Borussia Dortmund GmbH & Co. KGaA: Release according to Article 40, Section 1 of the WpHG
[the German Securities Trading Act] with the objective of Europe-wide distribution
^
DGAP Voting Rights Announcement: Borussia Dortmund GmbH & Co. KGaA
Borussia Dortmund GmbH & Co. KGaA: Release according to Article 40, Section
1 of the WpHG [the German Securities Trading Act] with the objective of
Europe-wide distribution
02.03.2021 / 16:04
Dissemination of a Voting Rights Announcement transmitted by DGAP - a
service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.
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Notification of Major Holdings
1. Details of issuer
Name: Borussia Dortmund GmbH & Co. KGaA
Street: Rheinlanddamm 207 - 209
Postal code: 44137
City: Dortmund
Germany
Legal Entity Identifier (LEI): 529900XO0YTOOKCLQB44
2. Reason for notification
Acquisition/disposal of shares with voting rights
Acquisition/disposal of instruments
Change of breakdown of voting rights
X Other reason: Discontinuation of attribution of voting rights due
to discontinuation of control position (see no. 10 below).
3. Details of person subject to the notification obligation
Natural person (first name, surname): François Henri Joseph Pinault
Date of birth: 21 Aug 1936
Natural person (first name, surname): François Jean-Henri Pinault
Date of birth: 28 May 1962
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:
16 May 2018
6. Total positions
% of voting % of voting rights Total of Total number of
rights attached through both in % voting rights
to shares instruments (total (7.a. + pursuant to
(total of 7.a.) of 7.b.1 + 7.b.2) 7.b.) Sec. 41 WpHG
New 0.00 % 0.00 % 0.00 % 92000000
Previo- 5.00 % n/a % n/a % /
us
notifi-
cation
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
ISIN Absolute In %
Direct (Sec. Indirect (Sec. Direct (Sec. Indirect
33 WpHG) 34 WpHG) 33 WpHG) (Sec. 34
WpHG)
DE0005493092 0 0 0.00 % 0.00 %
Total 0 0.00 %
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
Type of Expiration or Exercise or Voting Voting
instrument maturity date conversion rights rights in
period absolute %
0 0.00 %
Total 0 0.00 %
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
Type of Expiration Exercise or Cash or Voting Voting
instrume- or maturity conversion physical rights rights
nt date period settlement absolute in %
0 0.00 %
Total 0 0.00 %
8. Information in relation to the person subject to the notification
obligation
X Person subject to the notification obligation is not controlled nor
does it control any other undertaking(s) that directly or
indirectly hold(s) an interest in the (underlying) issuer (1.).
Full chain of controlled undertakings starting with the ultimate
controlling natural person or legal entity:
Name % of voting rights % of voting rights Total of both (if
(if at least 3% or through instruments (if at least 5% or
more) at least 5% or more) more)
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34
para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general
meeting:
Proportion of voting Proportion of Total of
rights instruments both
% % %
10. Other explanatory remarks:
Notification due to the discontinuation of the joint indirect
controlling position with regard to Puma SE. As a consequence, there
is no attribution of voting rights from shares in Borussia Dortmund
GmbH & Co. Kommanditgesellschaft auf Aktien to Kering S.A., Artémis
S.A. and Financière Pinault S.C.A.
Date
26 Feb 2021
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02.03.2021 The DGAP Distribution Services include Regulatory Announcements,
Financial/Corporate News and Press Releases.
Archive at www.dgap.de
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Language: English
Company: Borussia Dortmund GmbH & Co. KGaA
Rheinlanddamm 207 - 209
44137 Dortmund
Germany
Internet: www.bvb.de/aktie // www.aktie.bvb.de
End of News DGAP News Service
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1172522 02.03.2021
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