Grahame Pratt

BMO Capital Markets Corp. (Canada) (BMO Capital Markets-Canada) is the Canadian brokerage arm of BMO Capital Markets Corp., a full-service financial services provider in the US. The firm was founded in 1817 and is a subsidiary of BMO Asset Management, Inc., which is owned by Bank of Montreal (NYSE, TSX: BMO) in Canada. Headquartered in Toronto, BMO Capital Markets-Canada provides full-service, institutional brokerage services to corporate, institutional and government clients around the world.

AE Continuation LLP is a US equity brokerage firm headquartered in London, UK. Formerly known as Hispaniola LLP and as Atlantic Equities LLP, the firm was founded in 2003 by Christopher Middleton, Hamilton Faber, Keely Oliver, Marlus McNally and Vernon Golding. They were acquired by Redburn (Europe) Ltd. in 2023 and change their name to AE Continuation LLP.

BBY Ltd. provides brokerage services. The private company is based in Sydney, AU. and has subsidiaries in New Zealand, Australia and United Kingdom. The Australian company was founded in 1987 by Graham Harry Buckeridge. Glenn Rosewall has been the CEO of the company since 2004.

Morgans Holdings (Australia) Pty Ltd. provides investment advice services. The company is headquartered in Brisbane, Australia.

Monash University operates as a public research university. It specializes in higher education, global engagement, postgraduate courses, undergraduate study, and PhD research. The company was founded on March 1961 and is headquartered in Clayton, Australia.

Australian Ethical Investments Ltd. (Investment Management) (Australian Ethical-IM) is the investment management division of Australian Ethical Investment Ltd. (ASX: AEF) headquartered in Sydney, Australia. Australian Ethical-IM was founded in 1986 and manages diversified portfolios composed of ethical companies for individual and institutional clients.

UBS Securities Australia Ltd. is a brokerage firm headquartered in Melbourne, Australia. The firm is a wholly-owned subsidiary of UBG AG, which is owned by UBS Group AG (SWX: UBSG) in Switzerland. UBS Securities Australia offers execution and settles trade in ASX quoted financial products for private investors.

Citigroup Global Markets Australia Pty Ltd. (Citi Australia) is the brokerage arm of Citigroup Global Markets Australia Holdings Pty Ltd., ultimately held by Citigroup, Inc., (NYSE: C) in the US. Headquartered in Sydney with additional office in Melbourne, Citi Australia provides brokerage services to Australian consumers, corporations, institutions and governments. The firm participate in sales and trading across all asset classes including equities, corporate, government and agency bonds, mortgage-backed securities, syndicated loans, structured products, foreign exchange and futures.

Ellerston Capital Ltd. is the fund management subsidiary of Ellerston Asian Investments Ltd. in Australia. They were formerly a wholly owned subsidiary of Packer family-controlled Consolidated Press Holdings Ltd. The firm was founded in 2004 to co-ordinate and manage the Packer family's investments. Headquartered in Sydney, Ellerston Capital manages long-only Australian, global and Asian equities, Australian and global long-short equity and private equity strategies for sovereign wealth, industry and corporate superannuation funds, international funds, family offices and high net worth investors. Ellerston Capital is a signatory of the Principles of Responsible Investment (PRI) and a member of the Responsible Investment Association of Australasia (RIAA).

Macquarie Securities (Australia) Ltd. (MSAL) is a brokerage firm headquartered in Sydney, Australia. The firm was founded in 1969 and is a subsidiary of Macquarie Corporate International Holdings Pty Ltd., ultimately held by Macquarie Group Ltd. (ASX: MQG) in Australia. MSAL serves as the brokering entity for the Macquarie Group.

Credit Suisse (Australia) Ltd. (Credit Suisse Australia) is a broker/dealer firm headquartered in Sydney, Australia. The firm was founded in 1999 and is a subsidiary of Credit Suisse AG, which is owned by Credit Suisse Group AG (SWX: CSGN) in Switzerland. Credit Suisse Australia offers global securities sales, trading and execution, prime brokerage, underwriting, and comprehensive investment research for corporate and institutional investors.

Part of Nomura Holdings, Inc., Nomura Australia Ltd. is an Australian company that provides brokerage services. The company is based in Sydney, Australia. The CEO of the company is Andrew Macgonigal.

Redburn (Europe) Ltd. (dba Redburn Atlantic) is an equity brokerage firm headquartered in London, UK. The firm was founded in 2003 by Jeremy Evans and Nick Glydon. They are a wholly owned subsidiary of Rothschild & Co. Continuation Holdings AG, ultimately owned by Rothschild & Co SCA. (EPA: ROTH) in France. Redburn Atlantic provides institutional investors with US and European equity research, trade execution and capital markets services. Their Execution Services division delivers high-touch sales trading and execution as well as low-touch execution and algorithmic solutions. The division also offers market structure and trading analytics.

