Sam Chen

Credit Suisse Securities (USA) LLC (Credit Suisse Securities USA) is the broker/dealer division of Credit Suisse Securities (USA) LLC, an investment banking company headquartered in New York City. The firm was founded in 1998 and is a wholly owned subsidiary of Credit Suisse (USA), Inc., ultimately owned by Credit Suisse Group AG (SWX: CSGN) in Switzerland. Credit Suisse Securities USA offers a suite of equities, solutions and credit products and services which includes global securities sales, trading and execution, prime brokerage and comprehensive investment research. Their clients include financial institutions, corporations, governments, institutional investors, such as pension funds and hedge funds, and private individuals around the world.

Oglebay Norton Co. LLC engages in mining, processing, transporting and marketing industrial minerals and aggregates. It provides aggregates and industrial minerals for applications in the building materials, environmental, energy and industrial markets. The company operates in three segments: Great Lakes Minerals, Global Stone and Performance Minerals. The Great Lakes Minerals segment mines and distributes limestone from facilities located in northern Michigan. The Global Stone segment supplies lime, crushed and ground limestone, construction aggregates and chemical limestone in the Great Lakes region. It's products are used as a filler in building materials, waste water treatment and soil stabilization and as an aggregate for construction of highways, shopping centers, hospitals and schools. Performance Minerals segment mines and processes industrial sands. The company was founded in 1854 and is headquartered in Cleveland, OH.

Summit Partners LP (Summit Partners) is a private equity firm founded in 1984 by Gregory Avis, Roe Stamps and Stephen Woodsum. The firm is headquartered in Boston, Massachusetts.

Founded in 1999, Credit Suisse Asset Management LLC (CSAM) is a registered investment advisor headquartered in New York City. The firm is an indirect wholly-owned subsidiary of Credit Suisse Group AG (NYSE: CS), a publicly owned foreign bank holding company based in Switzerland.

Highfields Capital Management LP (Highfields Capital) is an independent hedge fund manager headquartered in Boston, Massachusetts. Highfields Capital was founded in 1998 by Jonathon S. Jacobson to manage investment funds for public and private charitable foundations, school endowments and other institutional and private investors.

Citigroup Global Markets, Inc. (Broker) (CGMI-Broker) is the broker/dealer division of Citigroup Global Markets, Inc., an investment bank headquartered in New York City with additional offices across the US. The firm was founded in 2004 and is a subsidiary of Citigroup Financial Products, Inc., ultimately held by Citigroup, Inc. (NYSE: C). CGMI-Broker covers all market capitalizations of the major global indices and provides macro and quantitative analysis of global markets and sector trends. Their core focus of the group is to help investing clients make informed decisions by providing value-added, independent, insightful analysis.

Allspring Global Investments LLC (Allspring) is a SEC-registered investment advisor headquartered in Charlotte, North Carolina. Prior to November 1, 2021, the firm was known as Wells Capital Management, Inc. They are a direct wholly-owned subsidiary of Allspring Global Investments Holdings LLC, ultimately held by Allspring Group Holdings LLC. Allspring provides investment management services to mutual funds, private funds, collective investment trusts (CITs), pooled vehicles, and other institutional clients and high net-worth individuals.

Citizens JMP Securities LLC (Citizens JMP) is a full-service investment bank and broker/dealer headquartered in San Francisco, California. The firm was founded by Joseph Jolson in 2002 and was formerly JMP Securities LLC. The firm is a subsidiary of JMP Holding LLC, ultimately held by Citizens Financial Group, Inc. (NYSE: CFG). Citizens JMP provides equity research, institutional brokerage, and investment banking services to public and private growth companies and their investors. They are a research-driven, growth-oriented firm that provides services to small- and mid-sized companies and the institutions that invest in them. The firm specializes in four high-growth sectors of the economy: technology, healthcare, financial services, and real estate.

Viking Global Investors LP (VGI) is an independent, SEC-registered investment advisor and hedge fund manager headquartered in Stamford, Connecticut. The firm was founded by O. Andreas Halvorsen and David Ott in 1999. VGI provides investment advice to various private investment funds. Investors in the funds include charitable foundations, endowments, pension plans, sovereign entities, funds-of-funds, investment companies, trusts and individuals.

