MULTITUDE SE
Ferratum Oyj: Notification of major holdings
^
DGAP-Ad-hoc: Ferratum Oyj / Schlagwort(e):
Beteiligung/Unternehmensbeteiligung
Ferratum Oyj: Notification of major holdings
01.06.2017 / 18:31 CET/CEST
Veröffentlichung einer Insiderinformation gemäß Artikel 17 MAR,
übermittelt
durch DGAP - ein Service der EQS Group AG.
Für den Inhalt der Mitteilung ist der Emittent verantwortlich.
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NOTIFICATION OF MAJOR HOLDINGS (to
be sent to the relevant issuer and
to the FIN-FSA)
1. Identity of the issuer: FERRATUM
2. Reason for the notification
(please tick the appropriate box or
boxes): An acquisition or
disposal of shares or voting rights
An acquisition or disposal of
financial instruments An event
changing the breakdown of shares or
voting rights Other (please
specify): Click here to enter text.
3. Details of person subject to the
notification obligation:
Name: DORVAL ASSET MANAGEMENT City and
country
of
resi-
dence:
Paris
(FRANCE)
4. Full name of shareholder(s) (if
different from 3.): DORVAL ASSET
MANAGEMENT
5. Date on which the threshold was
crossed or reached: 24.4.2017
6. Total positions of person(s)
subject to the notification
obligation:
% of % of To- Total
shares shares tal number
and and of of
voting voting both shares
rights rights in % and
(total through (7.A voting
of 7.A) financial + rights
instru- 7.B) of
ments issuer
(total of
7.B)
Resulting situation on the date on 5.09 Click 5.09 21 723
which threshold was crossed or here to 960
reached enter
text.
Position of previous notification Click Click Clic-
(if applicable) here to here to k
enter enter here
text. text. to
en-
ter
tex-
t.
7. Notified details of the
resulting situation on the
date on which the
threshold was crossed or
reached:
A: Shares and voting
rights
Class/type of shares ISIN Number % of
code (if possible) of shares
shares and
and voting
voting rights
rights
Direct (SMA 9:5) Indirect Direct Indi-
(SMA 9:6 (SMA rect
and 9:7) 9:5) (SMA
9:6
and
9:7)
FI4000106299 1 105 Click 5.09 Click
012 here to here to
enter enter
text. text.
Click here to enter text. Click Click Click Click
here to here to here here to
enter enter to enter
text. text. enter text.
text.
Click here to enter text. Click Click Click Click
here to here to here here to
enter enter to enter
text. text. enter text.
text.
SUBTOTAL A 1 105 5.09
012
B: Financial Instruments
according to SMA 9:6a
Type of financial Expirati- Exerci- Physi- Number % of
instrument on date se/ cal or of shares
Conver- cash shares and
sion settle- and voting
Period ment voting rights
rights
Click here to enter text. Click Click Click Click Click
here to here to here here to here to
enter enter to enter enter
text. text. enter text. text.
text.
Click here to enter text. Click Click Click Click Click
here to here to here here to here to
enter enter to enter enter
text. text. enter text. text.
text.
Click here to enter text. Click Click Click Click Click
here to here to here here to here to
enter enter to enter enter
text. text. enter text. text.
text.
SUBTOT- Click Click
AL B here to here to
enter enter
text. text.
8. Information in relation to the person subject to
the notification obligation (please tick the
applicable box): Person subject to the notification
obligation is not controlled by any natural person or
legal entity and does not control any other
undertaking(s) holding directly or indirectly an
interest in the (underlying) issuer. Full chain of
controlled undertakings through which the voting
rights and/or the financial instruments are
effectively held starting with the ultimate
controlling natural person or legal entity:
Name % of % of To-
sha- shares tal
res and of
and voting both
vo- rights
ting throug-
righ- h
ts finan-
cial
instru-
ments
NATIXIS GLOBAL ASSET MANAGEMENT 0 0 0
DORVAL ASSET MANAGEMENT 5.09 0 5.09
Click here to enter text. Clic- Click Clic-
k here k
here to here
to enter to
en- text. en-
ter ter
tex- tex-
t. t.
Click here to enter text. Clic- Click Clic-
k here k
here to here
to enter to
en- text. en-
ter ter
tex- tex-
t. t.
Click here to enter text. Clic- Click Clic-
k here k
here to here
to enter to
en- text. en-
ter ter
tex- tex-
t. t.
9. In case of proxy voting: [name of the proxy
holder] will cease to hold [% and number] voting
rights as of Click here to enter a date.
10. Additional information: Notification made for
regularization
Done at [place] on 31.5.2017.
Annex: Notification of major holdings (only to be filed with the
FIN-FSA)
A: Identity of the person subject to the notification obligation
Full name (including legal form for legal entities)
DORVAL ASSET MANAGEMENT S.A
Contact address (registered office for legal entities)
1 Rue de Gramont
E-Mail
Abdelsamad.mabrouki@dorval-am.com
Phone number / Fax number
+33183758136
Other useful information (at least a contact person for legal persons)
Abdelsamad Mabrouki
B: Identity of the notifier, if applicable
Full name
Abdelsamad Mabrouki
Contact address
1 Rue de Gramont
E-Mail
Abdelsamad.mabrouki@dorval-am.com
Phone number / Fax number
+33183758136
Other useful information (e.g. functional relationship with the person
or legal entity subject to the notification obligation)
Compliance
C: Additional information:
Click here to enter text.
