Nate Lucius

Mr. Nathan E.
Lucius is a Managing Director at Gradient Investments LLC.
He also serves as Chief Compliance Officer of Gradient Investments.
He oversees the day-to-day business operations, staff development, marketing, compliance and the overall growth of the firm.
As managing director, he is accountable to plan and execute the firm's internal and external operational infrastructure leveraging overall growth opportunities for the firm and its affiliated advisors.
As chief compliance officer, he oversees the compliance and supervisory responsibilities and is accountable for oversight ensuring that all internal policies, procedures, standards of conduct and ethical principals are adhered to relative to SEC regulations.
Mr. Lucius has held various leadership roles within Gradient Investments, which include new advisor development, investment consultant and assistant portfolio manager.
Under his guidance, Gradient Investments has grown to a team of more than 20 investment professionals managing more than $1.8 billion of client assets.
Prior to Gradient Investments, he held key roles at Registered Independent Advisors, State Farm, Morgan Stanley, and American Financial Marketing.
He earned his undergraduate degree in business from the University of Colorado and a Master of Business Administration from the University of St. Thomas in Minneapolis, Minnesota.