JPMorgan Securities LLC (JPMS) is a securities brokerage firm headquartered in New York City. The firm was founded in 1985 and is a subsidiary of JPMorgan Broker-Dealer Holdings, Inc., ultimately held by JPMorgan Chase & Co., Inc. (NYSE: JPM). JPMS provides research on fixed income, credit, derivatives, emerging markets, foreign exchange, structured finance, technical analysis and bond indices. Their equity analysts cover equities throughout North America, EMEA, Asia/Pacific and the emerging markets. The firm's fixed income team formulates trading and portfolio recommendations for investors in global bonds and other fixed-income markets based on valuations, analytics and market dynamics.

City Capital Advisors LLC provides investment advice. The private company is based in Chicago, IL and has subsidiaries in the United States.

Global Endowment Management LP (GEM) is a SEC-registered investment advisor and hedge fund manager headquartered in Charlotte, North Carolina. The firm was founded in 2007 by Thruston B. Morton III, Stephanie S. Lynch and Hugh N. Wrigley. They are a subsidiary of Global Endowment Partners LP. GEM provides investment management to private investment funds, as well as to separately managed accounts.

KPMG LLP engages in the provision of audit, tax, and advisory services. It serves the banking and capital markets, building, construction and real estate, consumer and retail, energy, natural resources and chemicals, financial services, government and public sector, healthcare and life sciences, industrial manufacturing, insurance, media and entertainment, private equity, technology, telecommunications, and venture capital industries. The company was founded in 1987 and is headquartered in New York, NY.

Robert W. Baird & Co., Inc. (Broker) (Baird-Broker) is the broker-dealer division of Robert W. Baird & Co., Inc., an investment bank and financial services company headquartered in Milwaukee, Wisconsin. The firm was founded in 1919 and is ultimately owned by Baird Financial Group, Inc. Baird-Broker offers a full suite of comprehensive trading services for institutional clients.

Morgan Stanley & Co. LLC is a registered broker-dealer subsidiary of Morgan Stanley Domestic Holdings, Inc., ultimately owned by Morgan Stanley (NYSE: MS) in the US. Headquartered in New York City, the firm was founded in 1987 and provides debt and equity services including underwriting, M&A advice, securities dealing and brokerage and trade execution. Their client base ranges from large global institutional investors to hedge funds at the cutting edge of innovation in the industry.

Boyne Capital Partners LLC (Boyne Capital Partners) is a private equity firm founded in 2006 by Jim R. Malone and Derek A. McDowell. The firm is headquartered in Miami, Florida.

Wells Fargo Securities LLC (WFS) is the broker/dealer subsidiary of EVEREN Capital Corp., ultimately owned by Wells Fargo & Co. (NYSE: WFC). Headquartered in New York, WFS delivers a comprehensive suite of banking, capital markets and advisory solutions, such as a full complement of sales, trading and research capabilities, to corporate, government and institutional clients.

Cleveland Research Co. (CRC) is an investment research firm headquartered in Cleveland, Ohio. The firm was founded in 2006 by Eric Bosshard and Chris Byke. They are a subsidiary of Cleveland Research Management Co. LLC. CRC offers high-quality equity and market research for institutional clients. They provide insight and detailed analysis into the largest companies and sectors across five primary industries: Technology, Consumer, Healthcare, Agricultural and Industrial.

William Blair & Co. LLC (William Blair) is a SEC-registered broker/dealer firm headquartered in Chicago, Illinois. The firm was founded by William McCormick Blair in 1935 and is a subsidiary of WBC Holdings LP. Until 1941, they were known as Blair, Bonner & Co. William Blair provides broking services to individual, institutional and issuing clients.

Brown Advisory LLC is a SEC-registered investment advisor headquartered in Baltimore, Maryland. The firm is a subsidiary of Brown Advisory Management LLC and their ultimate parent is Brown Advisory, Inc. The firm was founded and launched in 1993 as an investment management division of Alex. Brown & Sons, a Baltimore-based investment bank founded in 1800. In 1998, they became independently owned through an employee-led buyout. Brown Advisory provides investment management services to individuals and institutions.

STG Partners LLC (STG Partners) is a private equity firm founded in 2002 by Romesh Wadhwani, Robert L. Evans and William F. Chisholm. The firm is headquartered in Palo Alto, California with an additional offices in Milan and Bangalore.

Strategic Partners Fund Solutions Advisors LP (Strategic Partners) is a private equity division of Blackstone, Inc founded in 1999. The firm is headquartered in New York.

Grafton Street Partners Management Co LLC (Grafton Street Partners) is a private equity firm founded in 2021 by Scott C. Malpass, Stephen Santrach and Andrew Charnesky. The firm is headquartered in Chicago, Illinois.

