Patrick J. Sullivan

HighMark Wealth Management LLC (HighMark WM) is an independent, SEC-registered investment advisor and wealth management firm headquartered in St. Paul, Minnesota. The firm was founded by Todd E. Arens in 2012. HighMark WM provides investment management and advice to high-net-worth clients.

UBS Financial Services, Inc. is a registered investment advisor and wealth management firm headquartered in Weehawken, New Jersey. The firm is a wholly-owned subsidiary of UBS Americas Inc., ultimately held by UBS Group AG (SWX: UBSG; NYSE: UBS) in Switzerland. Founded in 1969, UBS Financial Services provides investment advisory services to individuals, banks, thrift institutions, mutual funds and other investment companies, pension and employee benefit plans, trusts, estates, charities, corporations and other business and government entities.