Derek Maltbie
Director of Finance/CFO bei FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND
Ursprung des Netzwerks ersten Grades von Derek Maltbie
| Einheit | Art der Einheit | Industrie | |
|---|---|---|---|
| Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 11 | |
First Trust Portfolios LP
 First Trust Portfolios LP Investment Banks/BrokersFinance Part of AJM Ventures LLC, First Trust Portfolios LP is a financial services company based in Wheaton, IL. The private company offers a range of investment products, including unit investment trusts, exchange-traded funds, mutual funds, and closed-end funds. The company's website provides research and commentary on available portfolios, asset allocation, and advanced portfolio searches. The company also offers target outcome investments, variable annuities, and structured investments. First Trust Portfolios is not ranked in any publication lists like the INC 5000.
10
| Subsidiary | Investment Banks/Brokers | 10 |
| Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 10 |
Unternehmensgrafik - zweiten Grades
Beziehungen zu mehreren Unternehmen
Unternehmensverbindungen über das persönliche Netzwerk von Derek Maltbie
| Unternehmen | Sektor | Verknüpfte Personen | Hauptposition |
|---|---|---|---|
First Trust Advisors LP
 First Trust Advisors LP Investment ManagersFinance First Trust Advisors LP (FTA) is a SEC-registered investment advisor headquartered in Wheaton, Illinois. The firm was founded in 1991 and is a direct subsidiary of Grace Partners of Dupage LP. Their general partner is The Charger Corp. FTA provides discretionary investment management services to institutional and individual clients who principally include open and closed-end mutual funds, collective investment funds (CIFs), exchange-traded funds, variable annuity sub-accounts and funds in countries other than the US. Investment management services are offered to individual clients through separate managed accounts (SMAs), either directly or through wrap fee programs sponsored by unaffiliated investment advisors. | Investment Managers | General Counsel Corporate Officer/Principal Corporate Officer/Principal Chief Executive Officer Analyst-Equity Investment Committee Member | |
| MACQUARIE/FIRST TRUST GLOBAL INFRASTRUCTURE/UTILITIES DIVIDEND & INCOME FUND | Investment Trusts/Mutual Funds | Director/Board Member Director/Board Member General Counsel Director/Board Member Chief Executive Officer Compliance Officer Corporate Officer/Principal Corporate Officer/Principal Director/Board Member Chairman Corporate Officer/Principal Director/Board Member Director/Board Member | |
| FIRST TRUST ENERGY INCOME AND GROWTH FUND | Investment Trusts/Mutual Funds | Director/Board Member Director/Board Member General Counsel Director/Board Member Chief Executive Officer Compliance Officer Corporate Officer/Principal Corporate Officer/Principal Director/Board Member Chairman Corporate Officer/Principal Director/Board Member Director/Board Member | |
| FIRST TRUST ENHANCED EQUITY INCOME FUND | Investment Trusts/Mutual Funds | Director/Board Member Director/Board Member Public Communications Contact Director/Board Member Chief Executive Officer Compliance Officer Director/Board Member Chairman Corporate Officer/Principal Director/Board Member Director/Board Member | |
Morgan Stanley Investment Management, Inc.
