Robert W. Cook
Vorstandsvorsitzender bei Financial Industry Regulatory Authority, Inc.
Ursprung des Netzwerks ersten Grades von Robert W. Cook
Einheit | Art der Einheit | Industrie | |
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Financial Industry Regulatory Authority, Inc.
Financial Industry Regulatory Authority, Inc. Miscellaneous Commercial ServicesCommercial Services Financial Industry Regulatory Authority, Inc. engages in the provision of securities regulation, complementary compliance, and technology-based services. Its services include writing and enforcing rules governing the activities of securities firms with brokers, examining firms for compliance with those rules, fostering market transparency, and educating investors. The company was founded in 2007 and is headquartered in Washington, DC.
86
| Non-Profit Organization | Miscellaneous Commercial Services | 86 |
Unternehmensgrafik - zweiten Grades
Beziehungen zu mehreren Unternehmen
Unternehmensverbindungen über das persönliche Netzwerk von Robert W. Cook
Unternehmen | Sektor | Verknüpfte Personen | Hauptposition |
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Securities Investor Protection Corp.
Securities Investor Protection Corp. Insurance Brokers/ServicesFinance The Securities Investor Protection Corporation either acts as trustee or works with an independent court-appointed trustee in a missing asset case to recover funds. The statute that created SIPC provides that customers of a failed brokerage firm receive all non-negotiable securities that are already registered in their names or in the process of being registered. Recovered funds are used to replenish SIPC's reserve in the event that the reserve is tapped in the early stages of a liquidation proceeding. | Insurance Brokers/Services | Director/Board Member Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Director/Board Member Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal | |
Harvard Law School | College/University | Graduate Degree Graduate Degree Undergraduate Degree Graduate Degree Undergraduate Degree | |
US Securities & Exchange Commission | Investment Banks/Brokers | Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal | |
Financial Services Institute, Inc. | Director/Board Member Director/Board Member Director/Board Member | ||
Securities Industry & Financial Markets Association, Inc.
Securities Industry & Financial Markets Association, Inc. Miscellaneous Commercial ServicesCommercial Services Securities Industry & Financial Markets Association, Inc. (SIFMA) is an organization that represents the securities industry in the United States. The private company is based in New York, NY and has subsidiaries in the United States. The company's main focus is advocating for effective and resilient capital markets. The CEO of the company is Kenneth E. Bentsen. | Miscellaneous Commercial Services | Director/Board Member Chairman Director/Board Member | |
The University of Chicago | College/University | Masters Business Admin Doctorate Degree Graduate Degree | |
Massachusetts Institute of Technology | College/University | Director/Board Member Graduate Degree Graduate Degree | |
Long Island University | College/University | Undergraduate Degree Undergraduate Degree | |
University of Notre Dame | College/University | Masters Business Admin Chairman | |
National Association of Securities Dealers, Inc.
National Association of Securities Dealers, Inc. Investment Banks/BrokersFinance National Association of Securities Dealers, Inc. provides financial regulatory services. The non-profit company is based in Washington and has subsidiaries in the United States. The American company was founded by Richard B. Jennings, Vince Means. | Investment Banks/Brokers | Corporate Officer/Principal President | |
Raymond James Financial Services, Inc.
Raymond James Financial Services, Inc. Investment Banks/BrokersFinance Raymond James Financial Services, Inc. provides brokerage services. The company is headquartered in St. Petersburg, FL. | Investment Banks/Brokers | Corporate Officer/Principal President | |
Rochester Christian University | College/University | Director/Board Member Director/Board Member | |
Columbia Business School | College/University | Masters Business Admin Masters Business Admin | |
MORGAN STANLEY | Investment Managers | Chief Operating Officer Chief Tech/Sci/R&D Officer | |
Manhattan College | College/University | Director/Board Member Director/Board Member | |
The Depository Trust & Clearing Corp.
