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Roger Pries
Compliance Officer bei Zell Capital
Profil
Roger Pries is currently the Chief Compliance Officer at Zell Capital and Alpha Alternative Assets Fund.
Previously, he worked as a Compliance Officer at Citi Fund Services, Inc. from 2016 to 2019 and as the Chief Compliance Officer at StepStone Private Markets (United States).
He completed his undergraduate degree at Kent State University in Ohio.
Aktive Positionen von Roger Pries
Unternehmen | Position | Beginn |
---|---|---|
Zell Capital
![]() Zell Capital Investment Trusts/Mutual FundsMiscellaneous Zell Capital operates as a closed-end management investment company. The company’s investment objective is to maximize its portfolio’s long-term total return, principally by seeking capital gains on its equity investments and secondarily through ordinary income from debt and debt-like investments. It invests principally in equity securities, including common equity and preferred equity, and to a lesser extent in alternative financing strategies such as convertible debt and preferred shares in connection with revenue sharing agreements. The company was founded by William L. Zell on June 26, 2020 and is headquartered in Columbus, OH. | Compliance Officer | 01.01.2007 |
Alpha Alternative Assets Fund
![]() Alpha Alternative Assets Fund Investment Trusts/Mutual FundsMiscellaneous Alpha Alternative Assets Fund functions as a closed-end investment fund or Investment trust. The company was founded in 2021 and is headquartered in Newport Beach, CA. | Compliance Officer | 01.01.2022 |
Ehemalige bekannte Positionen von Roger Pries
Unternehmen | Position | Ende |
---|---|---|
Citi Fund Services, Inc.
![]() Citi Fund Services, Inc. Citi Fund Services, Inc. acts as domestic and international investment managers. It offers administration and accounting, transfer agency and shareholder services. The company was founded on October 1, 1993 and is headquartered in Columbus, OH. | Compliance Officer | 01.01.2019 |
StepStone Private Markets (Unitesd States)
![]() StepStone Private Markets (Unitesd States) Investment Trusts/Mutual FundsMiscellaneous StepStone Private Markets is a non-diversified closed-end management investment company. The Fund’s investment objective is to achieve long-term capital appreciation and provide current income by investing in private market assets. The company was founded in September 6, 2019 and is headquartered in Charlotte, NC. | Compliance Officer | - |
Ausbildung von Roger Pries
Kent State University (Ohio) | Undergraduate Degree |
Erfahrungen
Besetzte Positionen
Aktive
Inaktive
Börsennotierte Unternehmen
Private Unternehmen
Beziehungen
Beziehungen ersten Grades
Unternehmen ersten Grades
Herr
Frau
Aufsichtsräte
Führungskräfte
Unternehmensverbindungen
Private Unternehmen | 4 |
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Citi Fund Services, Inc.
![]() Citi Fund Services, Inc. Citi Fund Services, Inc. acts as domestic and international investment managers. It offers administration and accounting, transfer agency and shareholder services. The company was founded on October 1, 1993 and is headquartered in Columbus, OH. | |
StepStone Private Markets (Unitesd States)
![]() StepStone Private Markets (Unitesd States) Investment Trusts/Mutual FundsMiscellaneous StepStone Private Markets is a non-diversified closed-end management investment company. The Fund’s investment objective is to achieve long-term capital appreciation and provide current income by investing in private market assets. The company was founded in September 6, 2019 and is headquartered in Charlotte, NC. | Miscellaneous |
Zell Capital
![]() Zell Capital Investment Trusts/Mutual FundsMiscellaneous Zell Capital operates as a closed-end management investment company. The company’s investment objective is to maximize its portfolio’s long-term total return, principally by seeking capital gains on its equity investments and secondarily through ordinary income from debt and debt-like investments. It invests principally in equity securities, including common equity and preferred equity, and to a lesser extent in alternative financing strategies such as convertible debt and preferred shares in connection with revenue sharing agreements. The company was founded by William L. Zell on June 26, 2020 and is headquartered in Columbus, OH. | Miscellaneous |
Alpha Alternative Assets Fund
![]() Alpha Alternative Assets Fund Investment Trusts/Mutual FundsMiscellaneous Alpha Alternative Assets Fund functions as a closed-end investment fund or Investment trust. The company was founded in 2021 and is headquartered in Newport Beach, CA. | Miscellaneous |