Arthur Penn

A subsidiary of Lehman Brothers Holdings, Inc., Lehman Brothers, Inc. is a broker/dealer headquartered in New York City. They provide global equity and fixed research. The equity research department covers more than 100 sectors. They use a fundamental, quantitative, strategic and tactical research approach. In addition to these Lehman has also developed special products, such as 10 uncommon values and 10 uncommon eurovalues.

MCG Capital Corp., a business development company, invests in lower middle-market companies located in the US. The fund targets with annual revenues less than $200 million and EBITDA of $3 - $15 million. It focuses on companies operating across a broad range of sectors such as healthcare, broadcasting, manufacturing, diversified financial services, education, publishing, insurance, restaurants, information services, home furnishings and consumer product. It provides financing in the form of senior debt, second-lien debt, secured and unsecured subordinated debt, preferred and common equity for acquisitions, recapitalizations, buyouts, organic growth and working capital requirements. It also acquires minority equity positions, alongside its private equity partners or on its own.

PennantPark Investment Corp., a traded fund, seeks investment opportunities in middle market companies located in the United States. The fund targets companies operating in aerospace & defense, building materials, buildings & real estate, business services, capital equipment, chemicals, plastics & rubber, consumer products, distribution, education & childcare, energy & related services, environmental services, financial services, food & beverage, healthcare & pharmaceuticals, hotel, gaming & leisure, information technology services, manufacturing & basic industries, media, printing & publishing, retail, technology, telecommunications, transportation and wholesale. It provides financing in the form of debt, equity and mezzanine for debt, mezzanine and buyout transactions with an investment size ranging from $10 - $100 million. The company was founded in 2007 and is headquartered in Miami Beach, FL.

PennantPark Floating Rate Capital Ltd., a traded fund, invests in middle market companies located in the United States. The fund targets companies operating across a broad range of sectors. It provides debt financing for growth, mezzanine and buyout stage capital requirements.

MidCap Financial Investment Corp. is a closed-end investment company, which engages in the investment in directly originated and privately negotiated first lien senior secure loans to privately held United States middle-market companies. It provides financing in the form of first lien secured debt, second lien secured debt, unsecured debt, preferred equity, common equity, interests, and warrants for LBO's, CLO's acquisitions, recapitalizations, growth capital and refinancing transactions. The company was founded on February 2, 2004 and is headquartered in New York, NY.

Part of Apollo Global Management, Inc., Apollo Investment Management LP provides investment advice. The private company is based in New York, NY. The company was founded by Arthur Howard Penn.