Thomas A. Nally

TD Waterhouse Group, Inc. provides investors and financial advisors with a broad range of brokerage, mutual fund, banking and other consumer financial products on an integrated basis. The company currently services 3.2 million active customer accounts in the United States, Canada, and the United Kingdom, and through its brokerage subsidiaries and affiliates, acts as custodian for approximately $172.3 billion customer assets

TD Ameritrade Holding Corp. engages in the provision of securities brokerage services and related technology-based financial services. It offers the following products and services to retail clients: touch-tone trading, trading over the internet, unlimited streaming, free real-time quotes, extended trading hours, direct access to market destinations and commitment ton the speed of order execution. The company was founded by John Joe Ricketts in 1971 and is headquartered in Omaha, NE.

TD Ameritrade Institutional is a division of TD Ameritrade, Inc. that provides technology and resources to help independent registered investment advisors (RIAs) simplify running their businesses and focus on serving their clients. The private company is based in Omaha. The American company supports RIAs in building businesses that positively impact their clients and communities. TD Ameritrade Institutional empowers more than 7,000 independent RIAs to transform the lives of their clients.

Part of National Bank of Canada, TD Waterhouse Institutional Services is a Canadian company that provides custody, trading, clearing, settlement, and record keeping solutions for portfolio managers. The private company is located in Canada. TD Waterhouse Institutional Services was acquired by National Bank of Canada from The Toronto-Dominion Bank on November 12, 2013 for $243.18 million.