Ursprung des Netzwerks ersten Grades von Mike Procter
| Einheit | Art der Einheit | Industrie | |
|---|---|---|---|
ALPS Fund Services, Inc.
 ALPS Fund Services, Inc. Investment ManagersFinance ALPS Fund Services, Inc. provides asset servicing and asset management solutions to the investment management industry. The firm’s services include compliance, fund accounting, tax administration, audit process, and portfolio solutions. The company was founded by W. Robert Alexander and Art Lucey in June 1985 and is headquartered in Denver, CO.
10
| Subsidiary | Investment Managers | 10 |
Unternehmensgrafik - zweiten Grades
Beziehungen zu mehreren Unternehmen
Unternehmensverbindungen über das persönliche Netzwerk von Mike Procter
| Unternehmen | Sektor | Verknüpfte Personen | Hauptposition |
|---|---|---|---|
| LIBERTY ALL-STAR EQUITY FUND | Investment Trusts/Mutual Funds | Director/Board Member Corporate Officer/Principal Corporate Secretary | |
| The Caldwell & Orkin Funds, Inc. | Investment Trusts/Mutual Funds | Compliance Officer | |
| WesMark Funds | Investment Trusts/Mutual Funds | Corporate Officer/Principal | |
| Financial Investors Trust | Investment Trusts/Mutual Funds | Treasurer President Compliance Officer Corporate Officer/Principal Corporate Secretary Corporate Secretary | |
Ernst & Young LLP
 Ernst & Young LLP Miscellaneous Commercial ServicesCommercial Services Ernst & Young LLP engages in the provision of accounting, assurance, tax, transaction, and advisory services. It specializes in the actuarial, analytics and big data, cyber security, accounting compliance and reporting, center for board matters, international financial reporting standards, country tax advisory, global trade, tax accounting, and climate change and sustainability. The company was founded in 1989 and is headquartered in New York, NY. | Miscellaneous Commercial Services | Corporate Officer/Principal | |
| CLOUGH GLOBAL DIVIDEND AND INCOME FUND | Investment Trusts/Mutual Funds | Director/Board Member Corporate Officer/Principal Chief Executive Officer Compliance Officer Compliance Officer Corporate Officer/Principal Corporate Secretary Director of Finance/CFO Corporate Secretary | |
| CLOUGH GLOBAL EQUITY FUND | Investment Trusts/Mutual Funds | Director/Board Member Corporate Officer/Principal Corporate Officer/Principal Compliance Officer Compliance Officer Corporate Secretary Corporate Secretary Director of Finance/CFO Corporate Secretary | |
| CLOUGH GLOBAL OPPORTUNITIES FUND | Investment Trusts/Mutual Funds | Director/Board Member Corporate Officer/Principal Corporate Officer/Principal Compliance Officer Compliance Officer Corporate Officer/Principal Corporate Secretary Director of Finance/CFO Corporate Secretary | |
| Clough Funds Trust | Investment Trusts/Mutual Funds | President President Compliance Officer Corporate Secretary Corporate Secretary Treasurer Corporate Secretary | |
| REAVES UTILITY INCOME FUND | Investment Trusts/Mutual Funds | Corporate Officer/Principal Compliance Officer Corporate Secretary Corporate Secretary | |
| LIBERTY ALL-STAR GROWTH FUND, INC. | Investment Trusts/Mutual Funds | Director/Board Member Director of Finance/CFO Corporate Secretary | |
| PRINCIPAL REAL ESTATE INCOME FUND | Investment Trusts/Mutual Funds | Compliance Officer Corporate Secretary Corporate Secretary | |
| ALPS Variable Investment Trust | Corporate Officer/Principal Corporate Secretary | ||
| SRH TOTAL RETURN FUND, INC. | Investment Trusts/Mutual Funds | Compliance Officer Compliance Officer | |
| Rivernorth Funds | Investment Trusts/Mutual Funds | Corporate Officer/Principal Corporate Officer/Principal | |
| ALPS ETF Trust | Investment Trusts/Mutual Funds | Treasurer Corporate Secretary | |
ALPS Holdings, Inc.
 ALPS Holdings, Inc. Investment ManagersFinance ALPS Holdings, Inc. operates as a holding company which through its business units provides investment products and servicing solutions to the financial services industry. The firm's business units include ALPS Advisors, ALPS Fund Services and ALPS Distributors. It delivers asset management and asset servicing solutions through offices in Boston, Golden, New York, Seattle and Toronto. The company was founded in June 1985 and is headquartered in Denver, CO. | Investment Managers | Chief Executive Officer Corporate Officer/Principal | |
| ALPS Series Trust | Investment Trusts/Mutual Funds | Treasurer Compliance Officer | |
| Elevation ETF Trust | Treasurer Compliance Officer | ||
| RIVERNORTH CAPITAL AND INCOME FUND, INC. | Investment Trusts/Mutual Funds | Corporate Officer/Principal | |
| RIVERNORTH OPPORTUNITIES FUND, INC. | Investment Trusts/Mutual Funds | Corporate Officer/Principal | |
| 1WS Credit Income Fund | Investment Trusts/Mutual Funds | Compliance Officer | |
Bluerock High Income Institutional Credit Fund
 Bluerock High Income Institutional Credit Fund Investment Trusts/Mutual FundsMiscellaneous Bluerock High Income Institutional Credit Fund is a closed-end investment fund, which engages in investment activities. Its investment objective is to generate income, while secondarily seeking long-term risk-adjusted returns to the broader markets. The company was founded on August 19, 2021 and is headquartered in New York, NY. | Investment Trusts/Mutual Funds | Compliance Officer | |
Transamerica Asset Management, Inc.
