Jun Liu

Part of Guotai Junan Securities Co., Ltd., Shanghai Securities Co., Ltd. is a company that provides securities brokerage and financial advisors services. The company is based in Shanghai, China. The Chinese company was founded in 2001. The CEO is Jun Jie Li.

China Asset Management Co., Ltd. (China AMC) is the asset management subsidiary of CITIC Securities Co., Ltd. (SHA: 600030) in China. Headquartered in Beijing, the firm was founded in 1998 and provides a full range of services to domestic and international retail and institutional clients from US, Canada, Korea, Japan, Malaysia, Germany, Hong Kong, Macau and Taiwan, and many more, covering equity, fixed income, money markets, and other financial instruments. In 2017, China AMC has joined the United Nations-supported Principles for Responsible Investment (UNPRI), becoming the first full service asset manager in China to join the organization.

Guotai Junan Securities Co. Ltd. (Broker) (GTJA-Broker) is the securities brokerage division of Guotai Junan Securities Co. Ltd. (SHA: 601211), which is headquartered in Shanghai, China. GTJA-Broker provides securities brokerage services to institutional investors.

HFT Investment Management Co., Ltd. (HFT) is an independent asset management firm which was founded in 2003 as a joint venture between Fortis Investments Asia (now BNP Paribas Investment Partners) and Haitong Securities, following a strategic alliance agreement signed in 2001. The firm was formerly known as Fortis Haitong Investment Management Co., Ltd. and changed their name to HFT Investment Management Co., Ltd. in 2010. Headquartered in Shanghai, HFT manages mutual and institutional funds for retail and institutional investors in China including corporate pension schemes. They also service foreign investors such as European pension funds through the firm's Qualified Foreign Institutional Investor portfolios.

Harvest Fund Management Co., Ltd. (HFM) is an independent Chinese investment advisory firm which was founded in 1999. In 2005, they became a joint venture between China Credit Trust Co., Ltd. (40%), Lixin Investment Co., Ltd. (30%) and Deutsche Asset Management Co., Ltd. (30%). Headquartered in Beijing with additional office in Shanghai, the firm offers a range of domestic equity and fixed-income funds for individual, retail, institutional and Enterprise Annuity investors based in China. HFM is a responsible investor and signatory to the UN Principles for Responsible Investment (UNPRI).

GF Fund Management Co., Ltd. (GF) is the fund management subsidiary of GF Securities Co., Ltd. (SHE: 000776, HK: 1776) in China. Headquartered in Guangzhou, GF was founded in 2003 and provides comprehensive services in asset management containing mutual funds, specific customers’ assets management (Discretionary Account), securities investment advisory, QDII programs, insurance funds entrusted management and social security funds in the PRC.

Guolian Trust Co. Ltd. provides investment advice. The company is based in Wuxi, China and ultimately controlled by the City of Wuxi. The Chinese company was founded in 1987. The CEO is Wen Ge Zhu.

Chang Xin Asset Management Co., Ltd. (Chang Xin AM) is a fund management firm headquartered in Shanghai, China. Founded in 2003, Chang Xin AM manages the ChangXin range of open-end mutual funds.

China Nature Asset Management Co., Ltd. (CNAM) is the investment management subsidiary of Jilin Trust Co. Ltd. in China. The firm is headquartered in Shanghai and was founded in 2003. CNAM manages open-end mutual funds for Chinese investors.

China Universal Asset Management Co., Ltd. (CUAM) is an independent investment management firm headquartered in Shanghai, China. Founded in 2005, CUAM manages a range of Chinese equity and fixed-income mutual funds and segregated mandates for retail and institutional clients.

CCB Principal Asset Management Co., Ltd. (CCB-PAM) is an independent Chinese asset management firm which was founded in 2005 as a joint venture between China Construction Bank Corp. (SHA: 601939, HK: 939, ADR: CICHY), Principal Financial Group and China Huadian Group. Headquartered in Beijing, CCB-PAM offers mutual funds and asset management services to individuals and corporations in China.

Wuxi Guolian Development (Group) Co., Ltd. engages in the provision of financial services. It also operates industrial and investment businesses. Its Financial Services segment manages securities, futures, life insurance, trusts, venture capital funds, asset management, property rights transactions, and other financial institutions. Its Industrial Operations segment includes environmental protection energy, new energy, high end textile, and modern logistics businesses. Its Investment Operations segment involves in the investment in infrastructure projects. The company was founded on May 28, 1992 and is headquartered in Wuxi, China.

AXA-SPDB Investment Managers Co., Ltd. (AXA-SPDB IMCL) is an independent investment management firm which was established in 2007 as a joint venture between Shanghai Pudong Development Bank Co., Ltd. (SPDB), AXA Investment Managers SA and Shanghai Sheng Rong Investment Company. Based in Shanghai, AXA-SPDB IMCL provides a range of services including securities investment fund raising, fund sales and asset management.

