![John Schwartz](data:image/svg+xml,<svg xmlns="http://www.w3.org/2000/svg" width="16" height="16" fill="%231b1b1b" class="bi bi-person-fill" viewBox="0 0 16 16"><path d="M3 14s-1 0-1-1 1-4 6-4 6 3 6 4-1 1-1 1zm5-6a3 3 0 1 0 0-6 3 3 0 0 0 0 6"/></svg>)
John Schwartz
Compliance Officer bei
ROYCE GLOBAL TRUST, INC.
Profil
Mr. John P.
Schwartz is a Chief Compliance Officer at Royce Small Cap Trust, a Chief Compliance Officer at Royce Global Trust Inc., a Chief Compliance Officer at The Royce Fund and a Chief Compliance Officer at Royce Micro Cap Trust.
Mr. Schwartz was previously employed as a Head of Sales & Marketing by Redwood Investments LLC, a Senior Managing Director by State Street Global Markets LLC, and a Vice President by Goldman Sachs & Co. LLC.
He received his undergraduate degree from Georgetown University and an MBA from Harvard University.
Aktive Positionen von John Schwartz
| Unternehmen | Position | Beginn |
|---|---|---|
| ROYCE GLOBAL TRUST, INC. | Compliance Officer | 01.05.2022 |
| ROYCE SMALL-CAP TRUST, INC. | Compliance Officer | 01.05.2023 |
| ROYCE MICRO-CAP TRUST, INC. | Compliance Officer | 01.01.2022 |
The Royce Fund
 The Royce Fund Investment Trusts/Mutual FundsMiscellaneous Acts as Open-End Investment Fund/Unit Trust | Compliance Officer | 01.04.2022 |
Ehemalige bekannte Positionen von John Schwartz
| Unternehmen | Position | Ende |
|---|---|---|
State Street Global Markets LLC
 State Street Global Markets LLC Investment Banks/BrokersFinance Provides brokerage services | Corporate Officer/Principal | 31.12.2009 |
Goldman Sachs & Co. LLC
 Goldman Sachs & Co. LLC Investment Banks/BrokersFinance Provides brokerage services | Corporate Officer/Principal | - |
Redwood Investments LLC
 Redwood Investments LLC Investment ManagersFinance Redwood’s investment strategies invest in a range of small to large-cap securities encompassing growth and value securities. The firm’s focus is on the successful implementation of their investment process which includes a rigorous fundamental, bottom-up stock selection process that integrates traditional fundamental analysis with proprietary quantitative screening tools. The investment strategy for a specific client is based upon a client’s objectives and risk profile. | Vertrieb & Marketing | - |
Ausbildung von John Schwartz
Erfahrungen
Besetzte Positionen
Aktive
Inaktive
Börsennotierte Unternehmen
Private Unternehmen
Beziehungen
97
Beziehungen ersten Grades
9
Unternehmen ersten Grades
Herr
Frau
Aufsichtsräte
Führungskräfte
Unternehmensverbindungen
| Private Unternehmen | 9 |
|---|---|
The Royce Fund
The Royce Fund Investment Trusts/Mutual FundsMiscellaneous Acts as Open-End Investment Fund/Unit Trust | Miscellaneous |
State Street Global Markets LLC
State Street Global Markets LLC Investment Banks/BrokersFinance Provides brokerage services | Finance |
Redwood Investments LLC
Redwood Investments LLC Investment ManagersFinance Redwood’s investment strategies invest in a range of small to large-cap securities encompassing growth and value securities. The firm’s focus is on the successful implementation of their investment process which includes a rigorous fundamental, bottom-up stock selection process that integrates traditional fundamental analysis with proprietary quantitative screening tools. The investment strategy for a specific client is based upon a client’s objectives and risk profile. | Finance |
Royce Small Cap Trust
 Royce Small Cap Trust Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust | Miscellaneous |
Royce Micro Cap Trust
 Royce Micro Cap Trust Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust | Miscellaneous |
Royce Global Trust Inc.
 Royce Global Trust Inc. Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust | Miscellaneous |
Harvard University
 Harvard University Other Consumer ServicesConsumer Services Functions as a College/University | Consumer Services |
Goldman Sachs & Co. LLC
Goldman Sachs & Co. LLC Investment Banks/BrokersFinance Provides brokerage services | Finance |
Georgetown University
 Georgetown University Other Consumer ServicesConsumer Services Functions as a College/University | Consumer Services |
