Gary Steven Schwartz
Keine laufenden Positionen mehr
Profil
Mr. Gary S.
Schwartz is Chief Compliance Officer & Vice President at YieldQuest Advisors LLC.
He joined YieldQuest in 2005, and also assumes many of the compliance responsibilities at YieldQuest Advisors.
In addition to his voluminous compliance task list, he acts in a similar capacity to a chief operations officer, often times coordinating the inter-related functionality of the administrative, human resources, finance, and legal departments.
Prior to working at YieldQuest, Mr. Schwartz was a Regional Manager at Protrader Securities, an Instinet Company, where he oversaw the five regional offices of the Southeast.
Within the Atlanta Protrader office, he served as the Branch Manager and Registered Options Principal.
He first entered the financial industry in 1995 at Sterne, Agee and Leach, Inc., where he worked as an OTC trader.
Mr. Schwartz holds a marketing degree from Michigan State University and an MBA in Finance from Georgia State University.
Ehemalige bekannte Positionen von Gary Steven Schwartz
| Unternehmen | Position | Ende |
|---|---|---|
ProTrader Securities Corp.
 ProTrader Securities Corp. Investment Banks/BrokersFinance ProTrader Securities Corp. operates as online securities trading company. It offers foreign exchange trading, brokerage, underwriting of new issues, share placements, insurance, wealth management, product expertise, and advanced technology services to consumers and professionals. The company was founded in 1993 and is headquartered in Austin, TX. | Corporate Officer/Principal | 31.12.2004 |
Sterne, Agee & Leach, Inc.
 Sterne, Agee & Leach, Inc. Investment Banks/BrokersFinance Founded in 1964, Sterne, Agee & Leach, Inc. is a full service investment firm and registered broker/dealer headquartered in Birmingham, Alabama. The firm's expertise includes retail and institutional brokerage services, investment banking and underwriting, secondary trading of corporate, municipal, and government securities and market making in over-the-counter stocks. The firm is a member of the NYSE and FINRA. | Corporate Officer/Principal | - |
YieldQuest Advisors LLC
 YieldQuest Advisors LLC Investment ManagersFinance Founded in 1998, YieldQuest Advisors LLC is a registered investment advisor located in Atlanta, Georgia. The firm specializes in providing separate account management services to registered investment advisors, asset managers and financial planners nationwide | Compliance Officer | - |
Ausbildung von Gary Steven Schwartz
| Michigan State University | Undergraduate Degree |
| Georgia State University | Masters Business Admin |
Erfahrungen
Besetzte Positionen
Aktive
Inaktive
Börsennotierte Unternehmen
Private Unternehmen
Unternehmensverbindungen
| Private Unternehmen | 3 |
|---|---|
Sterne, Agee & Leach, Inc.
Sterne, Agee & Leach, Inc. Investment Banks/BrokersFinance Founded in 1964, Sterne, Agee & Leach, Inc. is a full service investment firm and registered broker/dealer headquartered in Birmingham, Alabama. The firm's expertise includes retail and institutional brokerage services, investment banking and underwriting, secondary trading of corporate, municipal, and government securities and market making in over-the-counter stocks. The firm is a member of the NYSE and FINRA. | Finance |
ProTrader Securities Corp.
ProTrader Securities Corp. Investment Banks/BrokersFinance ProTrader Securities Corp. operates as online securities trading company. It offers foreign exchange trading, brokerage, underwriting of new issues, share placements, insurance, wealth management, product expertise, and advanced technology services to consumers and professionals. The company was founded in 1993 and is headquartered in Austin, TX. | Finance |
YieldQuest Advisors LLC
YieldQuest Advisors LLC Investment ManagersFinance Founded in 1998, YieldQuest Advisors LLC is a registered investment advisor located in Atlanta, Georgia. The firm specializes in providing separate account management services to registered investment advisors, asset managers and financial planners nationwide | Finance |
