LuAnne Garvey
Compliance Officer bei PNMAC Capital Management LLC
Ursprung des Netzwerks ersten Grades von LuAnne Garvey
| Einheit | Art der Einheit | Industrie | |
|---|---|---|---|
Foreside Financial Group LLC
 Foreside Financial Group LLC Packaged SoftwareTechnology Services Foreside Financial Group LLC engages in the provision of regulatory and compliance services. Is solutions include broker-dealer consulting, investment advisor consulting, capital connections, fund officer services and technology solutions. It offers services to investment adviser, broker-dealer, CPOs/CTAs, mutual funds, exchange-traded products (ETPs), funds of funds, hedge funds, private equity funds and investment bankers. The company was founded on October 19, 2005 and is headquartered in Portland, ME.
62
| Holding Company | Packaged Software | 62 |
Cipperman Compliance Services LLC
 Cipperman Compliance Services LLC Miscellaneous Commercial ServicesCommercial Services Part of Foreside Financial Group LLC, Cipperman Compliance Services LLC provides compliance services. The company is based in Wayne, PA. Cipperman Compliance Services was acquired by Foreside Financial Group LLC on April 07, 2022. The company was founded by Todd Cipperman.
11
| Subsidiary | Miscellaneous Commercial Services | 11 |
PNMAC Capital Management LLC
 PNMAC Capital Management LLC Investment ManagersFinance Part of PennyMac Financial Services, Inc., PNMAC Capital Management LLC is a company that provides investment advisory services. The company is based in Westlake Village, CA. The company was founded by Stanford L. Kurland. The CEO is David A. Spector.
9
| Subsidiary | Investment Managers | 9 |
Unternehmensgrafik - zweiten Grades
Beziehungen zu mehreren Unternehmen
Unternehmensverbindungen über das persönliche Netzwerk von LuAnne Garvey
| Unternehmen | Sektor | Verknüpfte Personen | Hauptposition |
|---|---|---|---|
Countrywide Financial Corp.
 Countrywide Financial Corp. Finance/Rental/LeasingFinance Countrywide Financial Corp. provides mortgage banking services. It offers ancillary services such as home equity loans and homeowners insurance. The company was founded by Angelo R. Mozilo and David S. Loeb in 1969 and is headquartered in Simi Valley, CA. | Finance/Rental/Leasing | Sales & Marketing Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal General Counsel | |
| SABA CAPITAL INCOME & OPPORTUNITIES FUND | Investment Trusts/Mutual Funds | Director of Finance/CFO | |
| Harding Loevner Funds, Inc. | Investment Trusts/Mutual Funds | Director of Finance/CFO | |
Countrywide Home Loans, Inc.
 Countrywide Home Loans, Inc. Finance/Rental/LeasingFinance Countrywide Home Loans, Inc. provides home loan and mortgage services. It generates loans through referrals from real estate agents, homebuilders and corporate relocation specialists through phone and internet. The company also provides ancillary services such as title, escrow and appraisal. Countrywide Home Loans was founded in 1969 and is headquartered in Calabasas, CA. | Finance/Rental/Leasing | Corporate Officer/Principal Chief Executive Officer | |
UMB Fund Services, Inc.
 UMB Fund Services, Inc. Financial ConglomeratesFinance At UMB Fund Services, they recognize the unique challenges clients face. Their goal is to leave clients free to focus on client's primary goals: investment performance and growing assets under management. Having confidence in Client's back office will enhance client's ability to deliver on these goals. Their cutting-edge combination of service, product depth and technology is designed to deliver the unparalleled customer experience the kind clients expect and deserve. In today's marketplace, clients need more than a provider; clients need a partner that recognizes they are a critical part of how clients do business and treats client's business as if it were their own. That's how they do business at UMB Fund Services, and how they deliver on their brand promise. | Financial Conglomerates | Compliance Officer | |
New World Financial, Inc.