Instructions for filling in the standard form
Please note that the Finnish standard form differs from the model standard
form published by ESMA due to specific national legislation requiring
notification of capital holdings.
Item 1: Please provide the full name of the issuer together with any further
specification of the issuer, provided it is reliable and accurate (e.g.
address, LEI, domestic business ID).
Item 2: Please tick in the appropriate box. In cases of passive reaching or
crossing of the threshold (the number of shares or voting rights of the
person subject to notification obligation does not change, but the threshold
is crossed due to a change in the total number of shares or voting rights of
the issuer), please tick in the box "event changing the breakdown of shares
or voting rights". Please tick in that box also if the holdings are
transferred from financial instruments to shares and voting rights or vice
versa.
You may tick in the box "other" in case of, for example:
- a downwards crossing of the threshold(s) because of application of an
exemption;
- a downwards crossing of the threshold(s) because of expiry of expiry of
financial instruments without physical delivery of the underlying shares; or
- reaching or crossing of threshold(s) due to changes in delta of cash
settled financial instruments
- reaching or crossing of threshold(s) due to acting in concert (chapter 9,
section 1, paragraph 1 of the SMA).
If you tick in the box "other", please specify the reason for notification.
Item 3: Please provide the full name of the notifying person(s) and city and
country of residence. For legal persons . The notifying person(s) referred
to in the item may include:
(a) the shareholder or a person exercising the control referred to in
chapter 9, section 7 of the SMA
(b) the natural or legal person acquiring, disposing of or exercising voting
rights in the way referred to in chapter 9, section 6, paragraphs 2-7 of the
SMA
(c) all the parties to the agreement referred to in chapter 9, section 6,
paragraph 1 of the SMA
(d) holder of a financial instrument referred to in chapter 9, section 6 a
of the SMA.
Item 4: Shareholder(s) may be different than the notifying person(s) in
cases referred to in chapter 9, section 6, paragraphs 2-7 and chapter 9,
section 7 of the SMA. Management companies, for example, disclose the names
of funds managed by them that hold the issuer's shares. It is not required
to disclose the name(s) of the shareholder(s) whose holdings are less than 5
%.
Item 5: The date on which the threshold(s) is/are reached or crossed should
normally be the date on which the acquisition or disposal has been made or
the exercise of voting rights commences or ends. If the threshold is crossed
due to a change in the total number of shares or voting rights of the
issuer, the date to be entered is the one when the issuer has disclosed the
new total number of shares and voting rights.
Item 6: Please provide the percentages of shares and voting rights held
separately if they differ (e.g. the issuers has share classes with different
voting rights or the notifying person holds voting rights without owning the
underlying shares). The total number of shares and voting rights of the
issuer includes also treasury shares held by the issuer.
Please provide the percentages in two decimals. If the aggregated holdings
(7A+7B) have fallen below 5 % threshold, please note that it is sufficient
to disclose only that the new holdings (7A, 7B and 7A+7B) are below that
threshold.
Item 7: Please provide both the resulting number and percentage of shares
and voting rights on the date on which threshold was reached or crossed.
Please provide the information on shares and voting rights separately if
they differ (e.g. the issuers has share classes with different voting rights
or the notifying person holds voting rights without owning the underlying
shares).
Please split the holdings to direct and indirect holdings in item 7A. If
there are no direct or indirect holdings, please leave the relevant box
blank.
In item 7B please provide the following information on both directly and
indirectly held financial instruments: type of instrument, expiration date,
exercise / conversion period, type of settlement (physical delivery / cash),
the number and percentage of shares and voting rights held through the
financial instrument. In case of cash settled instruments the number and
percentages of voting rights is presented on a delta-adjusted basis.
Item 8: Tick in the second box if the person subject to the notification
obligation is either controlled by another natural or legal person and/or
does control another undertaking which has shares or voting rights in the
issuer or financial instruments referenced to the issuer. In this case
please provide the full chain of controlled undertakings.
The names of controlled undertakings through which the voting rights and/or
financial instruments are effectively held as well as the ultimate
controlling shareholder have to be presented irrespectively whether the
controlled undertakings cross or reach the lowest applicable threshold
themselves. If a natural person or legal entity belonging to the chain of
controlled undertakings holds less than 5 % of the shares or voting rights,
it is sufficient to disclose only that the new holdings of that person or
entity are below that threshold.
Item 9: If indirectly held voting rights are based on a proxy, please
provide information on the expiry of the proxy and the number and percentage
of voting rights covered by the proxy.
Item 10: You may provide additional information where necessary (e.g. the
notification is a correction of a previous notification).
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Meldepflichten, Corporate News/Finanznachrichten und Pressemitteilungen.
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Sprache: Deutsch
Unternehmen: Ferratum Oyj
Ratamestarinkatu 11 A
00520 Helsinki
Finnland
Internet: https://www.ferratumgroup.com
ISIN: FI4000106299
WKN: A1W9NS
Börsen: Regulierter Markt in Frankfurt (Prime Standard);
Freiverkehr in Berlin, Düsseldorf, Hamburg, Hannover,
München, Stuttgart, Tradegate Exchange
Ende der Mitteilung DGAP News-Service
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579825 01.06.2017 CET/CEST
°
Ferratum Oyj: Notification of major holdings
Am 01. Juni 2017 um 18:32 Uhr
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