Tom Kelleher
Vorstandsvorsitzender bei B. RILEY FINANCIAL, INC.
Vermögen: 19 Mio $ am 30.06.2024
Ursprung des Netzwerks ersten Grades von Tom Kelleher
| Einheit | Art der Einheit | Industrie | |
|---|---|---|---|
B. Riley Securities, Inc.
 B. Riley Securities, Inc. Investment Banks/BrokersFinance B. Riley Securities, Inc. is a registered broker/dealer headquartered in Los Angeles, California. The firm is a subsidiary of B. Riley Securities Holdings LLC, ultimately owned by B. Riley Financial, Inc. (NASDAQ: RILY). The firm was formed in 2017, when B. Riley Financial, Inc. merged two of their brokers, B. Riley & Co. (founded in 1997) and FBR Capital Markets & Co. (founded in 1989), under the name of B. Riley FBR, Inc. B. Riley Securities provides research and trading ideas to institutional clients and high net-worth individuals. They provide investment banking services to a wide range of middle-market private and public companies.
122
| Subsidiary | Investment Banks/Brokers | 122 |
| Public Company | Investment Banks/Brokers | 38 | |
| Subsidiary | Tobacco | 11 | |
B. Riley & Co. LLC
2
| Extinct | Investment Banks/Brokers | 2 |
BR Spac Opportunity Fund LP
 BR Spac Opportunity Fund LP Financial ConglomeratesFinance BR Spac Opportunity Fund LP provides investment services. The company was founded in 2016 and is headquartered in Los Angeles, CA.
2
| Private Company | Financial Conglomerates | 2 |
B. Riley Capital Markets LLC
 B. Riley Capital Markets LLC Investment Banks/BrokersFinance Part of B. Riley Financial, Inc., B. Riley Capital Markets LLC provides brokerage and investment banking services. The company is based in Los Angeles, CA. Bryant Richard Riley has been the CEO of the company since 2014. B. Riley Capital Markets was acquired by B. Riley Financial, Inc. on June 18, 2014 for $35.21 million.
1
| Subsidiary | Investment Banks/Brokers | 1 |
Unternehmensgrafik - zweiten Grades
Beziehungen zu mehreren Unternehmen
Unternehmensverbindungen über das persönliche Netzwerk von Tom Kelleher
| Unternehmen | Sektor | Verknüpfte Personen | Hauptposition |
|---|---|---|---|
| NATIONAL HOLDINGS CORPORATION | Investment Banks/Brokers | Director/Board Member Chief Executive Officer Director/Board Member | |
Kennedy Capital Management LLC
 Kennedy Capital Management LLC Investment ManagersFinance Kennedy Capital Management LLC (KCM) is a SEC-registered investment advisor headquartered in St. Louis, Missouri. The firm was founded by Gerald Kennedy and Richard Sinise in 1980 as Kennedy Capital Management, Inc. In November 2022, the firm converted from “Kennedy Capital Management, Inc.”, a Missouri S corporation, to “Kennedy Capital Management LLC”, a Delaware limited liability company. They are a subsidiary of KCM Holdings, Inc. KCM manages assets for institutional and high-net-worth clients. | Investment Managers | Analyst-Equity Portfolio Manager-Equities | |
Cowen & Co. LLC
 Cowen & Co. LLC Investment Banks/BrokersFinance Cowen & Co. LLC is a SEC-registered broker/dealer headquartered in New York City. The firm was founded in 2004 and is a subsidiary of Cowen Holdings, Inc., ultimately owned by The Toronto-Dominion Bank (TSE: TD) in Canada. Cowen & Co. offers industry-focused investment banking for growth-oriented companies, domain knowledge-driven research and a sales and trading platform for institutional investors. Their institutional sales and trading business serves both equity and fixed-income clients. Sales and trading execution platform is structured around the following key verticals: (1) healthcare (2) technology, telecommunications and media (TMT) (3) REITs and financials (4) aerospace and defense (5) consumer and (6) alternative energy. | Investment Banks/Brokers | Analyst-Equity Analyst-Equity Analyst-Equity | |
Cantor Fitzgerald Securities
 Cantor Fitzgerald Securities Investment Banks/BrokersFinance Cantor Fitzgerald Securities (CFS) is a financial services provider headquartered in New York City and was founded in 1945. They are a subsidiary of Cantor Fitzgerald LP and their ultimate parent is CF Group Management, Inc. CFS offers an array of financial products and services in the equity and fixed-income capital markets. The firm provides sales and trading, investment banking, asset management, market commentary and market data. | Investment Banks/Brokers | Analyst-Equity Analyst-Equity Analyst-Equity | |
UBS Securities LLC
