Raymond Edward Baxter

Mr. Raymond E.
Baxter is a Chief Investment Officer & Chief Compliance Officer at B&L Asset Management LLC.
He responsibilities include oversight of firm-wide investment risks and on-going reviews of external sub-advisors and their investment compliance programs.
As Chief Compliance Officer, he oversees the Company’s compliance policies and procedures.
He advises and represents clients in matters of corporate and securities law and mergers and acquisitions, as well as matters of a general corporate nature.
He represents investment advisory firms, both federally (SEC) and state registered, in all matters ranging from their organization, licensing/registration, products and services offered, client contract negotiations, operations, and compliance.
In addition, he has extensive experience representing both lenders and borrowers in documenting secured and unsecured commercial loans of all sizes as well as in loan workouts and restructurings.
He has also represented mortgage lenders and brokers in regulatory and compliance matters.
Mr. Baxter was previously employed as a Principal by Cahill Gordon & Reindel LLP.
He received his undergraduate degree from Brandeis University and a graduate degree from New York University.