Founded in 2001, Macquarie Capital (USA), Inc. is a registered broker/dealer located in New York City. The firm is a subsidiary of Macquarie Bank Ltd. (ASX: MBL). They provide coverage of the following industries: resources, healthcare, security/defense, transportation, financial services, retail/consumer products, TMET (telecommunications, media, entertainment and technology), oil & gas, diversified manufacturing/distribution and infrastructure/utilities. Macquarie Capital (USA), Inc. is a member of FINRA.

Keystone Capital Management LP (Keystone Capital) is a private equity firm founded in 1994 by Kent P. Dauten and Scott L. Gwilliam. The firm is headquartered in Chicago, Illinois.

Carlson Private Capital Partners (Carlson Private Capital) is a private equity subsidiary of Carlson, Inc. founded in 2018. The firm is headquartered in Minnetonka, Minnesota.

Consor Engineers LLC engages in the provision of planning and design, structural assessment, and construction services. It offers transportation planning and design, structural assessment, water and wastewater, and specialized services. The company was founded in December 2018 and is headquartered in Houston, TX.

Northstar Capital LLC (Northstar Capital) founded in 1993 by Scott L Becker and Douglas E. Mark. The firm is headquartered in Minneapolis, Minnesota.

Golden Gate Private Equity, Inc. (Golden Gate Capital) is a private equity firm founded in 2000 by David C. Dominik and Jesse T. Rogers. The firm is headquartered in San Francisco, California.

Part of KPMG International Cooperative, KPMG LLP (Michigan) is a company based in Detroit, MI.

Sterling Fund Management LLC (Sterling Partners) is a Private Equity firm founded in 1983 by Eric Becker, Michael Bronfein, Shoshana M. Vernick, Jeff Elburn. The firm is headquartered in Chicago, Illinois.

IPI Partners LLC (IPI Partners) is a private equity subsidiary of Iconiq Capital LLC founded in 2016. The firm is headquartered in Chicago, Illinois.

Norwest Equity Partners is a private equity firm, a subsidiary of Norwest Partners founded in 1961 by John E. Lindahl. The firm is headquartered in Minneapolis, Minnesota.

Simon Quick Advisors LLC (Simon Quick) is an independent, SEC-registered investment advisor and wealth management firm headquartered in Morristown, New Jersey. The firm was founded by Stewart Massey in 2004 as Massey, Quick & Co. LLC. Simon Quick offers to its clients (individuals, families, pension and non-profit business entities, endowments and foundations) various advisory services.

Dorsey Asset Management LLC (DAM) is a SEC-registered investment advisor and hedge fund manager headquartered in Chicago, Illinois. The firm was founded by Patrick “Pat” Dorsey in 2013 and is owned by Wheat Thin LLC. DAM provides investment advisory services to individuals, high-net-worth individuals, charitable organizations and institutions. They also serve as the investment manager to certain private fund(s).

Bain Capital Credit LP is a SEC-registered investment advisor and global credit specialist headquartered in Boston, Massachusetts. The firm was founded by Jonathan Lavine in 1998 and was formerly known as Sankaty Advisors LP. They are a wholly owned subsidiary of Bain Capital LP, owned by Bain Capital Holdings LP. Bain Capital Credit provides investment advisory services across a diverse range of credit strategies.

NexusTek, Inc.engages in the provision of information technology services. It designs holistic technology solutions for business customers that deliver a superior end-user experience, backed by a 24/7/365 domestically staffed support team. The company was founded by Robert Burkholder in 1996 and is headquartered in Greenwood Village, CO.

Clearline Capital LP is an independent registered investment advisor and hedge fund manager headquartered in New York City. The firm was founded by Marc G. Majzner in 2013. Clearline Capital manages a variety of private investment funds. Investors in the funds may include high net-worth-individuals, pension funds, trusts, endowments, fund-of-hedge funds, family offices and other entities.

ABRY Partners LLC (ABRY Partners) a private equity subsidiary of John F. Stafford Insurance Agency, Inc. founded in 1989 by Samuel Andrew Banks and Royce G. Yudkoff. The firm is headquartered in Boston, Massachusetts.

Enven Energy Corp. is an independent oil and natural gas company, which engages in the development, exploitation, exploration and acquisition of crude oil properties. Its projects include sidetracks, recompletions, and new drill wells that are located near its own production infrastructure. It focuses on deepwater region of the U.S. Gulf of Mexico fields. The company was incorporated in 2015 and is headquartered in Houston, TX.