 UBS Securities LLC Investment ManagersFinance UBS Securities LLC is an investment bank and registered broker/dealer headquartered in New York City. The firm was founded in 1998 as UBS Warburg LLC. They are a subsidiary of UBS Americas Holding LLC, ultimately held by UBS Group AG (SWX: UBSG, NYSE: UBS) in Switzerland. UBS Securities is a primary dealer in US Government securities and provides a full range of investment banking services which includes corporate finance, mergers and acquisitions, capital markets, trading and sales, fixed-income, equity research, private banking, underwriting and prime brokerage operations. The firm also provides advisory services and access to capital markets for corporate, institutional, intermediary and alternative asset management clients. | Investment Managers | Analyst-Equity Analyst-Equity | |
Jones Day LP
 Jones Day LP Miscellaneous Commercial ServicesCommercial Services Jones Day LP provides legal services. It offers services to the airlines, aviation, automotive, construction, energy, healthcare, insurance, media, pharmaceuticals, and telecommunication industries. The company was founded by Edwin J. Blandin and William Lowe Rice on March 1, 1893 and is headquartered in Cleveland, OH. | Miscellaneous Commercial Services | General Counsel Corporate Officer/Principal | |
| UNITED ONLINE, INC. | Internet Software/Services | Director/Board Member Chief Executive Officer Director of Finance/CFO | |
| SONIM TECHNOLOGIES, INC. | Telecommunications Equipment | Director/Board Member Director/Board Member | |
Ladenburg Thalmann & Co., Inc. (Broker)
 Ladenburg Thalmann & Co., Inc. (Broker) Investment Banks/BrokersFinance Ladenburg Thalmann & Co., Inc. (Broker) is the broker/dealer division of Ladenburg Thalmann & Co., Inc., ultimately held by Advisor Group Holdings, Inc. Headquartered in New York City, the firm was founded in 1876 and offers a full suite of capital markets products and services, including proprietary equity research and a fixed-income trading desk. For institutional asset management clients, the firm provides liquidity, execution, high-quality idea-generating research, and access to corporate management teams. Their institutional coverage includes relationships with over asset management companies all over the world. To corporate clients, they bring access to investor capital, broad distribution capabilities and financial markets advisory. Ladenburg Thalmann is a leader in financing growing middle-market public companies across various industry verticals, including Healthcare & Life Sciences, Yield-Oriented Securities (BDCs, REITs, MLPs), Energy, Power & Infrastructure, and Telecom, Media & Technology. | Investment Banks/Brokers | Chairman Corporate Officer/Principal Analyst-Equity | |
Northern Right Capital Management LP
 Northern Right Capital Management LP Investment ManagersFinance Northern Right Capital Management LP (NRCM) is an independent registered investment advisor and hedge fund manager headquartered in Darien, Connecticut. Formerly known as Becker Drapkin Management LP, the firm was founded by Steven Becker and Matthew Drapkin as SRB Management LP in 2004. NRCM provides investment management services to private pooled investment vehicles, separately managed accounts, and other clients. | Investment Managers | Founder Analyst-Equity | |
| FRANCHISE GROUP, INC. | Miscellaneous Commercial Services | Director/Board Member Director/Board Member | |
| BABCOCK & WILCOX ENTERPRISES, INC. | Electronic Equipment/Instruments | Director/Board Member Chief Executive Officer | |
Jefferies LLC
 Jefferies LLC Investment Banks/BrokersFinance Jefferies LLC is a global investment bank and institutional securities firm headquartered in New York City. The firm was founded in 1962 and is a subsidiary of Jefferies Group LLC, ultimately held by Jefferies Financial Group, Inc. (NYSE: JEF). Jefferies provides corporate clients with research and execution services in equity, fixed income, and foreign exchange markets, as well as a full range of investment banking services such as underwriting, mergers and acquisitions, restructuring and recapitalization, and other advisory services, with all businesses operating in the Americas, Europe and Asia. | Investment Banks/Brokers | Analyst-Equity Analyst-Equity | |
| University of California, Berkeley | College/University | Undergraduate Degree Masters Business Admin Undergraduate Degree Undergraduate Degree Undergraduate Degree | |
Merriman Capital, Inc.
