John Spence
Finanzdirektor/CFO bei XAI OCTAGON FLOATING RATE & ALTERNATIVE INCOME TRUST
Vermögen: 4 Mio $ am 30.04.2024
Ursprung des Netzwerks ersten Grades von John Spence
| Einheit | Art der Einheit | Industrie | |
|---|---|---|---|
XMS Capital Partners LLC
 XMS Capital Partners LLC Investment ManagersFinance XMS Capital Partners LLC engages in the provision of financial advisory services. It offers mergers and acquisitions, divestitures, private placements, initial public offering, and debt restructuring advisory services. The company was founded by John Spence and Theodore Brombach in 2006 and is headquartered in Chicago, IL.
11
| Private Company | Investment Managers | 11 |
| Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 8 | |
XA Investments LLC
 XA Investments LLC Investment ManagersFinance Part of Xms Holdings LLC, XA Investments LLC is a Chicago-based investment manager that provides investment advisory services, investment fund structuring, and consulting services to meet institutional client needs. XA Investments believes that the investing public can benefit from new vehicles to access a broad range of alternative investment strategies and managers. The CEOs of the American company are Theodore J. Brombach and John Spence. The company was founded in April 2016 and offers custom product build and consulting services, including development and market research, sales, marketing, fund management, and administration.
4
| Subsidiary | Investment Managers | 4 |
Unternehmensgrafik - zweiten Grades
Beziehungen zu mehreren Unternehmen
Unternehmensverbindungen über das persönliche Netzwerk von John Spence
| Unternehmen | Sektor | Verknüpfte Personen | Hauptposition |
|---|---|---|---|
| University of Notre Dame | College/University | Undergraduate Degree Undergraduate Degree Undergraduate Degree Undergraduate Degree | |
Northwestern University
 Northwestern University Other Consumer ServicesConsumer Services Northwestern University is a private institution founded in 1851 to serve the Northwest Territory, an area that now includes the states of Ohio, Indiana, Illinois, Michigan, Wisconsin and parts of Minnesota. Northwestern has three campuses | College/University | Graduate Degree Masters Business Admin Masters Business Admin Undergraduate Degree | |
| MORGAN STANLEY | Investment Managers | Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal | |
Harvard University
 Harvard University Other Consumer ServicesConsumer Services Harvard University engages in the provision of teaching and research. It has twelve degree-granting Schools in addition to the Radcliffe Institute for Advanced Study, offering a global education. The university was founded in 1636 and is headquartered in Cambridge, MA. | College/University | Undergraduate Degree Masters Business Admin | |
Man Investments, Inc.
 Man Investments, Inc. Investment ManagersFinance Founded in 2001, Man Investments, Inc. is a hedge fund manager located in New York City. The firm is a division of Man Group Plc (LSE: EMG). They provide alternative investment products to private and institutional clients. | Investment Managers | Corporate Officer/Principal | |
| Xms Holdings LLC | General Counsel | ||
| CALAMOS ASSET MANAGEMENT, INC | Investment Banks/Brokers | Chief Administrative Officer | |
River Branch Holdings LLC
 River Branch Holdings LLC Investment Banks/BrokersFinance Part of Piper Sandler Cos., River Branch Holdings LLC is a company that provides broker and investment banking services. The company is based in Chicago, IL. River Branch Holdings was acquired by Piper Jaffray Cos. on September 30, 2015. | Investment Banks/Brokers | Compliance Officer | |
Sidley Austin LLP
 Sidley Austin LLP Miscellaneous Commercial ServicesCommercial Services Sidley Austin LLP is a premier legal adviser with over 2000 lawyers in 20 offices worldwide. Sidley Austin is based in Chicago, IL and has subsidiaries in Germany, Hong Kong, United States, United Kingdom, and Japan. The firm has been providing superior client service for over 150 years and has a diverse group of legal professionals from many cultures who are dedicated to teamwork and collaboration. Sidley Austin has forged enduring relationships with the business community and serves a varied and high-caliber group of market leaders, many of whom are pioneers in their respective industries and professions. The firm is committed to pro bono service and its lawyers and staff devote more than 100,000 hours annually to serving those most in need. | Miscellaneous Commercial Services | Corporate Officer/Principal | |
The Warranty Group, Inc.
