Ursprung des Netzwerks ersten Grades von R. Carter Freeman
| Einheit | Art der Einheit | Industrie | |
|---|---|---|---|
Financial Industry Regulatory Authority, Inc.
 Financial Industry Regulatory Authority, Inc. Miscellaneous Commercial ServicesCommercial Services Financial Industry Regulatory Authority, Inc. engages in the provision of securities regulation, complementary compliance, and technology-based services. Its services include writing and enforcing rules governing the activities of securities firms with brokers, examining firms for compliance with those rules, fostering market transparency, and educating investors. The company was founded in 2007 and is headquartered in Washington, DC.
64
| Non-Profit Organization | Miscellaneous Commercial Services | 64 |
Securities Investor Protection Corp.
 Securities Investor Protection Corp. Insurance Brokers/ServicesFinance The Securities Investor Protection Corporation either acts as trustee or works with an independent court-appointed trustee in a missing asset case to recover funds. The statute that created SIPC provides that customers of a failed brokerage firm receive all non-negotiable securities that are already registered in their names or in the process of being registered. Recovered funds are used to replenish SIPC's reserve in the event that the reserve is tapped in the early stages of a liquidation proceeding.
31
| Non-Profit Organization | Insurance Brokers/Services | 31 |
Janas Corp.
 Janas Corp. Investment Banks/BrokersFinance JANAS Associates engages in the provision of investment banking and advisory services. It offers buy side and sell side merger and acquisitions, corporate finance, crisis management, due diligence, and management consulting services. The firm specializes in aerospace and defense, agriculture, consumer products and services, distribution and supply chain, electronics and technology, and environmental and real estate. The company was founded by R. Carter Freeman in 1989 and is headquartered in Pasadena, CA.
10
| Private Company | Investment Banks/Brokers | 10 |
Unternehmensgrafik - zweiten Grades
Beziehungen zu mehreren Unternehmen
Unternehmensverbindungen über das persönliche Netzwerk von R. Carter Freeman
| Unternehmen | Sektor | Verknüpfte Personen | Hauptposition |
|---|---|---|---|
National Association of Securities Dealers, Inc.
 National Association of Securities Dealers, Inc. Investment Banks/BrokersFinance National Association of Securities Dealers, Inc. provides financial regulatory services. The non-profit company is based in Washington and has subsidiaries in the United States. The American company was founded by Richard B. Jennings, Vince Means. | Investment Banks/Brokers | Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal | |
Securities Industry & Financial Markets Association, Inc.
 Securities Industry & Financial Markets Association, Inc. Miscellaneous Commercial ServicesCommercial Services Securities Industry & Financial Markets Association, Inc. (SIFMA) is an organization that represents the securities industry in the United States. The private company is based in New York, NY and has subsidiaries in the United States. The company's main focus is advocating for effective and resilient capital markets. The CEO of the company is Kenneth E. Bentsen. | Miscellaneous Commercial Services | Director/Board Member Chairman Chairman Director/Board Member | |
| The University of Chicago | College/University | Masters Business Admin Doctorate Degree Graduate Degree | |
| Harvard Business School | College/University | Masters Business Admin Masters Business Admin Undergraduate Degree | |
| Chi Chi Rodriguez Youth Foundation | Chairman Director/Board Member | ||
| RAYMOND JAMES FINANCIAL, INC. | Investment Managers | President Corporate Officer/Principal | |
| University of Michigan | College/University | Graduate Degree Undergraduate Degree | |
| Princeton University | College/University | Undergraduate Degree Undergraduate Degree | |
| The College of William & Mary | College/University | Graduate Degree Undergraduate Degree | |
| US Securities & Exchange Commission | Investment Banks/Brokers | Corporate Officer/Principal Corporate Officer/Principal | |
AlphaPoint Corp.
 AlphaPoint Corp. Regional BanksFinance AlphaPoint Corp. offers digital currency exchanges. It epowers digital asset networks and provides institutions blockchain-enabled solutions to store, track, and trade digital assets. The company was founded by Joe Ventura,Igor Telyatnikov, Vadim Telyatnikov, and Jack Sallen in June 2013 and is headquartered in New York, NY. | Regional Banks | Director/Board Member Director/Board Member | |
American Securities Association
 American Securities Association Miscellaneous Commercial ServicesCommercial Services The American Securities Association is a non-profit organization that advocates for the interests of broker-dealers and investors. The non-profit company is based in Washington. The association recently sent a comment letter to the SEC regarding new mandates related to cybersecurity policies. The American company also supports Representative Pete Sessions ’ legislation codifying a U.S. Securities and Exchange Commission (SEC) staff no-action letter that allows brokers-dealers to continue to be compensated for providing research services without registering as investment advisers. The association works in communities across the country to create jobs, grow the economy, and increase prosperity for all Americans. | Miscellaneous Commercial Services | Director/Board Member Director/Board Member | |
Raymond James Bank, NA
 Raymond James Bank, NA Major BanksFinance Raymond James Bank NA operates as a bank. It offers securities mortgage, lending, home equity lending, residential mortgages, state bond home loan programs, and deposit services. The company was founded in 1962 and is headquartered in St. Petersburg, FL. | Major Banks | Chairman Director/Board Member | |
| The Trustees of Columbia University in The City of New York | College/University | Masters Business Admin Undergraduate Degree | |
| University of Tennessee | College/University | Undergraduate Degree Undergraduate Degree | |
Raymond James Financial Services, Inc.