 Merriman Capital, Inc. Investment Banks/BrokersFinance Founded in 1986, Merriman Capital, Inc. is an SEC-registered broker/dealer and investment banking firm headquartered in San Francisco. The firm is a subsidiary of Merriman Holdings, Inc. (NASDAQ: MERR), a financial services firm that focuses on fast-growing companies and their institutional investors. Merriman provides advisory and investment banking, equity research, institutional services, corporate services and venture services primarily to corporate clients. Merriman Capital provides research, brokerage and trading services primarily to institutional clients. The firm offers a full range of specialized and integrated services including: equity research, specialized trade execution, equity capital markets, corporate finance, mergers and acquisitions, sales and trading, market making, corporate and venture services, restructurings and strategic advisory services. Merriman Capital employs bottom-up, fundamental analysis of small-cap companies in select industries including clean technology, healthcare, technology and consumer/Internet/media. The firm also has expertise in emerging markets, with emphasis on emerging markets in China. Merriman Capital is known to engage in shareholder activist investment strategies. Merriman Capital is a member of the NASD, the SIPC and FINRA. The firm serves as an introducing broker/dealer for Pershing LLC. They do not hold or maintain funds or securities or provide clearing services for other broker/dealers. | Investment Banks/Brokers | Chief Executive Officer Director of Research - Equity Analyst-Equity Analyst-Equity | |
| Georgetown University | College/University | Masters Business Admin Undergraduate Degree Graduate Degree Graduate Degree | |
| University of Michigan | College/University | Undergraduate Degree Masters Business Admin Undergraduate Degree Undergraduate Degree | |
University of Southern California
 University of Southern California Other Consumer ServicesConsumer Services University of Southern California is a private research university that mainly offers undergraduate, graduate & other higher education. The university was founded in 1880 and is headquartered in Los Angeles, CA. | College/University | Masters Business Admin Graduate Degree Undergraduate Degree Undergraduate Degree | |
| University of California, Los Angeles | College/University | Undergraduate Degree Undergraduate Degree Masters Business Admin Undergraduate Degree | |
| Harvard Business School | College/University | Masters Business Admin Masters Business Admin Masters Business Admin | |
B. Riley Retail Solutions LLC
 B. Riley Retail Solutions LLC Investment ManagersFinance Great American Group LLC provides financial services. Its services include asset disposition and auction solutions, advisory and valuation services, capital investment, and real estate advisory services for an extensive array of companies. The company was founded by Gary Mintz and Andrew Gumaer and is headquartered in Woodland Hills, CA. | Investment Managers | Director of Finance/CFO Director/Board Member Chief Executive Officer | |
Brean Capital LLC
 Brean Capital LLC Investment Banks/BrokersFinance Brean Capital is an independent investment bank and registered broker/dealer headquartered in New York City. The firm was founded in 1973 and provides equity research, corporate finance and advisory investment banking, equity institutional sales and trading, and asset management to institutional investors and corporate clients. Their fixed income business provides sales, trading, research and banking services on a wide range of mortgage and asset-backed, US Treasury and government agency securities, structured products, corporate bonds, and municipal debt. The fixed income sales team employs a highly analytical approach to bond selection, trade execution, and overall bond portfolio management. Under the guidance of fixed income strategists, the fixed income team uses a combination of qualitative and quantitative analyses to create custom investment portfolios and develop targeted, executable bond trading strategies to complement their clients? balance sheets. | Investment Banks/Brokers | Director of Research - Equity Analyst-Equity Analyst-Equity | |
B. Riley Principal Merger Corp
 B. Riley Principal Merger Corp Financial ConglomeratesFinance Part of B. Riley Financial, Inc., B. Riley Principal Merger Corp operates as a blank check company. The company is based in New York, NY. The CEO of the company is Daniel Shribman. | Financial Conglomerates | Chairman Chief Executive Officer Chief Executive Officer | |
| Wake Forest University | College/University | Undergraduate Degree Undergraduate Degree Undergraduate Degree | |
| University of Virginia | College/University | Undergraduate Degree Undergraduate Degree Doctorate Degree | |
| ALTA EQUIPMENT GROUP INC. | Wholesale Distributors | Chairman Chief Executive Officer Director/Board Member | |
Lightbridge Communications Corp.
