Rick Dorsi
Compliance Officer bei Divine Capital Markets LLC
Profil
Mr. Richard Dorsi is a Managing Director at Divine Capital Markets LLC.
He joined Divine Capital Markets in September 2010 as a Senior Equity Trader.
He has over 25 years of extensive financial industry experience.
Mr. Dorsi oversees and manages Divine's trading team providing execution services for various financial institutions, asset managers, pension funds, 10b-18 compliant corporate repurchases and high net worth individuals.
Mr. Dorsi is also Chief Compliance Officer with oversight of the firm's compliance and operations services.
Mr. Dorsi attended City University of New York and holds the Series 24, 55, 7, 99, and 63 securities licenses.
Aktive Positionen von Rick Dorsi
| Unternehmen | Position | Beginn |
|---|---|---|
Divine Capital Markets LLC
 Divine Capital Markets LLC Investment Banks/BrokersFinance Founded in 2001, Divine Capital Markets LLC is an independent, woman-owned full-service brokerage firm headquartered in New York City. The firm's clients include institutional fund managers, pension plan administrators, corporate treasurers, and accredited high net-worth individuals. Divine Capital Markets looks at relevant macroeconomic, industry and security fundamental and technical analysis and leveraged alternatives (convertible bonds, preferreds and covered calls) to provide long-term investment strategies. Their research philosophy is based on analyzing business cycles. The firm also focuses on emerging markets with a particular focus on Brazil, Russia, India and China. Divine Capital Markets is a member of the NASD and the SIPC. | Compliance Officer | 01.09.2010 |
Ausbildung von Rick Dorsi
| City University of New York | Undergraduate Degree |
Erfahrungen
Besetzte Positionen
Aktive
Inaktive
Börsennotierte Unternehmen
Private Unternehmen
Beziehungen
Beziehungen ersten Grades
Unternehmen ersten Grades
Herr
Frau
Aufsichtsräte
Führungskräfte
Unternehmensverbindungen
| Private Unternehmen | 1 |
|---|---|
Divine Capital Markets LLC
Divine Capital Markets LLC Investment Banks/BrokersFinance Founded in 2001, Divine Capital Markets LLC is an independent, woman-owned full-service brokerage firm headquartered in New York City. The firm's clients include institutional fund managers, pension plan administrators, corporate treasurers, and accredited high net-worth individuals. Divine Capital Markets looks at relevant macroeconomic, industry and security fundamental and technical analysis and leveraged alternatives (convertible bonds, preferreds and covered calls) to provide long-term investment strategies. Their research philosophy is based on analyzing business cycles. The firm also focuses on emerging markets with a particular focus on Brazil, Russia, India and China. Divine Capital Markets is a member of the NASD and the SIPC. | Finance |
