Andra C. Ozols
Keine laufenden Positionen mehr
Profil
Ms. Andra C.
Ozols is Chief Legal & Compliance Officer at Aviva Investors North America, Inc.She joined Aviva Investors North America, Inc. in 2011 as a chief legal and compliance officer.
Ms. Ozols has over 21 years of investment management experience and over 24 years of legal experience.
She was previously Chief Administrative Officer and General Counsel for Old Mutual Capital and its related companies.
Prior to joining Old Mutual in 2005, she was General Counsel and Executive Vice President of ICON Advisers, Inc., and prior to that, she was Vice President and Assistant General Counsel of Founders Asset Management, part of the Bank of New York/Mellon organization..
Ms. Ozols her investment career with the Denver office of the Enforcement Division of the Securities and Exchange Commission.
She was also an adjunct professor at the University of Denver College of Law, teaching various advanced securities law and international business law classes.
She received her undergraduate degree from the University of Nebraska and her J.D.
from the University of Denver College of Law.
She holds FINRA Series 7 and 24 licenses..
Ehemalige bekannte Positionen von Andra C. Ozols
| Unternehmen | Position | Ende |
|---|---|---|
| University of Denver | Corporate Officer/Principal | - |
| Securities & Exchange Commission Historical Society | Corporate Officer/Principal | - |
Founders Asset Management LLC
 Founders Asset Management LLC Investment ManagersFinance Founded in 1938, Founders Asset Management LLC is a mutual fund manager and registered investment advisor headquartered in Denver, Colorado. The firm is a subsidiary of Mellon Financial Corp. (NYSE: MEL) which acquired the firm in 1998. They manage the Dreyfus Founders funds | General Counsel | - |
ICON Advisers, Inc.
 ICON Advisers, Inc. Investment ManagersFinance ICON Advisers, Inc. (ICON) is a SEC-registered investment advisor headquartered in Greenwood Village, Colorado. The firm was founded by Dr. Craig Callahan in 1986 as Meridian Investment Management Corp. They are wholly owned subsidiary of ICON Management & Research Corp. ICON provides sub-advisory and portfolio management services to registered mutual funds and high net worth individuals. | General Counsel | - |
Old Mutual Capital, Inc.
 Old Mutual Capital, Inc. Investment ManagersFinance Old Mutual Capital, Inc. provided investment advice. The company was headquartered in Denver, CO. | Verwaltungsdirektor | - |
Ausbildung von Andra C. Ozols
| University of Denver | Graduate Degree |
| University of Nebraska | Undergraduate Degree |
Erfahrungen
Besetzte Positionen
Aktive
Inaktive
Börsennotierte Unternehmen
Private Unternehmen
Unternehmensverbindungen
| Private Unternehmen | 5 |
|---|---|
Aviva Investors Americas LLC
 Aviva Investors Americas LLC Investment ManagersFinance Founded in 1997, Aviva Investors Americas LLC is a registered investment advisor headquartered in Des Moines, Iowa. The firm was also previously known as Aviva Capital Management, Inc. Aviva Investors Americas is a subsidiary of Aviva USA Corp. and their ultimate parent is London-based Aviva Plc (LSE: AV). The firm manages assets for life insurance and annuity companies, re-insurance companies and other institutional clients. | Finance |
Old Mutual Capital, Inc.
Old Mutual Capital, Inc. Investment ManagersFinance Old Mutual Capital, Inc. provided investment advice. The company was headquartered in Denver, CO. | Finance |
ICON Advisers, Inc.
ICON Advisers, Inc. Investment ManagersFinance ICON Advisers, Inc. (ICON) is a SEC-registered investment advisor headquartered in Greenwood Village, Colorado. The firm was founded by Dr. Craig Callahan in 1986 as Meridian Investment Management Corp. They are wholly owned subsidiary of ICON Management & Research Corp. ICON provides sub-advisory and portfolio management services to registered mutual funds and high net worth individuals. | Finance |
Founders Asset Management LLC
Founders Asset Management LLC Investment ManagersFinance Founded in 1938, Founders Asset Management LLC is a mutual fund manager and registered investment advisor headquartered in Denver, Colorado. The firm is a subsidiary of Mellon Financial Corp. (NYSE: MEL) which acquired the firm in 1998. They manage the Dreyfus Founders funds | Finance |
| Securities & Exchange Commission Historical Society |