The Depository Trust & Clearing Corp. Investment ManagersFinance The Depository Trust & Clearing Corp. provides clearance, settlement and information services. The firm offers institutional trade processing, clearing, settlement and asset, wealth management, repository and derivatives and data services. The company was founded in 1999 is headquartered in New York, NY. | Investment Managers | Director/Board Member Director/Board Member | |
Boston University | College/University | Undergraduate Degree Graduate Degree | |
State University of New York at Buffalo | College/University | Undergraduate Degree Doctorate Degree | |
Financial Accounting Foundation
Financial Accounting Foundation Investment Trusts/Mutual FundsMiscellaneous The Financial Accounting Foundation is a non-profit organization that administers, finances, and appoints financial and governmental accounting standards boards. The non-profit company is based in Norwalk, CT. | Investment Trusts/Mutual Funds | Director/Board Member Chairman | |
LEGG MASON, INC. | Investment Managers | Director/Board Member Chief Administrative Officer | |
Ontario Securities Commission | General Government | Chairman Chief Executive Officer | |
CITIGROUP INC. | Major Banks | Chief Tech/Sci/R&D Officer Corporate Officer/Principal | |
The University of Colorado | College/University | Undergraduate Degree Undergraduate Degree | |
Tufts University | College/University | Undergraduate Degree Undergraduate Degree | |
NYSE Group, Inc.
NYSE Group, Inc. Investment Banks/BrokersFinance NYSE Group, Inc. operates multiple securities stock exchange. It through its subsidiaries operates multiple securities market centers, including the New York Stock Exchange (NYSE) and NYSE Arca (formerly known as the Archipelago Exchange and the Pacific Exchange). It provides securities listings, market information products and services. It offers a range of investment vehicles and order execution services. It operate as electronic platform used to trade securities and security-related financial instruments. It is headquartered in New York, NY. | Investment Banks/Brokers | General Counsel Corporate Officer/Principal | |
The Trustees of Columbia University in The City of New York | College/University | Masters Business Admin Masters Business Admin | |
AlphaPoint Corp.
AlphaPoint Corp. Regional BanksFinance AlphaPoint Corp. offers digital currency exchanges. It epowers digital asset networks and provides institutions blockchain-enabled solutions to store, track, and trade digital assets. The company was founded by Joe Ventura,Igor Telyatnikov, Vadim Telyatnikov, and Jack Sallen in June 2013 and is headquartered in New York, NY. | Regional Banks | Director/Board Member Director/Board Member | |
Harvard Business School | College/University | Masters Business Admin Masters Business Admin | |
GE AEROSPACE | Industrial Machinery | Director/Board Member Director/Board Member | |
The College of William & Mary | College/University | Graduate Degree Undergraduate Degree | |
Council on Foreign Relations, Inc.
Council on Foreign Relations, Inc. Investment Trusts/Mutual FundsMiscellaneous Council on Foreign Relations, Inc. provides and disseminates ideas on foreign policies to individuals, corporate members, journalists and policy makers. It operates a forum for government officials, students and other interested parties to study and discuss world issues and impact on American foreign policies. The company publishes Foreign Affairs, a magazine that comes out six times a year, along with books and studies by its own scholars. Council on Foreign Relations was founded in 1921 and is headquartered in New York City, NY. | Investment Trusts/Mutual Funds | Corporate Officer/Principal Corporate Officer/Principal | |
EASTMAN KODAK COMPANY | Industrial Machinery | Comptroller/Controller/Auditor Chief Operating Officer | |
Neo Exchange, Inc. (Canada)
Neo Exchange, Inc. (Canada) Investment Banks/BrokersFinance Neo Exchange, Inc. operates as a stock exchange. It offers trading venue and a value added listing venue for capital raising companies and investment products. The company was founded in March 2015 and is headquartered in Toronto, Canada. | Investment Banks/Brokers | Chairman Director/Board Member | |
Princeton University | College/University | Undergraduate Degree Undergraduate Degree | |
Cboe Exchange, Inc. (Illinois)
Cboe Exchange, Inc. (Illinois) Investment Banks/BrokersFinance Cboe Exchange, Inc. provides options exchange services. It trades equity options, security index options, options on exchange traded notes and products, binary options, one-week and quarterly options, long-term equity anticipation securities options, and flexible exchange options. The firm also provides information on various stock and options trading strategies, options trading tools, stock and option quotes and data; and options information and education. Additionally, they offer access to product information, conference notices, portfolio management tools, and educational materials for institutional investors and products and strategies for advisors to protect client’s portfolios. The company was founded in 1973 and is headquartered in Chicago, IL. | Investment Banks/Brokers | Corporate Officer/Principal Director/Board Member | |