 Raymond James Financial Services, Inc. Investment Banks/BrokersFinance Raymond James Financial Services, Inc. provides brokerage services. The company is headquartered in St. Petersburg, FL. | Investment Banks/Brokers | Corporate Officer/Principal President | |
United Way Suncoast, Inc.
 United Way Suncoast, Inc. Miscellaneous Commercial ServicesCommercial Services Part of United Way Worldwide, United Way Suncoast, Inc. is a non-profit organization committed to the development and sustainability of St. Petersburg's Campbell Park neighborhood. The company is based in Tampa, FL. The company offers various services such as job searches, resume building, computer access, financial assistance, and programs for middle and high school students. The company also provides resources on budgeting, investing, taxes, and more. United Way Suncoast's resource centers, including Campbell Park and North Greenwood, aim to promote financial stability through workforce development and economic support. | Miscellaneous Commercial Services | Director/Board Member Director/Board Member | |
| Stanford University | College/University | Graduate Degree Undergraduate Degree | |
Municipal Securities Rulemaking Board
 Municipal Securities Rulemaking Board Investment ManagersFinance The Municipal Securities Rulemaking Board is a regulatory organization that oversees the municipal securities market in the United States. The private company is based in Alexandria, VA. Nanette Lawson has been the CEO of the company since 2011. The board was established by Congress in 1975 to protect investors and promote a fair and efficient market for municipal securities. The board sets rules and standards for underwriters, dealers, and municipal advisors, and provides market transparency through its Electronic Municipal Market Access (EMMA) system. | Investment Managers | Corporate Officer/Principal Corporate Officer/Principal | |
| Finra Ltd. | Corporate Officer/Principal Director/Board Member | ||
| State University of New York at Buffalo | College/University | Undergraduate Degree Doctorate Degree | |
| The Leonard N Stern School of Business | College/University | Masters Business Admin Undergraduate Degree | |
| The University of Colorado | College/University | Undergraduate Degree Undergraduate Degree | |
The American Institute of Certified Public Accountants
 The American Institute of Certified Public Accountants Miscellaneous Commercial ServicesCommercial Services The American Institute of Certified Public Accountants provides vocational education in accounting. The company provides services to the accounting community, regulatory bodies, and other organizations. It also operates in Jersey City, Washington, and Lewisville. It was founded in 1887 and is headquartered in New York City, NY. | Miscellaneous Commercial Services | Corporate Officer/Principal Corporate Officer/Principal | |
| Institute For Excellence In Corporate Governance | Corporate Officer/Principal | ||
| LIU Post | College/University | Undergraduate Degree | |
| Long Island University | College/University | Undergraduate Degree | |
Oppenheimer & Co., Inc.
 Oppenheimer & Co., Inc. Investment ManagersFinance Oppenheimer & Co., Inc. provides security brokerage services. It also offers investment banking and advice to high net worth investors, individuals, businesses and institutions. The company is headquartered in New York, NY. | Investment Managers | Corporate Officer/Principal | |
Investec Ernst & Co.