SWS Research Co., Ltd. is the investment research subsidiary of Shenwan Hongyuan Securities Co., Ltd., which is owned by Shenwan Hongyuan Group Co., Ltd. (SHE: 000166) in China. Headquartered in Shanghai, the firm was founded in 1992 to offer a wide range of products and services to global investors who want to invest in Chinese equity market. SWS Research provides clients with securities research service that covers over 500 key stocks in Asian market, as well as economics, strategy, bond, fund and derivatives research. Their clients include almost all major domestic institutional investors such as mutual funds, insurance companies, banks and trusts. They also serve QFII and other overseas institutional investors.

Paradigm Asset Management Co., Ltd. (Paradigm AM) is the asset management subsidiary of Waterland Securities Co., Ltd., itself a subsidiary of Waterland Financial Holdings Co. Ltd. (TP: 2889) in Taiwan. Established in 2001 as ZTE Investment Trust, the firm is based in Taipei and changed their name to Paradigm Asset Management Co. Ltd. in 2005.

Everbright Securities Asset Management Co., Ltd. (Everbright AM) is the asset management subsidiary of Everbright Securities Co., Ltd. (SHA: 601788) in China. Headquartered in Shanghai, Everbright AM was founded in 2012 and provides asset management services to individual and institutional investors.

Aegon-Industrial Fund Management Co., Ltd. (AIFMC), formerly known as Industrial Fund Management Co., Ltd., is a Chinese investment advisory firm which was founded in 2003 through a joint venture between China-based Industrial Securities Co. Ltd. (51 percent) and AEGON International BV (49 percent) (Euronext: AGN; NYSE: AEG) in The Netherlands. Headquartered in Shanghai, AIFMC manages a range of funds for individual and institutional investors. The firm is a socially responsible investor and signatory to the UN Principles for Responsible Investment (UNPRI) which integrates environmental, social, and governance considerations into their investment process.

Part of SAS Rue la Boétie, Fengyu Ali Securities Investment Trust Co., Ltd. is a Taiwanese company that provides investment advice. The company is based in Taipei, Taiwan. The company was founded in 1999. Ri Kang Huang has been the CEO of the company since 2019. Fengyu Ali Securities Investment Trust Co. was acquired by Amundi Asset Management SA from Mirae Asset Financial Group on February 01, 2019.

Century Securities Co., Ltd. (Investment Management) (CSCO-IM) is the investment management division of Century Securities Co., Ltd., an independent broker/dealer headquartered in Shenzhen, China. Founded in 1990, the firm provides asset management services to financial institutions and high-net-worth clients.

CIB Fund Management Co., Ltd. is the asset management subsidiary of Industrial Bank Co., Ltd. (SHA: 601166) in China. Headquartered in Shanghai, the firm was founded in 2013 and provides a range of fund management services for individual and institutional clients.

Maxwealth Fund Management Co., Ltd. (Maxwealth) is an independent Chinese asset management firm which was founded in 2013 as a joint venture between LionGlobal Investors Ltd and Bank of Ningbo Co., Ltd. Headquartered in Shanghai, the firm provides a range of fund and asset management services to institutional and individual investors.

Industrial Securities Asset Management Ltd. (ISAM) is the wholly-owned asset management subsidiary of China Industrial Securities Co., Ltd. (SHA: 601377) in China. The firm was founded in 2010 as Xingzheng Securities Asset Management Ltd. ISAM is headquartered in Shanghai and manages assets of individual and institutional investors.

Part of Comtec Solar Systems Group Ltd., Guolian Financial Holding Group Co. Ltd. manufactures and develops solar wafers & ingots. The company is based in Hong Kong, Hong Kong.

Jiangsu Yixing Rural Commercial Bank Co., Ltd. is a private company that operates commercial banks. Jiangsu Yixing Rural Commercial Bank Co., Ltd. is based in Yixing, China and was founded in 2006.

Guolian Life Insurance Co. Ltd. operates as a Chinese life insurance company. The private company is based in Jiangsu, China.

Jiangsu Asset Management Co., Ltd. provides asset management services and is ultimately controlled by the City of Wuxi. The company is based in Wuxi, China and was founded in 2013.

Focusbridge Investments Ltd. is an independent mutual fund management firm headquartered in Shanghai, China. Founded in 2017, the firm manages hybrid and bond funds for various investors.

Wuxi Guofa Capital Operations Co., Ltd. provides asset management services. Wuxi Guofa Capital Operations Co., Ltd. is based in Wuxi, China. The Chinese company is ultimately controlled by the City of Wuxi. The company was founded in 2018. The CEO is Wei Rong Hua.