Ann Marie Swanson
Direktor/Vorstandsmitglied bei Alaric Compliance Services LLC
Profil
Ann Marie Swanson is currently the Director at Alaric Compliance Services LLC since 2015.
Prior to this, she worked as the Chief Compliance Officer at The Asia Pacific Fund, Inc. and Aletheia Research & Management, Inc. She also served as the Chief Compliance Officer & Vice President at ThomasPartners, Inc. from 2013 to 2015.
Ms. Swanson holds a graduate degree from Suffolk University and an undergraduate degree from the University of Massachusetts.
Aktive Positionen von Ann Marie Swanson
| Unternehmen | Position | Beginn |
|---|---|---|
Alaric Compliance Services LLC
 Alaric Compliance Services LLC Investment ManagersFinance Alaric Compliance Services LLC engages in the provision of compliance advice and services. Its solutions include investment services, investment companies, business development companies, private fund managers, broke-dealers, Turnkey solutions, and technology solutions. The company was founded in 2004 and is headquartered in New York, NY. | Direktor/Vorstandsmitglied | 01.10.2015 |
Ehemalige bekannte Positionen von Ann Marie Swanson
| Unternehmen | Position | Ende |
|---|---|---|
ThomasPartners, Inc.
 ThomasPartners, Inc. Investment ManagersFinance Founded in 1970, ThomasPartners, Inc. is a registered investment advisor headquartered in Boston, Massachusetts. The firm is a subsidiary of Charles Schwab Corp. ThomasPartners provides portfolio and investment management services to individuals, families, trusts, foundations and other investment advisory firms. | Compliance Officer | 01.03.2015 |
| THE ASIA PACIFIC FUND, INC. | Compliance Officer | - |
Aletheia Research & Management, Inc.
 Aletheia Research & Management, Inc. Investment ManagersFinance Founded in 1997, Aletheia Research & Management, Inc. is a hedge fund manager based in Santa Monica, California | Corporate Officer/Principal | - |
Ausbildung von Ann Marie Swanson
| University of Massachusetts | Undergraduate Degree |
| Suffolk University | Graduate Degree |
Erfahrungen
Besetzte Positionen
Aktive
Inaktive
Börsennotierte Unternehmen
Private Unternehmen
Beziehungen
Beziehungen ersten Grades
Unternehmen ersten Grades
Herr
Frau
Aufsichtsräte
Führungskräfte
Unternehmensverbindungen
| Private Unternehmen | 4 |
|---|---|
Aletheia Research & Management, Inc.
Aletheia Research & Management, Inc. Investment ManagersFinance Founded in 1997, Aletheia Research & Management, Inc. is a hedge fund manager based in Santa Monica, California | Finance |
The Asia Pacific Fund, Inc.
 The Asia Pacific Fund, Inc. Investment Trusts/Mutual FundsMiscellaneous The Asia Pacific Fund, Inc. operates as a closed-end investment fund or trust, which engages in the provision of long-term capital appreciation through investment of investable assets in equity securities of companies in the Asia Pacific countries. The company was founded in May 1987 and is headquartered in Newark, NJ. | Miscellaneous |
Alaric Compliance Services LLC
Alaric Compliance Services LLC Investment ManagersFinance Alaric Compliance Services LLC engages in the provision of compliance advice and services. Its solutions include investment services, investment companies, business development companies, private fund managers, broke-dealers, Turnkey solutions, and technology solutions. The company was founded in 2004 and is headquartered in New York, NY. | Finance |
ThomasPartners, Inc.
ThomasPartners, Inc. Investment ManagersFinance Founded in 1970, ThomasPartners, Inc. is a registered investment advisor headquartered in Boston, Massachusetts. The firm is a subsidiary of Charles Schwab Corp. ThomasPartners provides portfolio and investment management services to individuals, families, trusts, foundations and other investment advisory firms. | Finance |