 New World Financial, Inc. Investment ManagersFinance New World Financial, Inc. provides investment advice. | Investment Managers | Director of Finance/CFO Corporate Officer/Principal | |
Ultimus Fund Solutions LLC
 Ultimus Fund Solutions LLC Investment ManagersFinance Ultimus Fund Solutions LLC provides investment firms with customizable, full-service administration, accounting, and investor servicing solutions. Ultimus Fund Solutions was founded in 1999 by Bob G. Dorsey, Mark Seger, and John Splain, and is based in Cincinnati, OH. The company's services include portfolio administration and accounting, modern investor servicing tools, comprehensive compliance programs, tax, auditing, and distribution support. Ultimus Fund Solutions helps investment managers launch and operate successful ETFs, and provides tax reporting services to funds, co-investment entities, general partners, and management companies. The company also offers outsourcing management company administration services solutions, which reduce the resources needed to support an in-house accounting team. The company has subsidiaries in the United States and Russian Federation. Gary Tenkman has been the CEO of the company since 2014. | Investment Managers | Compliance Officer | |
Alpha Core Strategies Fund
 Alpha Core Strategies Fund Investment Trusts/Mutual FundsMiscellaneous Alpha Core Strategies Fund acts as a closed-end, diversified management investment company. The Fund’s investment objective is to achieve risk-adjusted rates of return through investment in a diversified portfolio of assets. It operates as a “Fund-of-Funds” investing, either directly or indirectly, in a group of funds or other pooled investment vehicles (Sub-Funds) managed by investment advisers selected by the Fund’s investment manager. The Fund seeks to provide investors with exposure to alternative investment strategies by investing in diversified markets and instruments. The company is headquartered in Chicago, IL. | Investment Trusts/Mutual Funds | Treasurer | |
Private National Mortgage Acceptance Co. LLC
 Private National Mortgage Acceptance Co. LLC Finance/Rental/LeasingFinance Private National Mortgage Acceptance Co. LLC acquires and manages residential mortgage assets. The company is headquartered in Calabasas, CA.. | Finance/Rental/Leasing | Chief Executive Officer Director of Finance/CFO Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal | |
| PENNYMAC MORTGAGE INVESTMENT TRUST | Real Estate Investment Trusts | Chief Executive Officer Director of Finance/CFO General Counsel Chief Investment Officer Comptroller/Controller/Auditor Director of Finance/CFO Chief Investment Officer Corporate Officer/Principal General Counsel | |
VII Peaks-KBR Co-Optivist Income BDC II, Inc.
 VII Peaks-KBR Co-Optivist Income BDC II, Inc. Investment Trusts/Mutual FundsMiscellaneous VII Peaks-KBR Co-Optivist Income BDC II, Inc. is a non-diversified closed-end management investment company, which engages in the investment on discounted corporate debt; senior secured term loan and equity-linked debt securities of public and private companies that trade on the secondary loan market for institutional investors; and provide distributions to investors. The company was founded in August 3, 2011 and is headquartered in Walnut Creek, CA. | Investment Trusts/Mutual Funds | Compliance Officer | |
PNMAC Holdings, Inc.
 PNMAC Holdings, Inc. Finance/Rental/LeasingFinance PNMAC Holdings, Inc. engages in the provision of financial services. It operates through the following segments: Production, Servicing, and Investment Management. The Production segment performs mortgage loan origination, acquisition, and sale activities. The Servicing segment offers servicing of newly originated mortgage loans, execution and management of early buyout transactions and servicing of mortgage loans sourced. The Investment Management segment includes sourcing, performing diligence, bidding and closing investment asset acquisitions, and managing correspondent production activities. The company was founded by Stanford L. Kurland on December 31, 2012 and is headquartered in Westlake Village, CA. | Finance/Rental/Leasing | Chief Executive Officer Director/Board Member Corporate Officer/Principal Comptroller/Controller/Auditor Chief Operating Officer Corporate Officer/Principal General Counsel | |
Investment Managers Series Trust II
 Investment Managers Series Trust II Investment Trusts/Mutual FundsMiscellaneous Investment Managers Series Trust II is an open-end management investment company. Its objective is to seek capital appreciation and income. The company was founded on August 20, 2013 and is headquartered in Milwaukee, WI. | Investment Trusts/Mutual Funds | Compliance Officer | |
Apollo Diversified Real Estate Fund
 Apollo Diversified Real Estate Fund Investment Trusts/Mutual FundsMiscellaneous Apollo Diversified Real Estate Fund is a non-diversified closed-end management investment company. The firm's investment objective is to generate a return comprised of both current income and capital appreciation with moderate volatility and low correlation to the broader markets. The company was founded on November 5, 2013 and is headquartered in New York, NY. | Investment Trusts/Mutual Funds | Compliance Officer | |
Akumina, Inc.