 The Warranty Group, Inc. Specialty InsuranceFinance The Warranty Group Inc. provides insurance benefits solutions. It offers underwriting, claims administration and marketing expertise to the manufacturers, distributors, and retailers of consumer goods as well as specialty insurance. The company was founded in 1964 and is headquartered in Chicago, IL. | Specialty Insurance | General Counsel | |
The Harvard Club of Chicago
 The Harvard Club of Chicago Miscellaneous Commercial ServicesCommercial Services The Harvard Club of Chicago operates as a club which provides educational management programs. The firm also offers memberships, interviewing workshops and college fairs. The company was founded in 1857 and is headquartered in Wilmette, IL. | Miscellaneous Commercial Services | Director/Board Member | |
Kinzie Capital Partners LP
 Kinzie Capital Partners LP Investment ManagersFinance Kinzie Capital Partners LP (Kinzie Capital Partners) is a private equity firm founded in 2017 by Suzanne Yoon and David C. Namkung. The firm is headquartered in Chicago, Illinois. | Investment Managers | Investment Committee Member | |
| BOEING | Aerospace & Defense | Director of Finance/CFO | |
Blg Capital Advisors LLC
 Blg Capital Advisors LLC Investment ManagersFinance Blg Capital Advisors LLC provides investment advisory services. The private company is based in Wilmington. | Investment Managers | Corporate Officer/Principal | |
Lyric Opera of Chicago
 Lyric Opera of Chicago Movies/EntertainmentConsumer Services Lyric Opera of Chicago provides live theatrical presentations. The company was founded by Carol Fox, Nicola Rescigno and Lawrence V. Kelly in 1954 and is headquartered in Chicago, IL. | Movies/Entertainment | Director/Board Member | |
| University of Illinois College of Law | College/University | Graduate Degree | |
QwickRate, Inc.
 QwickRate, Inc. Financial ConglomeratesFinance QwickRate, Inc. is a premier non-brokered CD marketplace for institutional funding and investing. The private company was founded in 1986 and is based in Marietta, GA. The company also offers solutions in cybersecurity and bank analytics. | Financial Conglomerates | Director/Board Member | |
Deutsche Bank Securities, Inc.
 Deutsche Bank Securities, Inc. Investment Banks/BrokersFinance Deutsche Bank Securities, Inc. (DBSI) is a SEC-registered broker/dealer headquartered in New York City. The firm was founded in 1971 and is a wholly-owned investment banking and brokerage arm of DB U.S. Financial Markets Holding Corp., ultimately held by Deutsche Bank AG (NYSE: DB, FRA: DBK) in Germany. DBSI provides securities brokerage and investment advisory services to domestic and international private clients and institutions. They are also a primary dealer in US government securities as designated by the Federal Reserve. | Investment Banks/Brokers | Corporate Officer/Principal | |
| MFA FINANCIAL, INC. | Real Estate Investment Trusts | Director/Board Member | |
| The University of Chicago Booth School of Business | College/University | Masters Business Admin | |
| Marquette University | College/University | Undergraduate Degree | |
Siena Capital Partners GP LLC
 Siena Capital Partners GP LLC Investment ManagersFinance Siena Capital Partners GP LLC (SGP) is an independent registered hedge fund manager headquartered in Chicago, Illinois. The firm was founded in 2004 by Dan Kanter and David Abraham. SGP provides discretionary investment advisory services and portfolio management to pooled investment vehicles. | Investment Managers | Portfolio Manager-Equities | |
| The University of Chicago | College/University | Masters Business Admin | |
| University of Illinois | College/University | Undergraduate Degree | |
| US Military Academy | College/University | Corporate Officer/Principal | |
| XPDI Sponsor II LLC | Chief Executive Officer | ||
XPDI Sponsor LLC
