Dominic S. Chu

UBS Investment Bank provides investment banking and securities brokerage services. Its clients include institutional and corporate clients, intermediaries, governments, and hedge funds. The firm also provides merger and acquisition advisory, private placement, investment research, foreign exchange, equity, and leverage finance advisory services. The firm is headquartered in San Francisco, CA.

Seascape Capital Management LLC (Seascape) is a SEC-registered investment advisor and wealth management firm headquartered in Portsmouth, New Hampshire. The firm was founded by James McCarthy in 2003 and is owned by The Ann Mccarthy Monica Trust. Seascape develops customized wealth management plans and investment portfolios for their clients which includes C-suite executives, business owners, physicians, attorneys, and family trusts.