Judith M. Rosenberg

Judith M. Rosenberg

Direktor/Vorstandsmitglied bei Federation Employment & Guidance Service, Inc.

Finance
Commercial Services
Consumer Services

Profil

Ms. Judith M.
Rosenberg
is Chief Compliance Officer at Forward Management LLC and a Member at The Order of the Coif.
She is on the Board of Directors at Federation Employment & Guidance Service, Inc. Ms. Rosenberg has been involved in the legal and compliance end of the securities business since 1984, working in the Law Division of Dean Witter and Morgan Stanley.
As Director of Compliance at Morgan Stanley Online from 1997-2002, she developed compliance policies and procedures and supervised registration, litigation, customer complaint response and regulatory reporting.
She also worked with regulators on the national and state level in advisory and audit contexts in developing a model of conduct for the online brokerage business.
As Senior Attorney in Morgan Stanley’s Law Division, Ms. Rosenberg worked with the Individual Investor Group and represented the firm in a variety of litigation, arbitration, and regulatory matters in addition to supervising staff attorneys and paralegals.
Prior to joining Morgan Stanley, Ms. Rosenberg worked as a litigation attorney at Steefel, Levitt & Weiss from 1983 to 1984, and as a litigation attorney for Morrison and Foerster from 1979 to 1983.
Ms. Rosenberg holds a BA degree from New York University and JD degree from the Hastings College of the Law, where she was Managing Editor of the Hastings Law Review and a member of Order of the Coif.

Aktive Positionen von Judith M. Rosenberg

UnternehmenPositionBeginn
Direktor/Vorstandsmitglied 16.09.2009
Corporate Officer/Principal 17.05.2011
Alle aktiven Positionen von Judith M. Rosenberg

Ehemalige bekannte Positionen von Judith M. Rosenberg

UnternehmenPositionEnde
Chief Investment Officer 24.03.2008
Corporate Officer/Principal 31.12.2002
Corporate Officer/Principal 31.12.1984
Corporate Officer/Principal 31.12.1983
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Ausbildung von Judith M. Rosenberg

New York University Undergraduate Degree
Hastings College Graduate Degree

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8

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