 Akumina, Inc. Packaged SoftwareTechnology Services Akumina, Inc. engages in development of digital engagement software. It offers modern intranet software, online collaboration engine, enterprise communications platform, digital workplace, intranet content management system and enterprise native mobility services. The company was founded by Edward J. Rogers and Steven Sherkanowski in 2011 and is headquartered in Nashua, NH. | Packaged Software | Director/Board Member | |
McKinsey & Co., Inc.
 McKinsey & Co., Inc. Miscellaneous Commercial ServicesCommercial Services McKinsey & Co., Inc. provides management consulting services. It specializes in design, marketing and sales, analytics, operations, transformation and restructuring, risk, strategy and corporate finance, and sustainability and resource productivity. The company was founded by James O. McKinsey in 1926 and is headquartered in New York, NY. | Miscellaneous Commercial Services | Corporate Officer/Principal Corporate Officer/Principal | |
Boenning & Scattergood, Inc.
 Boenning & Scattergood, Inc. Investment ManagersFinance Boenning & Scattergood, Inc. (dba 1914 Advisors) is a SEC-registered investment advisor headquartered in West Conshohocken, Pennsylvania. The firm was founded in 1914 and is a subsidiary of Boenning & Scattergood Holdings, Inc. 1914 Advisors provides personalized fee-based financial planning and investment management to individuals, pension and profit-sharing plans, trusts, estates, charitable organizations and small businesses. | Investment Managers | Compliance Officer | |
| University of California, Los Angeles | College/University | Undergraduate Degree Undergraduate Degree | |
| Bates College | College/University | Undergraduate Degree | |
| Bentley University | College/University | Undergraduate Degree | |
| California State University-Fullerton | College/University | Undergraduate Degree Undergraduate Degree | |
Cornell University
 Cornell University Other Consumer ServicesConsumer Services Cornell University is an educational institution that offers undergraduate and post graduate programs. It was founded in 1865 and is based in Ithaca, NY. | College/University | Undergraduate Degree | |
| University of California, Berkeley | College/University | Undergraduate Degree | |
| Albany Law School | College/University | Graduate Degree | |
PennyMac Loan Services LLC
 PennyMac Loan Services LLC Finance/Rental/LeasingFinance PennyMac Loan Services LLC provides exceptional loan services for borrowers and investors. It also assists customers in preserving their home ownership through programs and drives. The company was founded in February 2008 and is headquartered in Westlake Village, CA. | Finance/Rental/Leasing | Chief Executive Officer Director of Finance/CFO Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal | |
West Hills Hospital & Medical Center Auxiliary
 West Hills Hospital & Medical Center Auxiliary Hospital/Nursing ManagementHealth Services Part of HCA Healthcare, Inc., West Hills Hospital & Medical Center Auxiliary operates as a hospital. The company is based in West Hills, CA. | Hospital/Nursing Management | Director/Board Member | |
Spurwink Services
 Spurwink Services Medical/Nursing ServicesHealth Services Spurwink Services provides mental health services. It offers behavioral health and education services for children, adults, and families. The company was founded in 1960 and is headquartered in Portland, ME. | Medical/Nursing Services | Director/Board Member | |
Foreside Management Services LLC
 Foreside Management Services LLC Miscellaneous Commercial ServicesCommercial Services Foreside Management Services LLC provides management and administrative services. The private company is based in Portland, ME. | Miscellaneous Commercial Services | Director of Finance/CFO | |
PennyMac Corp.
