Ari M. Raivetz

Cowen & Co. LLC is a SEC-registered broker/dealer headquartered in New York City. The firm was founded in 2004 and is a subsidiary of Cowen Holdings, Inc., ultimately owned by The Toronto-Dominion Bank (TSE: TD) in Canada. Cowen & Co. offers industry-focused investment banking for growth-oriented companies, domain knowledge-driven research and a sales and trading platform for institutional investors. Their institutional sales and trading business serves both equity and fixed-income clients. Sales and trading execution platform is structured around the following key verticals: (1) healthcare (2) technology, telecommunications and media (TMT) (3) REITs and financials (4) aerospace and defense (5) consumer and (6) alternative energy.

Rave Mobile Safety, Inc. provides safety software solutions. It designs and distributes safety applications including emergency notification systems and personal safety tools. The company was founded by Rodger Desai, Ghen Saito and Raju Rishi in 2004 and is headquartered in Framingham, MA.

Deposco, Inc. provides cloud-based, order management and fulfillment software applications. It offers e-commerce, retail and omni-channel capabilities. The company customers include third party logistics providers, manufacturers, distributors, retailers, and hospitality and financial services industries. Deposco was founded in 2004 by Chris Clark and is headquartered in Alpharetta, GA.

Scopus Asset Management LP (Scopus) is an independent, SEC-registered investment advisor and hedge fund manager headquartered in New York City. The firm was founded by Alexander Mitchell in 1998. Scopus provides investment management services to privately pooled investment vehicles.

Cerahelix, Inc. engages in manufacturing water filtration membrane. Its technology includes picohelix, which is based on patented process that uses DNA to make a non-ceramic coating to provide filtration. The company was founded by Susan MacKay, Donald MacKay, and Karl Bishop in 2011 and is headquartered in Orono, ME.

Jefferies LLC is a global investment bank and institutional securities firm headquartered in New York City. The firm was founded in 1962 and is a subsidiary of Jefferies Group LLC, ultimately held by Jefferies Financial Group, Inc. (NYSE: JEF). Jefferies provides corporate clients with research and execution services in equity, fixed income, and foreign exchange markets, as well as a full range of investment banking services such as underwriting, mergers and acquisitions, restructuring and recapitalization, and other advisory services, with all businesses operating in the Americas, Europe and Asia.

Morgan Stanley & Co. LLC is a registered broker-dealer subsidiary of Morgan Stanley Domestic Holdings, Inc., ultimately owned by Morgan Stanley (NYSE: MS) in the US. Headquartered in New York City, the firm was founded in 1987 and provides debt and equity services including underwriting, M&A advice, securities dealing and brokerage and trade execution. Their client base ranges from large global institutional investors to hedge funds at the cutting edge of innovation in the industry.

Goldman Sachs & Co. LLC (GS&Co.) is a securities brokerage firm headquartered in New York City. Founded in 1927, the firm is a subsidiary of The Goldman Sachs Group, Inc. (NYSE: GS). GS&Co. provides services to help hedge funds manage risk, monitor portfolios, maintain liquidity and build their businesses. They offer clients access to global equity and derivatives markets, as well as foreign exchange, commodities, European Lefts, rates and credit across the Americas, Europe and Asia. The firm proactively monitors capital markets, searching for pockets of liquidity and news that may require changes to those strategies. Integration with the Goldman Sachs network gives clients access to the firm's sectored block trades and their insights into price discovery. Their electronic trading program provides clients with tools to manage their trades from pre-trade analytics to post-trade analysis.

Oppenheimer & Co., Inc. (Broker) (Oppenheimer-Broker) is the global full-service brokerage division of Oppenheimer & Co., Inc., an investment boutique headquartered in New York City with additional offices nationwide. Founded in 1975, the firm is owned directly by Viner Finance Inc., an indirect subsidiary of Oppenheimer Holdings Inc. (NYSE: OPY). Oppenheimer-Broker offers a full array of brokerage services to retail, institutional, and corporate clients.

Medical Venture Partners LLC supplies medical equipment.

TCMI, Inc.(TCV) is a venture capital firm founded in 1995 by Jay Crandall Hoag and Richard Herrick Kimball. The firm is headquartered in Palo Alto, California.

PEAK6 Group LLC engages in the provision of financial services. It offers apex clearing, capital management, sports, and strategic capital. The company was founded by Matthew Nels Hulsizer and Jennifer Just Makowiec in 1997 and is headquartered in Chicago, IL.