 Morgan Stanley Investment Management, Inc. Investment ManagersFinance Morgan Stanley Investment Management, Inc. (MSIM) is an investment management firm headquartered in New York City. The firm was founded in 1975 and is a subsidiary of Morgan Stanley Domestic Holdings, Inc., ultimately held by Morgan Stanley (NYSE: MS). MSIM provides discretionary and non-discretionary investment management services and products to institutional clients and individual investors. The firm also advises clients as to the appropriate allocation of assets among multiple separate accounts and/or investment companies or other pooled vehicles that the firm advises. | Investment Managers | Director/Board Member Corporate Officer/Principal | |
| FIRST TRUST/ABRDN GLOBAL OPPORTUNITY INCOME FUND | Investment Trusts/Mutual Funds | Director/Board Member Director/Board Member General Counsel Director/Board Member Chief Executive Officer Compliance Officer Corporate Officer/Principal Corporate Officer/Principal Director/Board Member Chairman Corporate Officer/Principal Director/Board Member Director/Board Member | |
| FIRST TRUST MORTGAGE INCOME FUND | Investment Trusts/Mutual Funds | Director/Board Member Director/Board Member General Counsel Director/Board Member Chief Executive Officer Compliance Officer Corporate Officer/Principal Corporate Officer/Principal Director/Board Member Chairman Corporate Officer/Principal Director/Board Member Director/Board Member | |
BondWave LLC
 BondWave LLC Investment ManagersFinance BondWave LLC is a financial technology firm that specializes in fixed income solutions. The private company is based in Wheaton, IL. The company's platform, effi™, provides portfolio analytics and reporting, custom alerts, and proposal generation, as well as tools that support best execution, fair pricing, and mark-up monitoring and disclosure on both a pre- and post-trade basis. Founded in 2001, the company serves a wide range of users, including traders, compliance professionals, and RIAs. Michael A. Ruvo has been the CEO of the company since 2014. | Investment Managers | General Counsel Director of Finance/CFO Chairman | |
| FIRST TRUST/ABRDN EMERGING OPPORTUNITY FUND | Investment Trusts/Mutual Funds | Director/Board Member Director/Board Member General Counsel Director/Board Member Chief Executive Officer Compliance Officer Corporate Officer/Principal Corporate Officer/Principal Director/Board Member Chairman Corporate Officer/Principal Director/Board Member | |
Stonebridge Advisors LLC
 Stonebridge Advisors LLC Investment ManagersFinance Stonebridge Advisors LLC (Stonebridge) is a SEC-registered investment advisor headquartered in Wilton, Connecticut. The firm was founded in 2004 by Scott Fleming and they are primarily owned by First Trust Capital Partners LLC, ultimately held by AJM Ventures LLC. Stonebridge offers portfolio management services to high net-worth individuals, insurance companies, banks, thrift institutions, investment companies, pension and profit-sharing plans, trusts, estates, charitable institutions, foundations, endowments, corporations and similar entities, and to other individuals through WRAP programs. | Investment Managers | Corporate Secretary Director of Finance/CFO Chairman | |
| First Trust Exchange-Traded Fund II | Investment Trusts/Mutual Funds | President Director/Board Member | |
| FIRST TRUST SPECIALTY FINANCE AND FINANCIAL OPPORTUNITIES FUND | Investment Trusts/Mutual Funds | Director/Board Member Director/Board Member General Counsel Director/Board Member Chief Executive Officer Compliance Officer Corporate Officer/Principal Corporate Officer/Principal Director/Board Member Chairman Corporate Officer/Principal Director/Board Member Director/Board Member | |
LPL Financial LLC
 LPL Financial LLC Investment ManagersFinance LPL Financial LLC is a SEC-registered investment advisor and wealth management firm headquartered in Fort Mill, South Carolina. The firm was founded in 1989 as Linsco/Private Ledger Corp. They are a direct subsidiary of LPL Holdings, Inc., owned by LPL Financial Holdings, Inc. (NASDAQ: LPLA). LPL Financial offers various types of advisory services and programs to individual and institutional clients. | Investment Managers | Portfolio Manager-Equities | |
| FIRST TRUST HIGH INCOME LONG/SHORT FUND | Investment Trusts/Mutual Funds | Director/Board Member Director/Board Member General Counsel Director/Board Member Chief Executive Officer Compliance Officer Corporate Officer/Principal Corporate Officer/Principal Director/Board Member Chairman Corporate Officer/Principal Director/Board Member Director/Board Member | |
| FIRST TRUST ENERGY INFRASTRUCTURE FUND | Investment Trusts/Mutual Funds | Director/Board Member Director/Board Member General Counsel Director/Board Member Chief Executive Officer Compliance Officer Corporate Officer/Principal Corporate Officer/Principal Director/Board Member Chairman Corporate Officer/Principal Director/Board Member Director/Board Member | |
First Trust Global Equity Dividend Fund