University of Toronto | College/University | Undergraduate Degree Undergraduate Degree | |
Investment Industry Regulatory Organization of Canada | General Government | Chief Executive Officer Corporate Officer/Principal | |
Harvard University
Harvard University Other Consumer ServicesConsumer Services Harvard University engages in the provision of teaching and research. It has twelve degree-granting Schools in addition to the Radcliffe Institute for Advanced Study, offering a global education. The university was founded in 1636 and is headquartered in Cambridge, MA. | College/University | Undergraduate Degree Graduate Degree | |
The American Institute of Certified Public Accountants
The American Institute of Certified Public Accountants Miscellaneous Commercial ServicesCommercial Services The American Institute of Certified Public Accountants provides vocational education in accounting. The company provides services to the accounting community, regulatory bodies, and other organizations. It also operates in Jersey City, Washington, and Lewisville. It was founded in 1887 and is headquartered in New York City, NY. | Miscellaneous Commercial Services | Corporate Officer/Principal Corporate Officer/Principal | |
The Leonard N Stern School of Business | College/University | Masters Business Admin Undergraduate Degree | |
The Guardian Life Insurance Company of America
The Guardian Life Insurance Company of America Multi-Line InsuranceFinance The Guardian Life Insurance Company of America engages in the provision of life insurance services. It offers insurance services in life, disability, and dental insurance services. The company was founded in 1860 and is headquartered in New York, NY. | Multi-Line Insurance | Director/Board Member Director/Board Member | |
Brigham Young University | College/University | Undergraduate Degree Undergraduate Degree | |
Euroclear Bank SA/NV
Euroclear Bank SA/NV Regional BanksFinance Euroclear Bank SA/NV provides settlement and related securities services for cross-border transactions involving domestic and international bonds, equities, investment funds and derivatives. It offers asset classes, banking services, corporate actions, primary issuance, tax and settlement services. The company was founded in 2000 and is headquartered in Brussels, Belgium. | Regional Banks | Director/Board Member | |
Financial Accounting Standards Board
Financial Accounting Standards Board Miscellaneous Commercial ServicesCommercial Services The Financial Accounting Standards Board provides oversight of accounting standards. The non-profit company is based in Norwalk, CT. | Miscellaneous Commercial Services | Chairman | |
Managed Funds Association
Managed Funds Association Miscellaneous Commercial ServicesCommercial Services Managed Funds Association provides support services for the hedge funds industry. It operates as an association for investment professionals in futures, hedge funds, commodity pool operators, and other alternative investments. The company was founded in 1991 and is headquartered in Washington, DC. | Miscellaneous Commercial Services | Director/Board Member | |
BHF Securities Corp
BHF Securities Corp Investment Banks/BrokersFinance Part of The Bank of New York Mellon Corp., BHF Securities Corp is a company that provides clearing services. BHF Securities Corp is based in New York, NY. BHF Securities was acquired by BNY Clearing Services LLC from ING Groep NV on July 11, 2000. | Investment Banks/Brokers | Chief Executive Officer | |
BNY Clearing Services LLC
BNY Clearing Services LLC Investment Banks/BrokersFinance Part of The Bank of New York Mellon Corp., BNY Clearing Services LLC is a company that provides transaction exchange clearing services. The company is based in New York, NY. | Investment Banks/Brokers | Chief Operating Officer |
Statistik
International
Vereinigte Staaten | 44 |
Kanada | 6 |
Israel | 2 |
Belgien | 2 |
Sektoral
Finance | 21 |
Consumer Services | 20 |
Commercial Services | 5 |
Miscellaneous | 3 |
Government | 3 |
Operativ
Director/Board Member | 303 |
Corporate Officer/Principal | 193 |
Independent Dir/Board Member | 84 |
Undergraduate Degree | 65 |
President | 63 |
Am stärksten vernetzte Beziehungen
Insiders | |
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Gary Wunderlich | 30 |
William Heyman | 26 |
Jeffrey R. Armstrong | 24 |
Fabiola Arredondo | 24 |
David Crean | 23 |
Richard Ketchum | 22 |
Carol Davidson | 22 |
Susan Jenah | 19 |
Eileen Murray | 19 |
William G. Stanley | 17 |
Brian Woodland | 17 |
John Brennan | 16 |
Leslie Seidman | 15 |
Frank J. la Salla | 15 |
Lance Drummond | 15 |
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