Part of Aspen Capital Group LLC (Pennsylvania), Aspen Capital Advisors LLC provides investment advisory services. The company is based in Naples, FL.

T3 Communications, Inc. engages in the provision of telecommunication services. Its services include Hosted PBX, TeamsConnect for HPBX, Connectivity, Co-Location and Disaster Recovery, LTE Connectivity, and SecureBoost SD-WAN. The company was founded by Steven C. Jones in 2002 and is headquartered in Fort Myers, FL.

IQMS designs and develops enterprise resource planning software. It offers change management, technical support, enterprise support program, maintenance program, self-serve web support and manufacturing automation services. The firm serves automotive, aerospace and defense, packing and plastic industries. The company was founded by Randy Flamm and Nancy J. Flamm in 1989 and is headquartered in Paso Robles, CA.

Aspen Opportunity Fund LP (Aspen Opportunity Fund) is a private equity firm founded in 2006. The firm is headquartered in Naples, Florida.

Certinia, Inc. develops software for the financial industry. It delivers Enterprise Resource Planning (ERP) at customer speed. The firm?s financial management, human capital management, professional services automation, and supply chain management apps help businesses to increase the speed in which they operate and be more responsive along every touch point of a customer?s journey. The company was founded by Jeremy Roche and Debbie Ashton in 2009 and is headquartered in San Mateo, CA.

NeoGenomics Laboratories, Inc. operates as a cancer diagnostics and pharma services company. It serves oncologists, pathologists, pharmaceutical companies, academic centers, and others with diagnostic, prognostic and predictive testing. The company was founded in 2002 and is headquartered in Fort Myers, FL.

Gulf Pointe Capital, LLC provides equipment financing services. The private company is based in Naples, FL. The CEO of the company is Steven C. Jones.

Aspen Capital Group LLC (Aspen Capital) is a private equity firm founded by Steven C Jones in 2001. The firm headquartered in Naples, Florida.

CLSA Americas LLC is a FINRA registered broker-dealer headquartered in New York City. The firm was founded in 2012 and is a wholly owned subsidiary of CLSA Americas Holdings, Inc., which is ultimately owned by CITIC Securities Co., Ltd. (SHA: 600030) in China. CLSA Americas offers a full suite of execution services throughout North America and Latin America.

BofA Securities, Inc. is a registered broker-dealer subsidiary of NB Holdings Corp., ultimately held by Bank of America Corp. (NYSE: BAC). Headquartered in New York, the firm was founded in 2015 and offers trade execution, trading or brokerage services to institutional clients.

Founded in 1958, Merrill Lynch Piece Fenner & Smith, Inc. is an SEC registered broker/dealer located in New York City. The firm is a subsidiary of BAC North America Holding Co. and their ultimate parent is Bank of America Corp. (NYSE BAC).

Aclaimant, Inc. develops a platform to engage the employee, employer, and insurance carrier in making workplace. It is an enterprise incident management system designed to save you time and money on workplace incidents and insurance. The company was founded by Michael Schultz, David Wald, Joel Friedman, and Jim Farber and is headquartered in Chicago, IL.

SIGA Ltd. develops and markets cyber security solutions for Industrial Control Systems and Supervisory Control and Data Acquisition systems. It provides virtually infallible and uncircumventable warning in the event of an anomaly – whether caused by a cyber attack or a system malfunction. The company was founded in September 2014 by Erez Kreiner, Amir Samoiloff and Ilan Gendelman and is headquartered in Ashkelon, Israel.

RubiX S&I SAS engages in the manufacture of air monitoring devices. It offers Internet of things modules, on-line instruments, and data metrics to the monitoring of indoor and outdoor, toxic, nuisances, safety, and wellness at work. It also provides indoor air monitoring services. The company was founded by Jean Christophe Mifsud in 2016 and is headquartered in Toulouse, France.

ERP Maestro, Inc. operates as access security and compliance software solution for companies running SAP and their external auditors. The company was founded by Jody Paterson and Shayne Paterson in 2013 and is headquartered in Plantation, FL.

Sureify Labs, Inc. operates as online platform which provides information to insurance industry. The company was founded in 2012 and is headquartered in San Jose, CA.

Clara Analytics, Inc. develops machine-learning based products. Its products unlock predictive insights from the claims data to provide key signals to the claims team to drive efficiencies and claim outcomes. The company was founded by Jayant Lakshmikanthan in 2016 and is headquartered in Santa Clara, CA.