 First Trust Global Equity Dividend Fund Investment ManagersFinance First Trust Global Equity Dividend Fund is a closed-end management investment company. Its primary investment objective is to seek current income. The fund's secondary investment objective is capital appreciation. The company was founded on October 12, 2011 and is headquartered in Wheaton, IL. | Investment Managers | Director/Board Member Director/Board Member Corporate Secretary Director/Board Member Corporate Officer/Principal Compliance Officer Corporate Officer/Principal Corporate Officer/Principal Director/Board Member Chief Executive Officer Corporate Officer/Principal | |
First Trust Global Resource Solution Fund
 First Trust Global Resource Solution Fund Investment ManagersFinance First Trust Global Resource Solution Fund is a closed-end management investment company. The fund's primary investment objective is to seek current income. Its secondary objective is capital appreciation. The company was founded on October 10, 2011 and is headquartered in Wheaton, IL. | Investment Managers | Director/Board Member Director/Board Member Corporate Secretary Director/Board Member Corporate Officer/Principal Compliance Officer Corporate Officer/Principal Corporate Officer/Principal Director/Board Member Chief Executive Officer Corporate Officer/Principal | |
First Trust Strategic Allocation Fund
 First Trust Strategic Allocation Fund Investment ManagersFinance First Trust Strategic Allocation Fund is a closed-end management investment company. Its primary investment objective is to seek current income. The fund's secondary investment objective is capital appreciation. The company was founded on October 10, 2011 and is headquartered in Wheaton, IL | Investment Managers | Director/Board Member Director/Board Member Corporate Secretary Director/Board Member Corporate Officer/Principal Compliance Officer Corporate Officer/Principal Corporate Officer/Principal Director/Board Member Chief Executive Officer Corporate Officer/Principal | |
| FIRST TRUST MLP AND ENERGY INCOME FUND | Investment Trusts/Mutual Funds | Director/Board Member Director/Board Member General Counsel Director/Board Member Chief Executive Officer Compliance Officer Director/Board Member Chairman Corporate Officer/Principal Director/Board Member Director/Board Member | |
Vivify Health, Inc.
 Vivify Health, Inc. Packaged SoftwareTechnology Services Vivify Health, Inc. engages in the provision of cloud based platform that manages patients in a post-acute setting. Its solutions include care transition; chronic care management; chronic disease; consumer engagement; continual care; and government reimbursement. The company was founded by Eric L. Rock in 2009 and is headquartered in Plano, TX. | Packaged Software | Director/Board Member | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | Investment Trusts/Mutual Funds | Director/Board Member Director/Board Member General Counsel Director/Board Member Chief Executive Officer Compliance Officer Corporate Officer/Principal Director/Board Member Chairman Corporate Officer/Principal Director/Board Member Director/Board Member | |
Conversio Health LLC
 Conversio Health LLC Medical DistributorsDistribution Services Conversio Health LLC provides integrated care management services focused on treating patients with complex, chronic respiratory conditions. Its services include care coordination, medication adherence, diabetic testing and other medical supplies services. The company was founded in 2012 and is headquartered in The Woodlands, TX. | Medical Distributors | Director/Board Member | |
| FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUND | Investment Trusts/Mutual Funds | Director/Board Member Director/Board Member General Counsel Director/Board Member Chief Executive Officer Compliance Officer Director/Board Member Chairman Corporate Officer/Principal Director/Board Member Director/Board Member | |
Deloitte Consulting LLP
 Deloitte Consulting LLP Miscellaneous Commercial ServicesCommercial Services Deloitte Consulting LLP provides business consulting services. It offers services related to public finance, public sector management, health and social protection, information technology, financial sector, and trade and investment. The company was founded in 1996 and is headquartered in New York, NY. | Miscellaneous Commercial Services | Corporate Officer/Principal | |
| Clark University | College/University | Undergraduate Degree | |
| DePauw University | College/University | Corporate Officer/Principal | |
| Wheaton College (Illinois) | College/University | Undergraduate Degree Director/Board Member Undergraduate Degree | |
| Baruch College | College/University | Masters Business Admin | |
MedEvolve, Inc.
 MedEvolve, Inc. Packaged SoftwareTechnology Services MedEvolve LLC provides practice management and electronic health records software solutions. Its software support includes webinars for initial training, customized on-site implementation assistance, on-site support during go-live, responsive help desk advice, and custom training delivered either on-site or via internet. The company was founded by William F. Hefley Jr. in 1998 and is headquartered in Little Rock, AR. | Packaged Software | Director/Board Member | |
PeopleStrategy, Inc.
