Bryan Jacobsen
Compliance Officer bei Apex Clearing Corp.
Profil
Bryan Jacobsen is currently the Chief Compliance Officer at Electronic Transaction Clearing, Inc. and Apex Clearing Corp.
He previously held the same position at Resource America, Inc., Cetera Advisor Networks LLC, and was the VP-Compliance & Assistant Chief Compliance Officer at National Planning Corp.
He received an undergraduate degree from Bellevue University and an MBA from Youngstown State University.
Aktive Positionen von Bryan Jacobsen
Unternehmen | Position | Beginn |
---|---|---|
Apex Clearing Corp.
Apex Clearing Corp. Regional BanksFinance Apex Clearing Corp. offers clearing and execution solutions to the financial services industry. It provides compliance, margin and financial solutions, portfolio financing and risk management. The company was founded by Peter Lawler in 2012 and is headquartered in Dallas, TX. | Compliance Officer | 01.01.2019 |
Electronic Transaction Clearing, Inc.
Electronic Transaction Clearing, Inc. Regional BanksFinance Electronic Transaction Clearing, Inc. operates as a brokerage and clearing company. The firm’s solutions include custody, execution, clearing and settlement solutions. The company was founded in 2007 and is headquartered in Los Angeles, CA. | Compliance Officer | 01.01.2020 |
Ehemalige bekannte Positionen von Bryan Jacobsen
Unternehmen | Position | Ende |
---|---|---|
RESOURCE AMERICA INC | Compliance Officer | 01.01.2019 |
Cetera Advisor Networks LLC
Cetera Advisor Networks LLC Investment ManagersFinance Cetera Advisor Networks LLC is a SEC-registered investment advisor/broker-dealer headquartered in El Segundo, California. The firm was founded in 1983 as Financial Network Investment Corp., and became part of Cetera Financial Group, Inc. in 2010. They changed their name to Cetera Advisor Networks LLC in 2012. Cetera Advisor Networks generally provides advisory services to individuals, tax-qualified retirement plans, and other institutions. | Compliance Officer | 01.01.2019 |
National Planning Corp.
National Planning Corp. Investment ManagersFinance National Planning Corp. (NPC) is a registered investment advisor and broker/dealer headquartered in Santa Monica, California and founded in 1998. The firm also does business in New York and Florida under the name NPC of America. On August 2017, LPL Financial LLC acquired NPC from National Planning Holdings, Inc. (NPH). NPC's clients include individuals, corporate entities, trusts, and pension plans & their participants. | Compliance Officer | 01.01.2008 |
Ausbildung von Bryan Jacobsen
Bellevue University | Undergraduate Degree |
Youngstown State University | Masters Business Admin |
Erfahrungen
Besetzte Positionen
Aktive
Inaktive
Börsennotierte Unternehmen
Private Unternehmen
Beziehungen
Beziehungen ersten Grades
Unternehmen ersten Grades
Herr
Frau
Aufsichtsräte
Führungskräfte
Unternehmensverbindungen
Private Unternehmen | 5 |
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Apex Clearing Corp.
Apex Clearing Corp. Regional BanksFinance Apex Clearing Corp. offers clearing and execution solutions to the financial services industry. It provides compliance, margin and financial solutions, portfolio financing and risk management. The company was founded by Peter Lawler in 2012 and is headquartered in Dallas, TX. | Finance |
Electronic Transaction Clearing, Inc.
Electronic Transaction Clearing, Inc. Regional BanksFinance Electronic Transaction Clearing, Inc. operates as a brokerage and clearing company. The firm’s solutions include custody, execution, clearing and settlement solutions. The company was founded in 2007 and is headquartered in Los Angeles, CA. | Finance |
Resource America, Inc.
Resource America, Inc. Investment ManagersFinance Resource America, Inc. is an asset management company, which engages in real estate and credit investments. Its objective is to be best in class among asset managers in the real estate and credit sectors as measured by returns to investors and the funds and businesses it manages. The company was founded in 1966 and is headquartered in Philadelphia, PA. | Finance |
Cetera Advisor Networks LLC
Cetera Advisor Networks LLC Investment ManagersFinance Cetera Advisor Networks LLC is a SEC-registered investment advisor/broker-dealer headquartered in El Segundo, California. The firm was founded in 1983 as Financial Network Investment Corp., and became part of Cetera Financial Group, Inc. in 2010. They changed their name to Cetera Advisor Networks LLC in 2012. Cetera Advisor Networks generally provides advisory services to individuals, tax-qualified retirement plans, and other institutions. | Finance |
National Planning Corp.
National Planning Corp. Investment ManagersFinance National Planning Corp. (NPC) is a registered investment advisor and broker/dealer headquartered in Santa Monica, California and founded in 1998. The firm also does business in New York and Florida under the name NPC of America. On August 2017, LPL Financial LLC acquired NPC from National Planning Holdings, Inc. (NPH). NPC's clients include individuals, corporate entities, trusts, and pension plans & their participants. | Finance |