Xiao Liang Zhu

Harvard University engages in the provision of teaching and research. It has twelve degree-granting Schools in addition to the Radcliffe Institute for Advanced Study, offering a global education. The university was founded in 1636 and is headquartered in Cambridge, MA.

Guotai Junan Securities Co. Ltd. (Broker) (GTJA-Broker) is the securities brokerage division of Guotai Junan Securities Co. Ltd. (SHA: 601211), which is headquartered in Shanghai, China. GTJA-Broker provides securities brokerage services to institutional investors.

Bosera Asset Management Co., Ltd. (Bosera AM) is an independent Chinese asset management firm which was founded in 1998. Formerly known as Boshi Fund Management, the firm is headquartered in Shenzhen with branches in Beijing, Shanghai, Zhengzhou, Shenyang and Chengdu. Bosera AM provides professional investment services for clients, with business covering fund raising, fund distribution, asset management and any other businesses permitted by China Securities Regulatory Commission. Authorized by the National Council of Social Security Fund, the firm manages part of the National Social Security Fund portfolios. In addition, Bosera AM provides investment management services to several corporate pension funds and segregated accounts.

CPIC Fund Management Co. Ltd. (CPIC Fund Management) is the asset management subsidiary of Pacific Asset Management Co. Ltd., which is owned by China Pacific Insurance (Group) Co., Ltd. (SHA: 601601) in China. The firm was originally founded as Guotai Junan Allianz Fund Management Co., Ltd. through a joint venture between Guotai Junan Securities Co., Ltd. (China) and Allianz AG (Germany) in 2003. CPIC Fund Management is headquartered in Shanghai and provides fund management services to individual and institutional investors.

Guosen Securities Co., Ltd. (Broker) (GSEC-Broker) is the broker/dealer division of Guosen Securities Co., Ltd. (SHE: 002736), a financial services company headquartered in Shenzhen, China. The firm was founded in 1994 as Shenzhen SDIC Securities Co., Ltd. GSEC-Broker provides retail clients with a full range of services such as securities trading, investment consulting, margin financing, stock pledge financing, futures IB, and financial product agency sales.

GF Fund Management Co., Ltd. (GF) is the fund management subsidiary of GF Securities Co., Ltd. (SHE: 000776, HK: 1776) in China. Headquartered in Guangzhou, GF was founded in 2003 and provides comprehensive services in asset management containing mutual funds, specific customers’ assets management (Discretionary Account), securities investment advisory, QDII programs, insurance funds entrusted management and social security funds in the PRC.

Harfor Fund Management Co., Ltd. (HFM), previously known as Huafu Fund Management, is an independent investment management firm which was founded in 2004. Shareholders include Hua An Securities Co., Xingtai Holding and Anhui Guaranty Group. Headquartered in Shanghai, HFM provides financial services to fund holders. They also manage mutual funds and accept direct mandates from individuals and institutions for asset management services.

Shanghai Stock Exchange provides marketplace and facilities for securities trading. Its services include formulating business rules, accepting and arranging listings, organizing and monitoring securities trading, regulating members & listed companies, managing, and disseminating market information. The company was founded on November 26, 1990 and is headquartered in Shangha, China

AXA-SPDB Investment Managers Co., Ltd. (AXA-SPDB IMCL) is an independent investment management firm which was established in 2007 as a joint venture between Shanghai Pudong Development Bank Co., Ltd. (SPDB), AXA Investment Managers SA and Shanghai Sheng Rong Investment Company. Based in Shanghai, AXA-SPDB IMCL provides a range of services including securities investment fund raising, fund sales and asset management.

Huashang Fund Management Co., Ltd. (HFM) is an independent Chinese fund management firm which was established in 2005. Based in Beijing, the firm's shareholders include China Dragon Securities Co. Ltd, China Huadian Finance Co. Ltd. and Jigang Group Corp.

ABC-CA Fund Management Co., Ltd, (ABC-CA FM) is an independent fund management firm which was founded in 2008 as a joint venture between Agricultural Bank of China, Amundi Asset Management and Aluminum Corp. of China Ltd. Headquartered in Shanghai, the firm manages the ABC-CA Fund range.

ICBC Asset Management (Global) Co., Ltd. (ICBCAMG) is an investment management firm headquartered in Hong Kong. Formerly known as Worldsec Asset Management Ltd., the firm was founded in 1991 and became a wholly owned subsidiary of Industrial & Commercial Bank of China (Asia) Ltd. in 2008. They are ultimately owned by Industrial & Commercial Bank of China Ltd. (SHA: 601398, HK:1398) in China. ICBCAMG is positioned as the global asset management platform of Industrial and Commercial Bank of China Group (ICBC Group). They provivde investment products and services to institutional and retail clients.