 Investec Ernst & Co. Investment Banks/BrokersFinance Part of Investec Ltd., Investec Ernst & Co. is a South African company that provides investment banking services. The company is based in Johannesburg, South Africa. | Investment Banks/Brokers | Chief Investment Officer | |
| NTB Financial Corp | Director of Finance/CFO | ||
National Association of Corporate Directors
 National Association of Corporate Directors Miscellaneous Commercial ServicesCommercial Services The National Association of Corporate Directors is a non-profit organization that provides essential resources to help directors strengthen board leadership. The American company was founded by Maryann Bruce and the CEO is Peter R. Gleason. | Miscellaneous Commercial Services | Corporate Officer/Principal | |
Capital City Securities LLC
 Capital City Securities LLC Investment Banks/BrokersFinance Capital City Securities LLC is a private company based in Columbus, OH. The CEO of the company is Todd E. Crawford. | Investment Banks/Brokers | Chief Executive Officer | |
Capital City Asset Management Group LLC
 Capital City Asset Management Group LLC Investment ManagersFinance Part of Capital City Partners, Inc., Capital City Asset Management Group LLC is a financial company that only conducts business in states where it is properly registered or exempted from registration requirements. The company is based in Columbus, OH. The company's website warns that past performance may not be indicative of future results and that different types of investments involve varying degrees of risk. The CEO of the company is Todd E. Crawford. | Investment Managers | Chief Executive Officer | |
Prospect Financial Services LLC
 Prospect Financial Services LLC Investment ManagersFinance Prospect Financial Services LLC is a private company headquartered in Melville, NY. The firm provides investment advice. It was founded in 1999. Sean Peter Rooney is the current CEO, occupying that position since 2021. | Investment Managers | Chief Executive Officer | |
Pershing LLC
 Pershing LLC Investment Banks/BrokersFinance Founded in 1939, Pershing LLC is a broker/dealer headquartered in Jersey City, New Jersey. The firm is a subsidiary of the Bank of New York Mellon Corp. (NYSE: BK). The firm helps financial services firms and advisors succeed by providing the technology, operational, trading, investment and practice management solutions they need to serve investors. Pershing offers securities processing, trading and operations management, investment technology, asset-gathering solutions and practice management support. The firm serves a wide range of financial organizations including: banks, discount brokerages, full-service brokerages, registered investment advisors, independent contractors, institutional firms, global firms and small- to mid-sized firms. Pershing also offers financial products including annuities, mutual funds and money funds, as well as business tools, cash management services, investor and lending services, retirement products and wealth management. In addition, they offer trading and execution services in listed and OTC securities, fixed-income securities and mutual funds. | Investment Banks/Brokers | Corporate Officer/Principal | |
Capital City Partners, Inc.
 Capital City Partners, Inc. Financial ConglomeratesFinance Capital City Partners, Inc. provides investment banking, business consulting and other financial services. The firm also provides advisory services on capital structure, ownership and equity structure, budgeting, management, stock liquidity issues, private placement offerings, procurement of debt financing, process controls, mergers and acquisitions, business planning and marketing services. The company was founded in 2002 and is headquartered in Columbus, OH. | Financial Conglomerates | Chief Executive Officer | |
CCSSM Partners LLC
 CCSSM Partners LLC MiscellaneousMiscellaneous CCSSM Partners LLC operates as a holding company. The company is headquartered in Columbus, OH | Miscellaneous | Corporate Officer/Principal | |
| CAPITAL CITY ENERGY GROUP, INC. | Oil & Gas Production | Chairman | |
The Bank of New York Mellon Corp. (Investment Management)
 The Bank of New York Mellon Corp. (Investment Management) Investment ManagersFinance The Bank of New York Mellon Corp. (Investment Management) (BNY Mellon) is the investment management arm of The Bank of New York Mellon Corp. (NYSE: BK), an American investment banking services holding company headquartered in New York City. The firm was founded in 2007 due to the merger of The Bank of New York Company, Inc. and Mellon Financial Corporation. BNY Mellon is the umbrella organization for BNY Mellon's affiliated investment management firms and global distribution companies. They provide investment management services to financial institutions, corporations, government entities, endowments/foundations and high-net-worth individuals. | Investment Managers | Corporate Officer/Principal | |
| California Western School of Law | College/University | Graduate Degree | |
Encore Energy Partners Operating LLC
 Encore Energy Partners Operating LLC Oil & Gas ProductionEnergy Minerals Encore Energy Partners Operating LLC provides oil and gas production services. The company is headquartered in Houston, TX. | Oil & Gas Production | Director/Board Member | |
| City University of New York | College/University | Undergraduate Degree | |
Vanguard Operating LLC
 Vanguard Operating LLC Oil & Gas ProductionEnergy Minerals Vanguard Operating LLC develops oil and gas properties. The company is headquartered in Houston, TX. | Oil & Gas Production | Director/Board Member | |
| Huntington Energy Corp. | Chief Executive Officer | ||
| Wagner College (New York) | College/University | Masters Business Admin |
Statistik
International
| Vereinigte Staaten | 49 |
| Vereinigtes Königreich | 2 |
| Südafrika | 2 |
Sektoral
| Finance | 18 |
| Consumer Services | 18 |
| Commercial Services | 6 |
| Energy Minerals | 4 |
| Utilities | 2 |
Operativ
| Director/Board Member | 280 |
| Corporate Officer/Principal | 230 |
| Independent Dir/Board Member | 75 |
| Undergraduate Degree | 62 |
| President | 60 |
Am stärksten vernetzte Beziehungen
| Insiders | |
|---|---|
| Laird Q. Cagan | 58 |
| Jack E. Nelson | 38 |
| Thomas James | 36 |
| Gary Wunderlich | 30 |
| Jeffrey R. Armstrong | 24 |
| Fabiola Arredondo | 24 |
| David Crean | 23 |
| Brian Woodland | 17 |
| William G. Stanley | 17 |
| Lance Drummond | 15 |
| Frank J. la Salla | 15 |
| Michael H. McTeigue | 14 |
| Eric W. Noll | 14 |
| Timothy Scheve | 14 |
| Scott Curtis | 13 |
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