Bruce Karpati
Compliance Officer bei Advanced Series Trust
Profil
Bruce Karpati (New York) joined KKR in 2014 and serves as the Firm's Global Chief Compliance Officer and Counsel.
Prior to joining KKR, he was the Chief Compliance Officer of Prudential Investments, the mutual fund and distribution business of Prudential Financial.
Mr. Karpati was previously the national chief of the SEC’s asset management unit which he co-founded.
In this role, he supervised a staff of 75 attorneys, industry experts, and other professionals.
Mr. Karpati joined the SEC as a staff attorney in 2000, was promoted to branch chief in 2002, assistant regional director in 2005, and Co-Chief of the SEC's Asset Management Unit in 2010.
In 2007, he founded the SEC’s hedge fund working group, a cross-office initiative to combat securities fraud in the hedge fund industry.
Mr. Karpati also serves as an adjunct professor at Fordham University Law School.
He began his career in private practice at Dechert LLP.
Mr. Karpati earned his JD cum laude from the University at Buffalo Law School, and his Bachelor’s degree cum laude in International Relations from Tufts University.
Aktive Positionen von Bruce Karpati
Unternehmen | Position | Beginn |
---|---|---|
Advanced Series Trust | Compliance Officer | 01.05.2013 |
The Prudential Series Fund | Compliance Officer | 01.05.2013 |
Prudential's Gibraltar Fund | Compliance Officer | 01.05.2013 |
Kohlberg Kravis Roberts & Co. LP
Kohlberg Kravis Roberts & Co. LP Investment ManagersFinance Kohlberg Kravis Roberts & Co. LP (KKR) is a private equity subsidiary of KKR & Co. Inc founded in 1976 by Henry Kravis, George Roberts and Jerome Kohlberg. The firm is headquartered in New York. | Compliance Officer | 01.04.2014 |
Ehemalige bekannte Positionen von Bruce Karpati
Unternehmen | Position | Ende |
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Dechert LLP
Dechert LLP Miscellaneous Commercial ServicesCommercial Services Dechert LLP provides legal services. It serves the chemical, construction, finance and real estate, energy, insurance, and health sectors. The firm's practice areas include business restructuring and reorganization, commercial litigation, corporate and securities, energy, finance and real estate, financial services, mergers and acquisitions, and private equity. The company was founded in 1875 and is headquartered in Philadelphia, PA. | Analyst-Equity | 01.09.2000 |
PGIM GLOBAL HIGH YIELD FUND, INC | Compliance Officer | - |
Ausbildung von Bruce Karpati
University At Buffalo School of Law | Doctorate Degree |
Tufts University | Undergraduate Degree |
Corvinus University of Budapest | Undergraduate Degree |
State University of New York at Buffalo Law School | Graduate Degree |
Erfahrungen
Besetzte Positionen
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Inaktive
Börsennotierte Unternehmen
Private Unternehmen
Beziehungen
Beziehungen ersten Grades
Unternehmen ersten Grades
Herr
Frau
Aufsichtsräte
Führungskräfte
Unternehmensverbindungen
Private Unternehmen | 6 |
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PGIM Global High Yield Fund, Inc.
PGIM Global High Yield Fund, Inc. Investment Trusts/Mutual FundsMiscellaneous PGIM Global High Yield Fund, Inc. is a mutual fund-closed end investment company. Its portfolio invests in industries such as technology, telecom, cable, capital goods, media, healthcare, food, gaming, metals, and automotive. The company was founded on July 23, 2012 and is headquartered in Newark, NJ. | Miscellaneous |
Advanced Series Trust | Miscellaneous |
The Prudential Series Fund | Miscellaneous |
Prudential's Gibraltar Fund | Miscellaneous |
Kohlberg Kravis Roberts & Co. LP
Kohlberg Kravis Roberts & Co. LP Investment ManagersFinance Kohlberg Kravis Roberts & Co. LP (KKR) is a private equity subsidiary of KKR & Co. Inc founded in 1976 by Henry Kravis, George Roberts and Jerome Kohlberg. The firm is headquartered in New York. | Finance |
Dechert LLP
Dechert LLP Miscellaneous Commercial ServicesCommercial Services Dechert LLP provides legal services. It serves the chemical, construction, finance and real estate, energy, insurance, and health sectors. The firm's practice areas include business restructuring and reorganization, commercial litigation, corporate and securities, energy, finance and real estate, financial services, mergers and acquisitions, and private equity. The company was founded in 1875 and is headquartered in Philadelphia, PA. | Commercial Services |