Mark W. Sidell

Financial Industry Regulatory Authority, Inc. engages in the provision of securities regulation, complementary compliance, and technology-based services. Its services include writing and enforcing rules governing the activities of securities firms with brokers, examining firms for compliance with those rules, fostering market transparency, and educating investors. The company was founded in 2007 and is headquartered in Washington, DC.

Wachovia Securities LLC offered equity, fixed income, and structured products. It was founded in 2001 and was headquartered in St. Louis, MO.

Part of The Toronto-Dominion Bank, Commerce Capital Markets, Inc. is a company that provides securities brokerage services. The company is based in Philadelphia, PA.

American Asset Management, Inc. (AAM) is an independent registered investment advisor headquartered in Boca Raton, Florida. The firm was founded by Julian Rubinstein in 1992. AAM provides personalized confidential financial advising and investment management to individuals, pension and profit-sharing plans, trusts, estates, charitable organizations and small businesses.