Jay Kim

Founded in 1992, Daewoo Securities (America), Inc. is a broker/dealer headquartered in New York City. The firm provides a full array of trading and execution services for their clients. They do not provide any internal research. Research is provided by their parent company Daewoo Securities Co. Ltd. (SO: 006800)

Mirae Asset Securities (USA), Inc. (Mirae Asset USA) is an investment advisory firm headquartered in New Yorck City. The firm was founded in 1992 and is a subsidiary of Mirae Asset Securities Holdings (USA), Inc., which is owned by Mirae Asset Securities Co., Ltd. (KRX: 006800) in South Korea. Mirae Asset USA offers prime brokerage, global securities financing, correspondent clearing, agency & buyside trading capabilities, and foreign research distribution services to professional investors.

Mirae Asset Securities Co., Ltd. engages in the provision of asset management and brokerage services. Its businesses include: Wealth Management, Brokerage, Investment Banking (IB), and Trading. The Wealth Management business provides funds, insurance, equity-linked securities, derivatives-linked securities, trust, cash management account, and wrap support. The Brokerage business includes mobile and online trading system and investment strategies. The IB business offers corporate financing services including initial public offering, paid-in capital increases, and issuances of equity-linked bonds and corporate bonds; and merger and acquisition consulting; and project financing services including financing and structuring consulting for real estate development projects, asset securitization, and special asset funds. The Trading business offers product-linked trading and principle investment on bonds, currencies, equities, credits, commodities, and derivatives. The company was founded on December 2, 1999 and is headquartered in Seoul, South Korea.