Zhao Yu Wang

Guosen Securities Co., Ltd. (Broker) (GSEC-Broker) is the broker/dealer division of Guosen Securities Co., Ltd. (SHE: 002736), a financial services company headquartered in Shenzhen, China. The firm was founded in 1994 as Shenzhen SDIC Securities Co., Ltd. GSEC-Broker provides retail clients with a full range of services such as securities trading, investment consulting, margin financing, stock pledge financing, futures IB, and financial product agency sales.

Sinopharm Medicine Holding Guangzhou Co., Ltd. is a holding company that engages in drug distribution. It has offices within China. The company was founded in 2003 and is headquartered in Guangzhou, CN.

Sinopharm Holding GuoDa Drug Store Co., Ltd. engages in the wholesale and retail of pharmaceuticals, chemical products, medical equipment, glass instruments, department stores, household appliances, and cosmetics. The company was founded on March 23, 2004 and is headquartered in Shanghai, China.

Sinopharm Holding Guoda Drugstores Co., Ltd. engages in the operation of drugstores. It is a nationwide large-scale pharmaceutical retail chain and a retail platform. It specializes in chronic disease management services such as diabetes and high blood pressure; launching health service APP and online healthy community construction; and retail clinics and stores covering traditional Chinese medicine, western medicine, rehabilitation physiotherapy, and various medical related resources. The company was founded on March 23, 2004 and is headquartered in Shanghai, China.

Beijing Tianxingpuxin Bio-med Sinopharm Holding Co., Ltd. engages in the manufacture, sale of pharmaceutical products, medical equipments and chemical products. The company was founded on July 19, 2002 and is headquartered in Beijing, China.

Sinopharm Medicine Holding Beijing Huahong Co., Ltd. engages in the manufacture, sale of pharmaceutical products and medical equipments. The company was founded on April 29, 1998 and is headquartered in Beijing, China.

Sinopharm Holding Beijing Kangchen Bio-medicine Co., Ltd. engages in the sale of blood products and biological products. Its business scope includes sale of medical equipment; wholesale of proprietary Chinese medicines, chemical agents, antibiotics, biochemical drugs, biological products, protein assimilation and peptide hormones, psychotropic drugs, and Chinese medicine; provision of technical advice, technical services, and computer systems services; and sale of computers, software and auxiliary equipment, electronic products, daily necessities, and medical equipment. Sinopharm Holding Beijing Kangchen Bio-medicine Co., Ltd. distributes pharmaceutical products. The company was founded on January 19, 2005 and is headquartered in Beijing, China.

Sinopharm Industrial Investment Co., Ltd. engages in the provision of industrial investment services. Its business activities include management of pharmaceutical business, asset restructuring and investment advisory services. The company was founded on May 6, 2008 and is headquartered in Shanghai, China.

China Merchants Securities Co., Ltd. (Broker) (CMS) is the securities brokerage division of China Merchants Securities Co., Ltd. (SHA: 600999) in China. Headquartered in Shenzhen, CMS was founded in 1991 and provides comprehensive securities service platform for private, corporate, and institutional clients in domestic and international capital markets.

Founded in 1985, Barclays Capital Asia Ltd. is a Chinese brokerage services company. Part of Barclays PLC, the company is based in Hong Kong, Hong Kong.

UBS Securities Co. Ltd. is the Chinese brokerage subsidiary of UBS Group AG (SWX: UBSG) in Switzerland. Headquartered in Beijing, the firm was founded in 2006 as Beijing Securities Co. Ltd. They provide securities brokerage services to domestic corporate and institutional clients, and qualified foreign institutional investors (QFII).

SWS Research Co., Ltd. is the investment research subsidiary of Shenwan Hongyuan Securities Co., Ltd., which is owned by Shenwan Hongyuan Group Co., Ltd. (SHE: 000166) in China. Headquartered in Shanghai, the firm was founded in 1992 to offer a wide range of products and services to global investors who want to invest in Chinese equity market. SWS Research provides clients with securities research service that covers over 500 key stocks in Asian market, as well as economics, strategy, bond, fund and derivatives research. Their clients include almost all major domestic institutional investors such as mutual funds, insurance companies, banks and trusts. They also serve QFII and other overseas institutional investors.

Peking University provides post-secondary education services. It offers undergraduate and graduate courses. It provides courses such as basic and applied sciences, social sciences and the humanities, sciences of medicine, management, and education. The company was founded by JiaNai Sun in 1898 and is headquartered in Beijing, China.

