Kelly Culwell

Cowen & Co. LLC is a SEC-registered broker/dealer headquartered in New York City. The firm was founded in 2004 and is a subsidiary of Cowen Holdings, Inc., ultimately owned by The Toronto-Dominion Bank (TSE: TD) in Canada. Cowen & Co. offers industry-focused investment banking for growth-oriented companies, domain knowledge-driven research and a sales and trading platform for institutional investors. Their institutional sales and trading business serves both equity and fixed-income clients. Sales and trading execution platform is structured around the following key verticals: (1) healthcare (2) technology, telecommunications and media (TMT) (3) REITs and financials (4) aerospace and defense (5) consumer and (6) alternative energy.

Scotia Capital (USA), Inc. (SCUSA) is a SEC-registered broker/dealer headquartered in New York City. The firm is a subsidiary of Scotia Holdings (USA) LLC, which is owned by The Bank of Nova Scotia (NYSE: BNS; TSE: BNS) in Canada. They provide debt research coverage on US investment grade and high yield debt markets. SCUSA focuses on 6 industries which includes automotive, financial services, healthcare, media and communications, REGAL - real estate/gaming and leisure and technology. They also focus on 4 main global sectors such as power, mining, infrastructure and oil & gas/energy.

Duke University is an academic university that offers undergraduate, graduate and professional programs. It also has publications and research services. The university was founded in 1838 and is headquartered in Durham, NC.

SVB Asset Management is a SEC-registered investment advisor headquartered in San Francisco, California. The firm was founded in 2002 and is a wholly-owned subsidiary of First-Citizens Bank & Trust Co., which in turn, is a wholly owned subsidiary of First Citizens BancShares, Inc. (NASDAQ: FCNCA). SVB Asset Management provides discretionary investment management services for corporate clients in the innovation economy, specifically in the technology and life science/healthcare industries.

ROTH Capital Partners LLC is a broker/dealer headquartered in Newport Beach, California. The firm was founded in 2001 and is a subsidiary of CR Financial Holdings, Inc. They offer institutional sales and trading services. Their broad institutional coverage includes investors in North America, Canada, UK, Europe and other international territories.

Cornell University is an educational institution that offers undergraduate and post graduate programs. It was founded in 1865 and is based in Ithaca, NY.

RBC Capital Markets LLC is a full-service brokerage and financial services firm headquartered in New York City. They are a direct subsidiary of RBC USA Holdco Corp. and a wholly-owned indirect subsidiary of Royal Bank of Canada (TSE, NYSE: RY). Founded in 2010, the firm is comprised of 3 major business lines: the Private Client Group, the Fixed-Income Group and the Clearing and Execution Services Group. The Private Client Group serves individual investors, while the Fixed-Income Group provides services to institutions, municipalities and non-profit organizations. The Clearing and Execution Services Group is a provider of clearing and execution services to independent brokers/dealers throughout the US. RBC Capital Markets focuses on the following sectors: communications, media, consumer/retail, diversified industries, energy, financial institutions, forest products, healthcare, infrastructure finance, mining & metals, real estate, social infrastructure, technology and the US municipal markets.

Evofem Biosciences Operations, Inc. is a biotechnology company, which engages on the development and commercialization of reproductive health products for women with a core focus on contraception. The company was founded in 2015 and is headquartered in San Diego, CA.

Fastilium Property Group AB engages in the development and management of residential and commercial properties. The company was founded on June 7, 2006, and is headquartered in Stockholm, Sweden.

Flux Power, Inc. develops and sells lithium-ion energy storage systems. Its products include battery packs for motive power in the lift equipment, tug and tow and robotics markets, portable power for military applications, and stationary power for grid storage. The company was founded by Christopher L. Anthony, and Michael Johnson in 1998 and is headquartered in Vista, CA.

Precision Machine & Manufacturing, Inc. manufactures screw conveyors, precision microvalves, rotary valves and feeders. It offers outboard tapered roller bearings, shaft seal, rotor blades and sealed doors. The company was founded in 1977 and is headquartered in Eugene, OR.

Gary Platt Manufacturing LLC designs, manufactures and markets seating products. It produces, and distributes primarily for casinos, including slots, table games, poker, bar-top, and bingo. The company was founded in 1996 and is headquartered in Reno, NV.

Recreation Resource Management, Inc. operates recreational parks. The company is headquartered in Phoenix, AZ.

Signature Coast Holdings LLC provides lawn and gardening services. The company is headquartered in Napa, CA.

Part of Daré Bioscience, Inc., Daré Bioscience Operations, Inc. provides pharmaceutical products. The company is based in La Jolla, CA. The company was founded by Lisa Walters-Hoffert, Mark Walters, Roger L. Hawley. Daré Bioscience Operations was acquired by Cerulean Pharma, Inc. on July 19, 2017 for $1.99 million.

Altamont Pharma Acquisition Corp. is a blank check company. It engages in effecting a merger, share exchange, asset acquisition, share purchase, reorganization or similar business combination with one or more businesses or entities. The company was founded on January 6, 2021 and is headquartered in Austin, TX.

Baker Street Advisors LLC (Baker Street) is a SEC-registered investment advisor headquartered in San Francisco, California. The firm was founded by Jeffrey W. Colin in 2004 and is a subsidiary of Watson Acquisition LLC, which is ultimately held by Affiliated Managers Group, Inc. (NYSE: AMG). Baker Street provides customized wealth management and comprehensive investment advisory solutions to financially successful families and individuals.

Pioneer Recycling Services LLC operates as a recycling company. The firm offers processing services for the sorting of comingled residential and office recyclables, loose and baled as well as grade separated recyclables for customers throughout both Washington and Oregon states. The company was founded in 2014 and is headquartered in Tacoma, WA.

Wolfe Research LLC is a FINRA-registered sell-side research firm headquartered in New York City. The firm was founded by Edward Wolfe in 2008 and is a subsidiary of Wolfe Holdco LLC. Wolfe Research provides bespoke research of various stocks in every major GIC sector for institutional clients. The firm has established a reputation for macro research underpinning coverage in Industrials, Utilities/Energy, Consumer/Retail, Financials/REITS, Healthcare and TMT.

Rothley Holdings Ltd. is an insurance services provider. The private company is based in Leicester, UK and was founded in 2019.

The Atlantic Philanthropies is a Non-Profit organization, which focuses on health, social, and politically liberal public policy causes. The company was founded by Charles F. Feeney in 1982 and is headquartered in New York, NY.

Global Virus Network conducts research on essential and critical defense against viral diseases. The non-profit company is based in Baltimore, MD. The company was founded by William Walmsley Hall and Robert C. Gallo.