 PeopleStrategy, Inc. Packaged SoftwareTechnology Services PeopleStrategy, Inc. provides human capital management solutions. It offers payroll processing, retirement planning, and managed services. The company was founded by Randy Cooper in 2002 and is headquartered in Edison, NJ. | Packaged Software | Director/Board Member Director/Board Member | |
| Kellogg School of Management | College/University | Masters Business Admin | |
Lightbeam Health Solutions, Inc.
 Lightbeam Health Solutions, Inc. Packaged SoftwareTechnology Services Lightbeam Health Solutions, Inc. provides health management data hosting and consultation services. It services include organizational consulting, workflow optimization, plan and care management. The company was founded in 2012 and is headquartered in Irving, TX. | Packaged Software | Director/Board Member | |
| FIRST TRUST EXCHANGE-TRADED FUND VIII - FIRST TRUST ACTIVE GLOBAL QUALITY INCOME ETF | Investment Trusts/Mutual Funds | Director/Board Member Director/Board Member General Counsel Director/Board Member Chief Executive Officer Compliance Officer Director/Board Member Chairman Director/Board Member | |
First Trust Exchange-Traded Fund VIII
 First Trust Exchange-Traded Fund VIII Investment Trusts/Mutual FundsMiscellaneous First Trust Exchange Traded Fund Viii operates as a exchange traded fund. The company is headquartered in Wheaton, IL. | Investment Trusts/Mutual Funds | Director/Board Member Director/Board Member General Counsel Director/Board Member Chief Executive Officer Compliance Officer Director/Board Member Chairman Director/Board Member | |
Cordata Healthcare Innovations, Inc.
 Cordata Healthcare Innovations, Inc. Packaged SoftwareTechnology Services Cordata Healthcare Innovations LLC provides healthcare technology solutions. It offers spine and oncology solutions. The firm also offers nurse navigation, spine center, breast center, oncology, neurosurgery, orthopedic surgery, software development services. The company was founded by Gary M. Winzenread in 2014 and is headquartered in Cincinnati, OH. | Packaged Software | Chairman | |
First Health Capital Partners LLC
 First Health Capital Partners LLC Investment ManagersFinance First Health Capital Partners LLC is a venture capital firm. The private company is based in Elmhurst, IL. The company was founded by Jonathan R. Phillips. | Investment Managers | Founder | |
First Trust Skybridge Income Fund
 First Trust Skybridge Income Fund Financial ConglomeratesFinance First Trust Skybridge Income Fund is a non-diversified, closed-end management investment company. Its investment objective is to seek a high level of current income. The company was founded on March 3, 2020 and is headquartered in Wheaton, IL. | Financial Conglomerates | Director/Board Member Director/Board Member General Counsel Director/Board Member Chief Executive Officer Compliance Officer Director/Board Member Chairman Corporate Officer/Principal |
Statistik
International
| Vereinigte Staaten | 51 |
Sektoral
| Miscellaneous | 26 |
| Finance | 13 |
| Technology Services | 6 |
| Consumer Services | 6 |
| Commercial Services | 3 |
Operativ
| Director/Board Member | 200 |
| Corporate Officer/Principal | 131 |
| Independent Dir/Board Member | 115 |
| President | 51 |
| Chief Executive Officer | 40 |
Am stärksten vernetzte Beziehungen
| Insiders | |
|---|---|
| Niel Nielson | 54 |
| James Dykas | 44 |
| Thomas Kadlec | 40 |
| James Bowen | 38 |
| Richard Erickson | 34 |
| Robert Keith | 34 |
| William Jardine | 33 |
| Kristi Maher | 31 |
| Daniel Lindquist | 31 |
| Denise Keefe | 29 |
| Jonathan Phillips | 25 |
| Coleen D. Lynch | 21 |
| Chris R. Fallow | 20 |
| Bronwyn Wright | 18 |
| Jeff Margolin | 7 |
- Börse
- Insiders
- Derek Maltbie
- Unternehmensverbindungen