Nedgroup Securities (Pty) Ltd. is the brokerage subsidiary of Nedbank Group Ltd. (JSE: NED) in South Africa. Headquartered in Sandton, Nedbank provides brokerage services for retail and institutional investors.

Commonwealth Securities Ltd. (CommSec) is the securities brokerage subsidiary of Commonwealth Bank of Australia (ASX: CBA ). Headquartered in Sydney, CommSec was founded in 1995 and offers a range of brokerage products and services including online trading, cash management, margin lending, and international share trading to retail cliens.

Ord Minnett Ltd. is the brokerage and private wealth management subsidiary of IOOF Holdings Ltd. (ASX: IFL) in Australia. Headquartered in Sydney with additional office in Melbourne, the firm offers private wealth clients a full-service stockbroking services that covers Australian and global stock markets.

Petra Capital Pty Ltd. is a boutique, independently owned, wholesale Australian institutional stockbroking firm headquartered in Sydney. The firm was founded by George Marias as Delta Equities Australia Pty Ltd. They facilitate trades of all types and sizes, underpinned by comprehensive local and international market knowledge, for wholesale financial clients and to ASX listed mining and industrial companies. Their dealing services include: equity execution, block trades, market intelligence, primary capital raisings, secondary market activities, and building share registers.

CLSA Australia Pty Ltd. is a securities brokerage firm headquartered in Sydney, Australia. The firm was founded in 2009 and is a subsidiary of CLSA Ltd., which is owned by CITIC Securities Co., Ltd. (SHA: 600030) in China. CLSA Australia provides equity research and broking, asset management, corporate finance and capital markets and securities services to corporates and investors.

Morningstar Australasia Pty Ltd. is the Australian investment research subsidiary of Morningstar Direct Investments Pty Ltd., ultimately held by Morningstar, Inc. (NASDAQ: MORN) in the US. Headquartered in Barangaroo, the firm was founded in 1999 as Huntley’s Investment Information Pty Ltd. They provide research on Australian stocks, managed funds, superannuation funds, credit securities, exchange-traded funds, and listed investment companies for individual investors, financial advisers, asset managers, and retirement plan providers and sponsors.

Coast2Coast Investments Pty Ltd (Coast2Coast Investments) is a private equity subsidiary of Coast2coast Holdings Pty Ltd founded in 2007 by Gary Shayne and Cris Dillon. The firm is headquartered in Cape Town, South Africa.

Canaccord Genuity (Australia) Ltd. (Canaccord Genuity Australia) is the Australian full service stockbroking and wealth management subsidiary of Canaccord Genuity Group Inc. (TSE: CF) in Canada. Headquartered in Melbourne, Canaccord Genuity Australia was founded by Anthony Murphy and provides wealth management services including portfolio management, portfolio administration and broking services to individual, institutional and corporate clients.

E.L. & C. Baillieu Ltd. is a stockbroking firm headquartered in Melbourne, Australia. They are a subsidiary of Ord Minnett Ltd., which is owned by IOOF Holdings Ltd. (ASX: IFL). The firm was founded in 2012 and provides securities brokerage services to institutional clients.

Wilsons Advisory & Stockbroking Ltd. (Wilsons Advisory) is a wealth management firm headquartered in Brisbane, Australia. The firm was founded in 1895 and is a subsidiary of Wilsons Holding Co. Pty Ltd. Wilsons Advisory provides investment solutions to private wealth, institutional and corporate clients.

Part of AIMS Financial Group Pty Ltd., APP Securities Pty Ltd. is a brokerage firm that provides brokerage services. The company is based in Sydney, Australia. Sangeeta Venkatesan has been the CEO of the Australian company since 2017.

Morgans Financial Ltd. is an independent, Australian full-service stockbroking and wealth management firm headquartered in Brisbane, Queensland. Formerly known as ABN AMRO Morgans Ltd., the firm offers stockbroking services to Australian investors.

Part of Jefferies Financial Group, Inc., Jefferies (Australia) Pty Ltd. is a brokerage services provider. The company is based in Sydney, Australia. Michael Stock has been the CEO of the Australian company since 2018.

Jarden Australia Pty Ltd. (Jarden) is a broker-dealer firm headquartered in Sydney, Australia. The firm is a subsidiary of Jarden Partners Ltd. in New Zealand. Jarden’s clients are institutional, corporate and private investors that seek a broad range of investment opportunities, backed by world-class service and seamless execution.