Huatai Securities Co., Ltd. (Broker) (Huatai Securities-Broker) is the broker/dealer division of Huatai Securities Co., Ltd. (SHA: 601688, HKG: 6886), a securities group headquartered in Nanjing, China. Founded in 1991, Huatai Securities-Broker offers brokering and trading of stocks and funds for various investors.

CLSA Ltd. is the Hong Kong-based institutional brokerage subsidiary of CITIC Securities Co., Ltd. (SSE: 600030, SEHK: 6030), a full-service investment bank headquartered in China. Founded in 1986, the firm provides sales and execution services to global investors and corporates.

Founder Securities Co., Ltd. (Broker) (Founder Securities-Broker) is the securities brokerage division of Founder Securities Co., Ltd. (SHA: 601901), a public-held company headquartered in Changsha, China. Founded in 1988, Founder Securities-Broker provides a range of broking and trading services to institutional investors.

Essence Securities Co. Ltd. (Broker) (Essence Securities-Broker) is the broke/dealer division of Essence Securities Co. Ltd., an investment bank headquartered in Shenzhen, China. It was founded in 2006 and is owned by SDIC Capital Co., Ltd. (SHA: 600061). The firm provides securities broking and trading services to retail clients.

Tianfeng Securities Co., Ltd. (Broker) (Tianfeng-Broker) is the brokerage division of Tianfeng Securities Co., Ltd. (SHA: 601162), a publicly-held securities company headquartered in Wuhan, China. Founded in 2000, Tianfeng offers brokerage services primarily for institutional and individual clients.

Ping An Securities Co. Ltd. is the securities brokerage subsidiary of Ping An Trust Co., Ltd., which is owned by Ping An Insurance (Group) Co. of China Ltd. (SHA: 601318; HKG: 2318). Headquartered in Shenzhen, the firm was founded in 1991 and provides institutional brokerage services based on the needs of professional investors such as private equity, public equity, trust, asset management, general corporate institutions, and high-net-worth clients.

China National Pharmaceutical Group Co., Ltd. engages in the distribution, retail, scientific research and manufacture of healthcare products. The company is headquartered in Beijing, China.

CITIC Securities Co., Ltd. (Invt Port) (CITICS-IP) is the investment portfolio division of CITIC Securities Co., Ltd. (SHA: 600030), a Chinese full-service investment bank which provides a range of services including underwriting, research, brokerage, asset management, wealth management, and investment advisory for institutions and individual investors. Founded in 1998, CITICS-IP is headquartered in Beijing and has branch offices throughout China.

Part of Huatai Securities Co., Ltd., Huatai United Securities Co., Ltd. is a brokerage firm that provides brokerage services. The company is based in Shenzhen, China. The Chinese company was founded in 1997. The CEO is Xiao Ma.

China CICC Wealth Management Securities Co., Ltd. provides security dealing. The company is based in Shenzhen, China. The Chinese company was founded in 2005. The CEO is Chang Sheng Hu. China CICC Wealth Management Securities Co. was acquired by China International Capital Corp. Ltd. from China Investment Corp. on April 12, 2017 for $2,558.03 million.

China Asset Management Co., Ltd. (China AMC) is the asset management subsidiary of CITIC Securities Co., Ltd. (SHA: 600030) in China. Headquartered in Beijing, the firm was founded in 1998 and provides a full range of services to domestic and international retail and institutional clients from US, Canada, Korea, Japan, Malaysia, Germany, Hong Kong, Macau and Taiwan, and many more, covering equity, fixed income, money markets, and other financial instruments. In 2017, China AMC has joined the United Nations-supported Principles for Responsible Investment (UNPRI), becoming the first full service asset manager in China to join the organization.

CITIC Group Corp. provides financial services. It operates through the following business segments: Financial and Non-financial. The Financial segment includes banking, securities, trust, and insurance. The Non-financial segment includes resources and energy, manufacturing, engineering contracting, and real estate and infrastructure. The company was founded by Yi Ren Rong in October 1979 and is headquartered in Beijing, China.

CITIC Holdings Co., Ltd. manages investments made by CITIC Group in financial enterprises both domestically and internationally. The Chinese company is ultimately controlled by the Government of China.

CITIC Trust Co. Ltd. provides trust management and investment services. It offers different types of trust products. The company was founded in March, 1988 and is headquartered in Beijing, China.