 XPDI Sponsor LLC Financial ConglomeratesFinance XPDI Sponsor LLC provides investment services. The private company is based in Chicago, IL. The CEOs of the company are Patrick Christopher Eilers, Theodore J. Brombach. | Financial Conglomerates | Chief Executive Officer | |
| Kellogg School of Management | College/University | Masters Business Admin | |
Goldman Sachs & Co. LLC
 Goldman Sachs & Co. LLC Investment Banks/BrokersFinance Goldman Sachs & Co. LLC (GS&Co.) is a securities brokerage firm headquartered in New York City. Founded in 1927, the firm is a subsidiary of The Goldman Sachs Group, Inc. (NYSE: GS). GS&Co. provides services to help hedge funds manage risk, monitor portfolios, maintain liquidity and build their businesses. They offer clients access to global equity and derivatives markets, as well as foreign exchange, commodities, European Lefts, rates and credit across the Americas, Europe and Asia. The firm proactively monitors capital markets, searching for pockets of liquidity and news that may require changes to those strategies. Integration with the Goldman Sachs network gives clients access to the firm's sectored block trades and their insights into price discovery. Their electronic trading program provides clients with tools to manage their trades from pre-trade analytics to post-trade analysis. | Investment Banks/Brokers | Corporate Officer/Principal | |
tronc, Inc. /Californian Subsidiaries/
 tronc, Inc. /Californian Subsidiaries/ Publishing: NewspapersConsumer Services Part of Alden Global Capital LLC, tronc, Inc. /Californian Subsidiaries/ is a company that owns assets related to Los Angeles Times and various titles in the California News Group. The company is based in Chicago, NY. | Publishing: Newspapers | Director/Board Member | |
| Trinity College (Connecticut) | College/University | Undergraduate Degree | |
| MADISON COVERED CALL & EQUITY STRATEGY FUND | Investment Trusts/Mutual Funds | Director/Board Member | |
| CLOUGH GLOBAL EQUITY FUND | Investment Trusts/Mutual Funds | Compliance Officer | |
ALPS Fund Services, Inc.
 ALPS Fund Services, Inc. Investment ManagersFinance ALPS Fund Services, Inc. provides asset servicing and asset management solutions to the investment management industry. The firm’s services include compliance, fund accounting, tax administration, audit process, and portfolio solutions. The company was founded by W. Robert Alexander and Art Lucey in June 1985 and is headquartered in Denver, CO. | Investment Managers | Corporate Officer/Principal | |
| CLOUGH GLOBAL DIVIDEND AND INCOME FUND | Investment Trusts/Mutual Funds | Compliance Officer | |
| REAVES UTILITY INCOME FUND | Investment Trusts/Mutual Funds | Compliance Officer | |
| Park Agency, Inc. | Corporate Officer/Principal | ||
Madison Funds
 Madison Funds Madison Funds engages in the provision of investment solutions for capital preservation, income generation, global diversification, long term growth, and tax free income. The company is headquartered in Madison, WI. | Director/Board Member | ||
| Transparent Value Trust | Investment Trusts/Mutual Funds | Compliance Officer | |
Carne Global Financial Services Us LLC
 Carne Global Financial Services Us LLC Miscellaneous Commercial ServicesCommercial Services Carne Global Financial Services US LLC provides risk management and oversight services. The private company is based in Wilmington. | Miscellaneous Commercial Services | Director/Board Member | |
| Northern Trust Global Investments | Corporate Officer/Principal |
Statistik
International
| Vereinigte Staaten | 51 |
Sektoral
| Finance | 21 |
| Consumer Services | 14 |
| Miscellaneous | 7 |
| Commercial Services | 5 |
| Electronic Technology | 2 |
Operativ
| Corporate Officer/Principal | 26 |
| Director/Board Member | 22 |
| Compliance Officer | 16 |
| General Counsel | 13 |
| Undergraduate Degree | 10 |
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