 PennyMac Corp. Finance/Rental/LeasingFinance PennyMac Corp. purchases closed Jumbo conventional agency and government-backed residential mortgage loans. The company is headquartered in Westlake Village, CA. | Finance/Rental/Leasing | Chief Executive Officer Director/Board Member | |
| PENNYMAC FINANCIAL SERVICES, INC. | Finance/Rental/Leasing | Chief Executive Officer Director/Board Member Chief Investment Officer Comptroller/Controller/Auditor Director of Finance/CFO Corporate Officer/Principal General Counsel | |
Datum One Series Trust
 Datum One Series Trust Finance/Rental/LeasingFinance Datum One Series Trust operates as a pooled investment company, which has created and issued shares in one or more series. The company is headquartered in Chicago, IL. | Finance/Rental/Leasing | Treasurer Director/Board Member | |
Constant Energy Capital Management, Inc.
 Constant Energy Capital Management, Inc. Financial ConglomeratesFinance Constant Energy Capital Management, Inc. engages in provision of renewable electricity generation and storage investment platform. It specializes in development, direct financing, construction and asset management of private power projects. The company was founded by Franck Constant in 1995 and is headquartered in Falmouth, ME. | Financial Conglomerates | Director/Board Member | |
Ramius Archview Credit & Distressed Fund
 Ramius Archview Credit & Distressed Fund Investment Trusts/Mutual FundsMiscellaneous Ramius Archview Credit & Distressed Fund operates as a closed-end investment fund. Its investment objective is to generate total returns while minimizing the risk of loss. The fund was founded on May 12, 2015 is headquartered in New York, NY. | Investment Trusts/Mutual Funds | Compliance Officer | |
Buckeye State Bank
 Buckeye State Bank Regional BanksFinance Buckeye State Bank engages in banking solutions. It offers a range of services such as personal and business savings, checking, personal loans, master debit card, credit cards; loans and credit such as home mortgage, equity line of credit, auto loans, commercial real estate, small business administration, E-services and tools; and others. The company was founded on January 3, 2014 and is headquartered in Powell, OH. | Regional Banks | Director/Board Member | |
| BUCKEYE STATE BANK | Regional Banks | Director/Board Member | |
Flowstone Opportunity Fund
 Flowstone Opportunity Fund Investment ManagersFinance Flowstone Opportunity Fund, a fund of funds, invests across the globe in venture capital, buyout and mezzanine funds. | Investment Managers | Compliance Officer | |
A3 Alternative Income Fund
 A3 Alternative Income Fund Investment Trusts/Mutual FundsMiscellaneous A3 Alternative Credit Fund is a non-diversified, closed-end management investment company that is operated as an interval fund. Its investment objective is to seek total return through investments that offer regular income or the potential for price appreciation. The company was founded on May 9, 2019 and is headquartered in Denver, CO. | Investment Trusts/Mutual Funds | Compliance Officer | |
Arca US Treasury Fund
 Arca US Treasury Fund Investment Trusts/Mutual FundsMiscellaneous Arca U.S. Treasury Fund is a continuously offered, diversified, closed-end management investment company that intends to operate as an interval fund. It offers ArCoins as a digital securities. The company was founded on November 2, 2018 and is headquartered in Los Angeles, CA. | Investment Trusts/Mutual Funds | Compliance Officer | |
YieldStreet Prism Fund, Inc.
 YieldStreet Prism Fund, Inc. Investment Trusts/Mutual FundsMiscellaneous YieldStreet Prism Fund, Inc. is an closed-end management investment company. Its objective is to generate current income and, as a secondary objective, capital appreciation. The company is headquartered in New York, NY. | Investment Trusts/Mutual Funds | Compliance Officer | |
Foreside Fund Officer Services LLC
 Foreside Fund Officer Services LLC Financial ConglomeratesFinance Foreside Fund Officer Services LLC provides investment services. The private company is based in Columbus. | Financial Conglomerates | Director/Board Member |
Statistik
International
| Vereinigte Staaten | 51 |
Sektoral
| Finance | 23 |
| Miscellaneous | 16 |
| Consumer Services | 8 |
| Commercial Services | 4 |
| Health Services | 3 |
Operativ
| Director/Board Member | 90 |
| Corporate Officer/Principal | 52 |
| Compliance Officer | 27 |
| Director of Finance/CFO | 19 |
| Undergraduate Degree | 12 |
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