. and became Nomura Singapore Ltd. in 1989. Headquartered in Singapore, Nomura SG provides a range of brokerage services to institutional and private clients and are supported by Nomura Securities Singapore Pte Ltd. and Nomura Futures (Singapore) Pte Ltd.

Part of MF Global Holdings Ltd., MF Global UK Ltd. is a company that provides brokerage services. The company is based in London, UK.

Banco Santander SA (London) (Banco Santander London) is the UK-based brokerage subsidiary of Banco Santander SA (BME: SAN). The firm is headquartered in London and was founded in 1955. Banco Santander London provides brokerage services to their clients.

Part of Dominion Group Ltd. (Guernsey), Dominion Fund Management Ltd. is a British company that provides fund management services. The company is based in St. Peter Port, UK. Ben Cook has been the CEO of the company since 2011.

Part of CITIC Securities Co., Ltd., CLSA (UK) is a brokerage company based in London, UK. CLSA (UK provides brokerage services. The British company was founded in 1986. Richard P. Ziegler has been the CEO of the company since 2009.

Merrill Lynch Securities LLC is the Russian broker-dealer subsidiary of Merrill Lynch International, Inc., ultimately held by Bank of America Corp. (NYSE: BAC) in the US. Headquartered in Moscow, the firm was founded in 2017 and provides brokerage services to corporations and institutional clients.

Part of Banco Bradesco SA, Bradesco Securities UK Ltd. is a brokerage firm. The company is based in London, UK. Founded in 2007, Bradesco Securities provides brokerage services.

Jefferies International Ltd. (JIL) is a brokerage firm headquartered in London, UK. The firm was founded in 1986 and is a subsidiary of Jefferies Holdings II Ltd., ultimately held by Jefferies Financial Group, Inc. (NYSE: JEF) in the US. JIL provides broking services to various investors.

NAU Securities Ltd. provides investment research. The private company is based in London, UK. The British company was founded in 2010. John Nelson Ferreira has been the CEO of the company since 2010.

Stone Ridge Asset Management LLC (Stone Ridge) is a registered investment advisor headquartered in New York City. The firm was founded in 2012 and is a subsidiary of Stone Ridge Holdings Group LP. Stone Ridge serves as the investment adviser to various investment companies, pooled investment vehicles, Longtail Insurance Holdings Ltd., and investors in separately managed accounts.

Axonix Ltd. operates as mobile advertising company. It offers solutions for mobile operators and data providers, advertisers and demand partners, and publishers. The company was founded in 2014 and is headquartered in London, the United Kingdom.

Vista Capital Gestora de Recursos Ltda. is an investment management company based in Rio de Janeiro, Brazil. Vista Capital offers various investment strategies, including long biased view, macro research, and multi-strategy view, in Brazilian and international markets. The Brazilian company has grown from managing $30 million to over $6 billion in assets under management, thanks to consistent performance, strict risk controls, and a focus on retaining the best human capital. Vista Capital does not sell or distribute quotas of investment funds or any other financial assets, and past profitability does not guarantee future profitability. The private company was founded in 2014 by João Landau, Luis Felipe Aleixo Lutosa Clark Magon, João Eduardo Lopes, and has Luiz Guilherme Gama as the CEO since 2015.

BofA Securities, Inc. is a registered broker-dealer subsidiary of NB Holdings Corp., ultimately held by Bank of America Corp. (NYSE: BAC). Headquartered in New York, the firm was founded in 2015 and offers trade execution, trading or brokerage services to institutional clients.

Brisam Retail Pvt Ltd. operates as online store .It offers products include kid’s, women’s and men’s fashion. The company was founded by Vineet Rao, Sourjyendu Medda, Sankar Bora, Rishav Dev and Rajat Shikhar in 2018 and is headquartered in Jaipur, India.

Founded in 1958, Merrill Lynch Piece Fenner & Smith, Inc. is an SEC registered broker/dealer located in New York City. The firm is a subsidiary of BAC North America Holding Co. and their ultimate parent is Bank of America Corp. (NYSE BAC).