Jamie Walter
Compliance Officer bei Founders Capital Management, Inc.
Profil
Mr. James L.
Walter is a Vice President at Founders Capital Management, Inc.
Prior to joining Founders Capital Management, Mr. Walter was owner of Shamrock Equity Advisors, Inc., and he was employed with Lighthouse Capital Management and Charles Schwab..
Mr. Walter graduated with a BS in Animal Science from Stephen F.
Austin State University and holds certifications in the Series 7 and 65.
Aktive Positionen von Jamie Walter
| Unternehmen | Position | Beginn |
|---|---|---|
Founders Capital Management, Inc.
 Founders Capital Management, Inc. Investment ManagersFinance Founders Capital Management, Inc. (FCMI) is an independent, SEC-registered investment advisor and wealth management firm headquartered in Houston, Texas. The firm was founded by Grant E. Bruce in 1995. FCMI provides investment advisory services for high-net-worth individuals, families, foundations, and trusts. | Compliance Officer | - |
Ehemalige bekannte Positionen von Jamie Walter
| Unternehmen | Position | Ende |
|---|---|---|
Charles Schwab & Co., Inc. (Broker)
 Charles Schwab & Co., Inc. (Broker) Investment Banks/BrokersFinance Charles Schwab & Co., Inc. is a FINRA-registered broker/dealer headquartered in San Francisco. The firm is a subsidiary of the Charles Schwab Corp. (NYSE: SCHW). They are members of the Chicago Board Options Exchange, NASDAQ and NYSE Arca, Inc. Charles Schwab & Co. is an exchange member engaged in exchange commission business other than floor activities. They also retail mutual funds and OTC corporate equity securities. In addition, the firm underwrites and/or sells corporate securities, underwrites and/or sponsors mutual funds, is a put and call broker/dealer and/or option writer and provides investment advisory services | Corporate Officer/Principal | 01.08.2002 |
Ausbildung von Jamie Walter
| Stephen F. Austin State University | Undergraduate Degree |
Erfahrungen
Besetzte Positionen
Aktive
Inaktive
Börsennotierte Unternehmen
Private Unternehmen
Beziehungen
Beziehungen ersten Grades
Unternehmen ersten Grades
Herr
Frau
Aufsichtsräte
Führungskräfte
Unternehmensverbindungen
| Private Unternehmen | 2 |
|---|---|
Founders Capital Management, Inc.
Founders Capital Management, Inc. Investment ManagersFinance Founders Capital Management, Inc. (FCMI) is an independent, SEC-registered investment advisor and wealth management firm headquartered in Houston, Texas. The firm was founded by Grant E. Bruce in 1995. FCMI provides investment advisory services for high-net-worth individuals, families, foundations, and trusts. | Finance |
Charles Schwab & Co., Inc. (Broker)
Charles Schwab & Co., Inc. (Broker) Investment Banks/BrokersFinance Charles Schwab & Co., Inc. is a FINRA-registered broker/dealer headquartered in San Francisco. The firm is a subsidiary of the Charles Schwab Corp. (NYSE: SCHW). They are members of the Chicago Board Options Exchange, NASDAQ and NYSE Arca, Inc. Charles Schwab & Co. is an exchange member engaged in exchange commission business other than floor activities. They also retail mutual funds and OTC corporate equity securities. In addition, the firm underwrites and/or sells corporate securities, underwrites and/or sponsors mutual funds, is a put and call broker/dealer and/or option writer and provides investment advisory services | Finance |