Bank of China (Shenzhen Branch) provides commercial banking services and is ultimately controlled by the Government of China. The company is based in Shenzhen, China.

SWS MU Fund Management Co., Ltd. (SWS MU) is the fund management subsidiary of Shenwan Hongyuan Securities Co., Ltd., ultimately held by Shenwan Hongyuan Group Co., Ltd. (SHE: 000166) in China. The firm was founded in 2004 as SYWG BNP Paribas Asset Management Co. Ltd., a joint venture between Japan-based Mitsubishi UFJ Trust and Banking Corp. and Shenyin & Wanguo Securities Co. Ltd. In 2011 the firm changed their name to SWS MU Fund Management Co. Ltd. after Mitsubishi UFJ Trust and Banking Corp. reached an agreement with BNP Paribas Investment Partners to buy a significant minority stake with Shenyin & Wanguo Securities Co. Ltd. retaining the remaining majority stake in the joint venture. Headquartered in Shanghai, SWS MU manages a range of open-end funds.

Orient Securities Asset Management Co., Ltd. (OSAM) is the wholly-owned asset management subsidiary of Orient Securities Co., Ltd. (SHA: 600958) in China. Headquartered in Shanghai, OSAM was founded in 2010 and manages a diverse range of funds for individual and institutional clients.

Part of Orient Securities Co., Ltd., Orient Securities Investment Banking Co., Ltd. is a Chinese company that provides securities brokerage services. The company is based in Shanghai, China. The company was founded in 2012. Ji Ma has been the CEO of the company since 2012. Orient Securities Investment Banking Co. was acquired by Orient Securities Co., Ltd. from Citigroup Global Markets Asia Ltd. on April 22, 2020 for $69.43 million.

Shenzhen King Chuang Tech & Electronic Co., Ltd. engages in the research and development, design, and manufacture of electronic game peripherals. Its products include game controllers, gaming headsets, mini game devices, and smart monitors. The company was founded on May 11, 2004 and is headquartered in Shenzhen, China.

China Universal Asset Management (Hong Kong) Co. Ltd. (China Universal HK) is the wholly owned, Hong Kong-based asset management subsidiary of China Universal Asset Management Co. Ltd., an investment management company headquartered in Shanghai, China. Founded in 2009, China Universal HK manages investment funds, provides investment advisory services, and manages discretionary accounts for domestic Chinese institutional and individual investors.

Shenzhen Qianhai Juzi Information Technology Co. Ltd. operates an online platform for financial activities. It focuses on small micro-dispersion consumer financial platform financial model. The company was founded in 2014 by Qian Qiao and Wen Jie Xiao and is headquartered in Shenzhen, China.

Changjiang Securities (Shanghai) Asset Management Co., Ltd. (Changjiang AM) is the wholly-owned asset management subsidiary of Changjiang Securities Co., Ltd. (SHE: 000783) in China. Headquartered in Shanghai, Changjiang AM was founded in 2014 and provides a range of asset and portfolio management services to individual and institutional clients.

Asset Management Association of China is a private company headquartered in Beijing, China, that operates self-regulatory association of fund management companies.

Linklogis Digital Technology Group Co., Ltd. engages in the operation of financial technology (fintech) service platforms. Its services include supply chain asset securitization, blockchain-based supply chain asset transfer platforms, supply chain asset service platforms, cash invoice platforms, intelligent risk control platforms, and cross border and global supply chain financing. The company was founded by Qun Song on February 5, 2016 and is headquartered in Shenzhen, China.

Loyal Valley Capital Co. Ltd (LVC) is an independent private equity firm founded by Li Jun Lin in 2015. The firm is headquartered in Shanghai, China.

Part of Loyal Valley Capital Co. Ltd., Loyal Valley Innovation Capital HK Ltd. is a company that provides investment services. The company is based in Hong Kong, Hong Kong.

First Seafront Fund Management Co., Ltd. (FSFM) is an independent fund management firm headquartered in Shenzhen, China. The firm was founded in 2013 and formely known as Qianhai Kaiyuan Fund Management Co., Ltd. FSFM provides a range of fund management services for individual and institutional investors.

Part of Orient Securities Co., Ltd., Orient Finance Holdings (Hong Kong) Ltd. is a Chinese company that provides security brokerage services. The company is based in Hong Kong, Hong Kong. The CEO of the company is Jing Zhu.

Shenzhen Fenqile Network Technology Co., Ltd. provides an installment payment platform. The private company is based in Shenzhen, China. The Chinese company was founded in 2013 by Qian Qiao, Wen Jie Xiao.