 Lightbridge Communications Corp. Specialty TelecommunicationsCommunications Lightbridge Communications Corp. provides wireless and wire-line network services and solutions. It serves governments, enterprises, and the telecommunications industry. The firm specializes in all facets of network planning, design, deployment, and optimization. Its services encompass consulting, design, deployment, performance and operations, maintenance services, and training through the Wireless Institute. The company was founded by Rajendra Singh in 1983 and is headquartered in Herdon, VA. | Specialty Telecommunications | Director/Board Member Director/Board Member Chief Executive Officer | |
Fordham University
 Fordham University Other Consumer ServicesConsumer Services Fordham University provides college and university. It offers undergraduate colleges and graduate & professional schools. The company was founded in 1841 and is headquartered in Bronx, NY. | College/University | Masters Business Admin Undergraduate Degree Undergraduate Degree | |
| New York University | College/University | Masters Business Admin Masters Business Admin Masters Business Admin | |
| George Washington University | College/University | Masters Business Admin Masters Business Admin Graduate Degree | |
ROTH Capital Partners LLC
 ROTH Capital Partners LLC Investment Banks/BrokersFinance ROTH Capital Partners LLC is a broker/dealer headquartered in Newport Beach, California. The firm was founded in 2001 and is a subsidiary of CR Financial Holdings, Inc. They offer institutional sales and trading services. Their broad institutional coverage includes investors in North America, Canada, UK, Europe and other international territories. | Investment Banks/Brokers | Analyst-Equity Analyst-Equity Institutional Sales | |
B. Riley Wealth Management, Inc.
 B. Riley Wealth Management, Inc. Investment ManagersFinance B. Riley Wealth Management, Inc. (B. Riley), formerly Wunderlich Securities, Inc., is a full-service brokerage firm headquartered in Memphis, Tennessee, founded in 1996. The firm is a subsidiary of Wunderlich Investment Co., Inc. B. Riley provides comprehensive wealth management and brokerage services to individuals and families, corporations and non-profit organizations, including qualified retirement plans, trusts, foundations and endowments. In 2001, they expanded their business to include investment advisory services. The firm is duly registered with the SEC. | Investment Managers | Analyst-Equity Analyst-Equity Analyst-Equity | |
| Garcel, Inc. | Corporate Officer/Principal Corporate Officer/Principal | ||
| University of Kansas | College/University | Undergraduate Degree Undergraduate Degree | |
BMO Capital Markets Corp. (Broker)
 BMO Capital Markets Corp. (Broker) Investment Banks/BrokersFinance BMO Capital Markets Corp. (Broker) is the broker/dealer division of BMO Capital Markets Corp., a full-service North American financial services provider headquartered in New York City. The firm was founded in 1998 and is a subsidiary of BMO Financial Corp., which is owned by Bank of Montreal (NYSE, TSX: BMO) in Canada. BMO Capital Markets offers corporate, institutional and government clients access to a variety of products and services including equity and debt underwriting, corporate lending and project financing, merger and acquisitions advisory services, merchant banking, securitization, treasury and market risk management, debt and equity research and institutional sales and trading. | Investment Banks/Brokers | Analyst-Equity Analyst-Equity | |
| B. RILEY PRINCIPAL 250 MERGER CORP. | Financial Conglomerates | Chairman Chief Executive Officer | |
National Securities Corp. (Broker)