 Transamerica Asset Management, Inc. Investment ManagersFinance Transamerica Asset Management, Inc. (TAM) is a registered investment advisor headquartered in Denver, Colorado. The firm was founded in 1996 and formerly known as Transamerica Fund Advisors, Inc. and as WRL Investment Management, Inc. They are a subsidiary of Transamerica Life Insurance Co., ultimately held by Aegon NV (AMS: AGN) in The Netherlands. TAM provides investment management and investment advisory services to investment companies registered under the 1940 Act. They also provide investment advisory services to a foreign registered investment company, privately-offered pooled investment vehicles that are not registered under the 1940 Act, such as the MFTC Trust and WT CITs, and an affiliated recordkeeper. | Investment Managers | Compliance Officer | |
| RIVERNORTH/DOUBLELINE STRATEGIC OPPORTUNITY FUND, INC. | Investment Trusts/Mutual Funds | Corporate Officer/Principal | |
| RIVERNORTH MANAGED DURATION MUNICIPAL INCOME FUND II, INC. | Investment Trusts/Mutual Funds | Corporate Officer/Principal | |
| RIVERNORTH FLEXIBLE MUNICIPAL INCOME FUND, INC. | Investment Trusts/Mutual Funds | Corporate Officer/Principal | |
| RIVERNORTH MANAGED DURATION MUNICIPAL INCOME FUND INC. | Investment Trusts/Mutual Funds | Corporate Officer/Principal | |
| RIVERNORTH OPPORTUNISTIC MUNICIPAL INCOME FUND, INC. | Financial Conglomerates | Corporate Officer/Principal | |
| RIVERNORTH FLEXIBLE MUNICIPAL INCOME FUND II, INC. | Investment Trusts/Mutual Funds | Corporate Officer/Principal | |
Monticello Associates, Inc.
 Monticello Associates, Inc. Investment ManagersFinance Monticello Associates, Inc. is an independent asset management consulting firm that provides non-discretionary investment advisory services. The private company is based in Denver, IL and was founded in 1992 by Grady Durham. Monticello Associates specializes in providing world-class investment consulting services to endowment and foundation clients and family offices. | Investment Managers | Compliance Officer | |
Alpha Alternative Assets Fund
 Alpha Alternative Assets Fund Investment Trusts/Mutual FundsMiscellaneous Alpha Alternative Assets Fund functions as a closed-end investment fund or Investment trust. The company was founded in 2021 and is headquartered in Newport Beach, CA. | Investment Trusts/Mutual Funds | Treasurer | |
Lewis Brisbois Bisgaard & Smith LLP
 Lewis Brisbois Bisgaard & Smith LLP Miscellaneous Commercial ServicesCommercial Services Lewis Brisbois Bisgaard & Smith LLP provides legal services. The firm provides corporate and institutional clients with resources and knowledge support of procedural and legal nuances. Its practice areas include aviation, banking and finance, bankruptcy and insolvency, commercial litigation, corporate, entertainment, fidelity, government relations, healthcare, immigration, intellectual property and technology, products liability, public agency and finance, and workers' compensation. The firm helps businesses manage and defend claims through pre-suit counseling, problem analysis and solving, proprietary risk evaluation, and litigation management processes. The company was founded by Roy M. Brisbois in 1979 and is headquartered in Los Angeles, CA. | Miscellaneous Commercial Services | Corporate Officer/Principal | |
Vedder Price PC
 Vedder Price PC Miscellaneous Commercial ServicesCommercial Services Vedder Price PC provides legal services. Its areas of practice include antitrust, construction, gaming, government, mergers and acquisitions. The company was founded in 1952 and is headquartered in Chicago, IL. | Miscellaneous Commercial Services | Corporate Officer/Principal | |
| Washburn University School of Law | College/University | Graduate Degree | |
| Wichita State University Foundation | College/University | Undergraduate Degree | |
| University of Vermont | College/University | Undergraduate Degree | |
| Index Funds | Investment Trusts/Mutual Funds | Compliance Officer |
Statistik
International
| Vereinigte Staaten | 43 |
Sektoral
| Miscellaneous | 31 |
| Finance | 5 |
| Commercial Services | 4 |
| Consumer Services | 4 |
Operativ
| Corporate Officer/Principal | 44 |
| Compliance Officer | 30 |
| Corporate Secretary | 26 |
| Treasurer | 16 |
| Director/Board Member | 11 |
Am stärksten vernetzte Beziehungen
| Insiders | |
|---|---|
| Kimberly R. Storms | 21 |
| Sareena Khwaja-Dixon | 21 |
| Lucas D. Foss | 17 |
| Theodore J. Uhl | 16 |
| Richard Carl Rantzow | 14 |
| Dawn Cotten | 11 |
| Karen S. Gilomen | 9 |
| Brendan Hamill | 9 |
| Nicholas Adams | 9 |
| Ryan Johanson | 7 |
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- Unternehmensverbindungen