 National Securities Corp. (Broker) Investment Banks/BrokersFinance National Securities Corp., a subsidiary of National Holdings Corp., is an international, full-service, independent brokerage firm with a diverse base of retail and institutional clients. National Securities was founded in 1947 in Seattle, Washington with the goal of providing a full suite of financial products and services to its registered representatives and clients. The firm and their subsidiaries are headquartered in New York City and Seattle and have a multitude of domestic and international offices that provide a broad range of securities brokerage, financial planning, and investment services, as well as corporate finance and investment banking services to corporations and businesses. National Securities' representatives are primarily independent contractors who operate their business with freedom and flexibility in advising their clients. The firm is a member FINRA/SIPC. | Investment Banks/Brokers | Analyst-Equity Analyst-Equity | |
American Bankruptcy Institute
 American Bankruptcy Institute Miscellaneous Commercial ServicesCommercial Services The American Bankruptcy Institute is a professional association. The non-profit company is based in Alexandria, VA. The company was founded by Richard A. Gitlin. | Miscellaneous Commercial Services | Corporate Officer/Principal Corporate Officer/Principal | |
B. Riley Capital Management LLC
 B. Riley Capital Management LLC Investment ManagersFinance B. Riley Capital Management LLC (BRCM) is a SEC-registered investment advisor and wealth management firm headquartered in Los Angeles, California. The firm was founded in 2012 and is a wholly-owned subsidiary of B. Riley Financial, Inc. (NASDAQ: RILY). BRCM provides investment advisory services to pooled investment vehicles operating as private investment funds which are offered to institutional and high net-worth investors. | Investment Managers | Chief Executive Officer Portfolio Manager-Equities | |
| University of Maryland | College/University | Undergraduate Degree Undergraduate Degree | |
| University of Missouri | College/University | Undergraduate Degree Undergraduate Degree | |
| Emory University | College/University | Undergraduate Degree Undergraduate Degree | |
| University of Wisconsin | College/University | Masters Business Admin Doctorate Degree | |
H. C. Wainwright & Co. LLC
 H. C. Wainwright & Co. LLC Investment Banks/BrokersFinance H. C. Wainwright & Co. LLC (H. C. Wainwright) is a full-service broker/dealer headquartered in New York City. The firm was founded in 1868 and is a subsidiary of HCWHC, Inc. H. C. Wainwright delivers industry insights and real-time execution to both public and private small and middle-sized global emerging market companies. With a focus on identifying buyers and sellers in illiquid and difficult to trade equities, the firm specializes in block trading and providing liquidity in these securities with as little market impact as possible. | Investment Banks/Brokers | Analyst-Equity Analyst-Equity |
Statistik
International
| Vereinigte Staaten | 49 |
Sektoral
| Finance | 23 |
| Consumer Services | 17 |
| Commercial Services | 4 |
| Electronic Technology | 4 |
| Technology Services | 2 |
Operativ
| Director/Board Member | 210 |
| Analyst-Equity | 171 |
| Corporate Officer/Principal | 156 |
| Undergraduate Degree | 89 |
| Independent Dir/Board Member | 73 |
Am stärksten vernetzte Beziehungen
| Insiders | |
|---|---|
| Mark Klein | 44 |
| Bryant Riley | 43 |
| Wayne P. Yetter | 28 |
| Kenneth Young | 24 |
| Renée LaBran | 22 |
| Mikel Williams | 22 |
| Matthew Hart | 19 |
| Thomas A. Bologna | 18 |
| Jon Merriman | 18 |
| Daniel Shribman | 17 |
| Steven Becker | 16 |
| Bryan Maher | 15 |
| Randy Paulson | 14 |
| Richard van den Broek | 14 |
| Philip Thomas Blazek | 14 |
- Börse
- Insiders
- Tom Kelleher
- Unternehmensverbindungen
